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IVZ

Invesco Ltd.

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Tapewire entity
125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2024 Filed Sep 4, 2024 17:24 UTC
Butcher StephanieSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 25,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001965994-24-000011 · wk-form4_1725470648.xml · derivative · entry 3

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,491

Underlying: Common Shares · 25,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 17:24 UTC
Butcher StephanieSenior Managing Director
Tax withholdingCommon Shares 11,984 $17.09 $204,806.56
Disclosure

SEC source: 0001965994-24-000011 · wk-form4_1725470648.xml · nonDerivative · entry 2

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,884

Read SEC document
August 31, 2024 Filed Sep 4, 2024 17:24 UTC
Butcher StephanieSenior Managing Director
GrantCommon Shares 25,497 $0.00 $0.00
Disclosure

SEC source: 0001965994-24-000011 · wk-form4_1725470648.xml · nonDerivative · entry 1

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,868

Read SEC document
May 15, 2024 Filed May 17, 2024 20:44 UTC
DUKES LAURA ALLISONChief Financial Officer
Tax withholdingCommon Shares 25,097 $16.31 $409,332.07
Disclosure

SEC source: 0001674244-24-000004 · wk-form4_1715978613.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,807

Read SEC document
May 15, 2024 Filed May 17, 2024 20:22 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024076 · wk-form4_1715977340.xml · nonDerivative · entry 1

Tolliver Paula · CIK 0001756360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,227

Read SEC document
May 15, 2024 Filed May 17, 2024 20:38 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024099 · wk-form4_1715978257.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,930

Read SEC document
May 15, 2024 Filed May 17, 2024 20:32 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024088 · wk-form4_1715977919.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,362

Read SEC document
May 15, 2024 Filed May 17, 2024 20:08 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024038 · wk-form4_1715976507.xml · nonDerivative · entry 1

WOMACK CHRISTOPHER C · CIK 0001195423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,077

Read SEC document
May 15, 2024 Filed May 17, 2024 20:00 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001298173-24-000002 · wk-form4_1715976027.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,244

Read SEC document
May 15, 2024 Filed May 17, 2024 19:53 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001181664-24-000004 · wk-form4_1715975592.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,030

Read SEC document
May 15, 2024 Filed May 17, 2024 19:06 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001642391-24-000003 · wk-form4_1715972767.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,128

Read SEC document
May 15, 2024 Filed May 17, 2024 19:16 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001363651-24-000004 · wk-form4_1715973358.xml · nonDerivative · entry 1

Finke Thomas M · CIK 0001363651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,398

Read SEC document
May 15, 2024 Filed May 17, 2024 19:20 UTC GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001197233-24-000004 · wk-form4_1715973628.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,271.157

Read SEC document
May 15, 2024 Filed May 17, 2024 19:11 UTC
Beshar SarahDirector
GrantCommon Shares 11,955 $0.00 $0.00
Disclosure

SEC source: 0001706784-24-000002 · wk-form4_1715973105.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,307.398

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:00 UTC
Smith Alan LeonardSMD and CHRO
GrantRestricted Stock Units · Derivative 25,923 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001923426-24-000004 · wk-form4_1710795629.xml · derivative · entry 1

Smith Alan Leonard · CIK 0001923426 · SMD and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,923

Underlying: Common Shares · 25,923 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 15:33 UTC
Butcher StephanieSenior Managing Director
GrantRestricted Stock Units · Derivative 76,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001965994-24-000009 · wk-form4_1709307218.xml · derivative · entry 2

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,716

Underlying: Common Shares · 76,716 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 15:33 UTC
Butcher StephanieSenior Managing Director
Tax withholdingCommon Shares 16,680 $15.29 $255,037.20
Disclosure

SEC source: 0001965994-24-000009 · wk-form4_1709307218.xml · nonDerivative · entry 1

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,371

Read SEC document
February 28, 2024 Filed Mar 1, 2024 14:41 UTC
Schlossberg AndrewDirector · President and CEO
GrantRestricted Stock Units · Derivative 170,994 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661103-24-000002 · wk-form4_1709304059.xml · derivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,994

Underlying: Common Shares · 170,994 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 14:41 UTC
Schlossberg AndrewDirector · President and CEO
Tax withholdingCommon Shares 38,715 $15.29 $591,952.35
Disclosure

SEC source: 0001661103-24-000002 · wk-form4_1709304059.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,737

Read SEC document
February 28, 2024 Filed Mar 1, 2024 14:41 UTC
Schlossberg AndrewDirector · President and CEO
GrantCommon Shares 43,396 $0.00 $0.00
Disclosure

SEC source: 0001661103-24-000002 · wk-form4_1709304059.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,452

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:49 UTC
Sharp Douglas JSenior Managing Director
GrantRestricted Stock Units · Derivative 89,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001764168-24-000002 · wk-form4_1709300971.xml · derivative · entry 3

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,617

Underlying: Common Shares · 89,617 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:49 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 10,834 $15.29 $165,651.86
Disclosure

SEC source: 0001764168-24-000002 · wk-form4_1709300971.xml · nonDerivative · entry 2

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,746

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:49 UTC
Sharp Douglas JSenior Managing Director
GrantCommon Shares 23,049 $0.00 $0.00
Disclosure

SEC source: 0001764168-24-000002 · wk-form4_1709300971.xml · nonDerivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,580

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:47 UTC
DUKES LAURA ALLISONChief Financial Officer
GrantRestricted Stock Units · Derivative 70,634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001674244-24-000002 · wk-form4_1709300846.xml · derivative · entry 3

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,634

Underlying: Common Shares · 70,634 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:47 UTC
DUKES LAURA ALLISONChief Financial Officer
Tax withholdingCommon Shares 28,262 $15.29 $432,125.98
Disclosure

SEC source: 0001674244-24-000002 · wk-form4_1709300846.xml · nonDerivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,904

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:47 UTC
DUKES LAURA ALLISONChief Financial Officer
GrantCommon Shares 31,792 $0.00 $0.00
Disclosure

SEC source: 0001674244-24-000002 · wk-form4_1709300846.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,166

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:43 UTC
Giuliano Mark FSMD & Chief Adm Officer
GrantRestricted Stock Units · Derivative 28,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001760074-24-000002 · wk-form4_1709300613.xml · derivative · entry 3

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,449

Underlying: Common Shares · 28,449 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:43 UTC
Giuliano Mark FSMD & Chief Adm Officer
Tax withholdingCommon Shares 16,978 $15.29 $259,593.62
Disclosure

SEC source: 0001760074-24-000002 · wk-form4_1709300613.xml · nonDerivative · entry 2

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,577

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:43 UTC
Giuliano Mark FSMD & Chief Adm Officer
GrantCommon Shares 15,180 $0.00 $0.00
Disclosure

SEC source: 0001760074-24-000002 · wk-form4_1709300613.xml · nonDerivative · entry 1

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,555

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:39 UTC
Kupor Jeffrey HSenior Managing Director
GrantRestricted Stock Units · Derivative 20,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001736431-24-000002 · wk-form4_1709300378.xml · derivative · entry 2

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,013

Underlying: Common Shares · 20,013 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:39 UTC
Kupor Jeffrey HSenior Managing Director
Tax withholdingCommon Shares 2,971 $15.29 $45,426.59
Disclosure

SEC source: 0001736431-24-000002 · wk-form4_1709300378.xml · nonDerivative · entry 1

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,138

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:36 UTC
Vacheron TerryChief Accounting Officer
GrantRestricted Stock Units · Derivative 10,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001918146-24-000004 · wk-form4_1709300195.xml · derivative · entry 2

Vacheron Terry · CIK 0001918146 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,137

Underlying: Common Shares · 10,137 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:36 UTC
Vacheron TerryChief Accounting Officer
Tax withholdingCommon Shares 1,066 $15.29 $16,299.14
Disclosure

SEC source: 0001918146-24-000004 · wk-form4_1709300195.xml · nonDerivative · entry 1

Vacheron Terry · CIK 0001918146 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,906

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:32 UTC
Wong TonySenior Managing Director
GrantRestricted Stock Units · Derivative 61,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001965402-24-000002 · wk-form4_1709299940.xml · derivative · entry 2

Wong Tony · CIK 0001965402 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,373

Underlying: Common Shares · 61,373 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:32 UTC
Wong TonySenior Managing Director
Tax withholdingCommon Shares 7,522 $15.29 $115,011.38
Disclosure

SEC source: 0001965402-24-000002 · wk-form4_1709299940.xml · nonDerivative · entry 1

Wong Tony · CIK 0001965402 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,849

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 71,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · derivative · entry 10

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,693

Underlying: Common Shares · 71,693 shares

Expires not disclosed

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 14,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · derivative · entry 9

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,999

Underlying: Common Shares · 14,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 16,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · derivative · entry 8

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,957

Underlying: Common Shares · 16,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 13,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · derivative · entry 7

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,122

Underlying: Common Shares · 13,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 25,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · derivative · entry 6

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 14,333 $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · nonDerivative · entry 5

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 16,478 $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · nonDerivative · entry 4

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 13,122 $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · nonDerivative · entry 3

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 51,962 $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · nonDerivative · entry 2

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2024 Filed Mar 1, 2024 13:27 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 25,538 $0.00 $0.00
Disclosure

SEC source: 0001407922-24-000004 · wk-form4_1709299620.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 13,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · derivative · entry 9

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,642

Underlying: Common Shares · 13,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 8,731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · derivative · entry 8

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,462

Underlying: Common Shares · 8,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 15,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · derivative · entry 7

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,104

Underlying: Common Shares · 15,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 6,368 $15.92 $101,378.56
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 6

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,531

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August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionCommon Shares 13,547 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 5

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.