Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Corebridge Financial, Inc.CRBG · Entity 3379 | Chief Human Resources Officer | March 01, 2024 | January 10, 2025 |
| Invesco Ltd.IVZ · Entity 125 | SMD and CHRO | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Corebridge Financial, Inc.
Report date March 01, 2024 · Filed January 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,740 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Tax withholding · Disposed 2,668 · Balance 66,740 F1: Shares withheld for payment of tax liability upon vesting of restricted stock units. F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on March 1, 2024. F3: Includes restricted stock units previously reported in Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.
F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on March 1, 2024.
F3: Includes restricted stock units previously reported in Table I.
Invesco Ltd.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 14,489 |
Ending reported balance
After 2026-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-13 · Grant · Acquired 8,641 · Balance 18,338 Row 2 · 2026-03-13 · Tax withholding · Disposed 3,849 · Balance 14,489 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,641 |
Reported balance
After 2026-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-13 · Exercise / conversion · Disposed 8,641 · Balance 8,641 F1: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 13:18 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 8,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-26-000005 · wk-form4_1773753521.xml · derivative · entry 3 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,641 Underlying: Common Shares · 8,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 13:18 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 3,849 | $23.00 | $88,527.00 |
DisclosureSEC source: 0001923426-26-000005 · wk-form4_1773753521.xml · nonDerivative · entry 2 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,489 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 13:18 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 8,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001923426-26-000005 · wk-form4_1773753521.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,338 Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 14:56 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 32,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-26-000002 · wk-form4_1772549796.xml · derivative · entry 4 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,202 Underlying: Common Shares · 32,202 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 14:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 8,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-26-000002 · wk-form4_1772549796.xml · derivative · entry 3 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,808 Underlying: Common Shares · 8,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 14:56 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 4,014 | $26.26 | $105,407.64 |
DisclosureSEC source: 0001923426-26-000002 · wk-form4_1772549796.xml · nonDerivative · entry 2 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,697 Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 14:56 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001923426-26-000002 · wk-form4_1772549796.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,711 Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 14:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 8,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-25-000004 · wk-form4_1742306684.xml · derivative · entry 3 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,282 Underlying: Common Shares · 8,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 14:04 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 3,866 | $15.28 | $59,072.48 |
DisclosureSEC source: 0001923426-25-000004 · wk-form4_1742306684.xml · nonDerivative · entry 2 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,775 Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 14:04 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 8,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001923426-25-000004 · wk-form4_1742306684.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,641 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 18:42 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 35,744 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-25-000002 · wk-form4_1741113744.xml · derivative · entry 1 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,744 Underlying: Common Shares · 35,744 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:00 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 25,923 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001923426-24-000004 · wk-form4_1710795629.xml · derivative · entry 1 Smith Alan Leonard · CIK 0001923426 · SMD and CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,923 Underlying: Common Shares · 25,923 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. Read SEC document |
| March 01, 2024 Filed Jan 10, 2025 21:05 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | Tax withholdingCommon Stock | 2,668 | $24.50 | $65,366.00 |
DisclosureSEC source: 0001140361-25-000830 · form4.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,740 F1 · shares: Shares withheld for payment of tax liability upon vesting of restricted stock units. F2 · price: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on March 1, 2024. F3 · balance_after: Includes restricted stock units previously reported in Table I. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:35 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | Tax withholdingCommon Stock | 2,176 | $20.22 | $43,998.72 |
DisclosureSEC source: 0001140361-23-010062 · form4.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,408 F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 23:54 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantOptions (Rights to Buy) · Derivative | 12,155 | $0.00 Strike: $20.30 | $0.00 |
DisclosureSEC source: 0001209191-23-012371 · doc4.xml · derivative · entry 2 Smith Alan Leonard · CIK 0001923426 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,155 Underlying: Common Stock · 12,155 shares Expires 2033-02-21 F3 · derivative.exercise_date: Reflects employee stock options under CRBG's 2022 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest ratably over three years from the grant date. F3 · derivative.expiration_date: Reflects employee stock options under CRBG's 2022 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest ratably over three years from the grant date. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 23:54 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 10,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012371 · doc4.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,584 F1 · shares: Reflects restricted stock units issued under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of CRBG upon vesting. The restricted stock units will vest ratably over three years from the grant date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 22:58 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | Tax withholdingCommon Stock | 16,428 | $21.39 | $351,394.92 |
DisclosureSEC source: 0001140361-23-004243 · form4.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,001 F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units F2 · balance_after: Includes 32,612 restricted stock units Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:12 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 77,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050310 · doc4.xml · nonDerivative · entry 1 Smith Alan Leonard · CIK 0001923426 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,429 F1 · shares: Reflects restricted stock units issued under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units will vest as follows: 44,817 on January 1, 2023; 4,261 on February 22, 2023; 19,829 on January 1, 2024; 4,261 on February 22, 2024; and 4,261 on February 22, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.