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IVZ

Invesco Ltd.

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125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 22:09 UTC
STARR LOREN MSMD & CFO
GrantCommon Shares 70,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 1

STARR LOREN M · CIK 0001217495 · SMD & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,743

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:58 UTC
Sharp Douglas JSenior Managing Director
GrantRestricted Stock Units · Derivative 60,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015345 · doc4.xml · derivative · entry 2

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,416

Underlying: Common Shares · 60,416 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:58 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 11,372 $14.40 $163,756.80
Disclosure

SEC source: 0001209191-20-015345 · doc4.xml · nonDerivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,823

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:55 UTC
Schlossberg AndrewSenior Managing Director
GrantRestricted Stock Units · Derivative 94,791 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015331 · doc4.xml · derivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,791

Underlying: Common Shares · 94,791 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:55 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 17,321 $14.40 $249,422.40
Disclosure

SEC source: 0001209191-20-015331 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,754

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:55 UTC
Schlossberg AndrewSenior Managing Director
GrantCommon Shares 19,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015331 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,075

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:46 UTC
Meadows ColinSenior Managing Director
Tax withholdingCommon Shares 34,561 $14.40 $497,678.40
Disclosure

SEC source: 0001209191-20-015283 · doc4.xml · nonDerivative · entry 3

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,487

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:46 UTC
Meadows ColinSenior Managing Director
GrantCommon Shares 27,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015283 · doc4.xml · nonDerivative · entry 2

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,048

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:46 UTC
Meadows ColinSenior Managing Director
GrantCommon Shares 80,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015283 · doc4.xml · nonDerivative · entry 1

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,090

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
McGreevey GregorySenior Managing Director
Tax withholdingCommon Shares 31,151 $14.40 $448,574.40
Disclosure

SEC source: 0001209191-20-015245 · doc4.xml · nonDerivative · entry 2

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,884

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
McGreevey GregorySenior Managing Director
GrantCommon Shares 121,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015245 · doc4.xml · nonDerivative · entry 1

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,035

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 102,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · derivative · entry 10

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,150

Underlying: Common Shares · 102,150 shares

Expires not disclosed

F1 · security: Each Deferred Share Award represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 17,630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · derivative · entry 9

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,891

Underlying: Common Shares · 17,630 shares

Expires not disclosed

F1 · security: Each Deferred Share Award represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 10,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · derivative · entry 8

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,197

Underlying: Common Shares · 10,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Deferred Share Award represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 11,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · derivative · entry 7

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

Underlying: Common Shares · 11,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Deferred Share Award represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 15,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · derivative · entry 6

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Deferred Share Award represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 17,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · nonDerivative · entry 5

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 10,099 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · nonDerivative · entry 4

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 31,609 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · nonDerivative · entry 3

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 11,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · nonDerivative · entry 2

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 15,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015224 · doc4.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:29 UTC
Lege AnnetteChief Accounting Officer
Tax withholdingCommon Shares 4,228 $14.40 $60,883.20
Disclosure

SEC source: 0001209191-20-015182 · doc4.xml · nonDerivative · entry 2

Lege Annette · CIK 0001697938 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,902

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:29 UTC
Lege AnnetteChief Accounting Officer
GrantCommon Shares 10,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015182 · doc4.xml · nonDerivative · entry 1

Lege Annette · CIK 0001697938 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,130

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:25 UTC
Giuliano Mark FChief Administration Officer
Tax withholdingCommon Shares 3,561 $14.40 $51,278.40
Disclosure

SEC source: 0001209191-20-015156 · doc4.xml · nonDerivative · entry 2

Giuliano Mark F · CIK 0001760074 · Chief Administration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,152

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:25 UTC
Giuliano Mark FChief Administration Officer
GrantCommon Shares 33,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015156 · doc4.xml · nonDerivative · entry 1

Giuliano Mark F · CIK 0001760074 · Chief Administration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,713

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:22 UTC
FLANAGAN MARTIN LDirector · President & CEO
Tax withholdingCommon Shares 126,008 $14.40 $1,814,515.20
Disclosure

SEC source: 0001209191-20-015150 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,643

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:22 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 107,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015150 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,651

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:22 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 269,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015150 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,730

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:17 UTC
CAROME KEVIN MSMD and General Counsel
Tax withholdingCommon Shares 23,608 $14.40 $339,955.20
Disclosure

SEC source: 0001209191-20-015133 · doc4.xml · nonDerivative · entry 3

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,917

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:17 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 18,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015133 · doc4.xml · nonDerivative · entry 2

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,525

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:17 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 54,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015133 · doc4.xml · nonDerivative · entry 1

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,933

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:43 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006047 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,027

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:47 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006057 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,776

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:50 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006060 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,678

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:53 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006067 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,743.137

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:45 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006051 · doc4.xml · nonDerivative · entry 1

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,293

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:41 UTC GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006042 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,892

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:37 UTC
CANION RODDirector
GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006031 · doc4.xml · nonDerivative · entry 1

CANION ROD · CIK 0001063294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,146

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:32 UTC
Beshar SarahDirector
GrantCommon Shares 2,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006025 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,122.535

F1 · balance_after: Includes 283.703 Common Shares acquired via dividend reinvestment.

Read SEC document
December 17, 2019 Filed Feb 7, 2020 21:26 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 44,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007522 · doc5.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,203,584

Read SEC document
December 17, 2019 Filed Feb 7, 2020 21:26 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 44,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007522 · doc5.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,425

Read SEC document
December 17, 2019 Filed Feb 7, 2020 21:26 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 44,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007522 · doc5.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,560

Read SEC document
December 17, 2019 Filed Feb 7, 2020 21:26 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 44,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007522 · doc5.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 537,767

Read SEC document
December 15, 2019 Filed Dec 16, 2019 21:35 UTC
McGreevey GregorySenior Managing Director
Tax withholdingCommon Shares 3,618 $17.62 $63,749.16
Disclosure

SEC source: 0001209191-19-060664 · doc4.xml · nonDerivative · entry 1

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,508

Read SEC document
December 15, 2019 Filed Dec 16, 2019 21:45 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 3,194 $17.62 $56,278.28
Disclosure

SEC source: 0001209191-19-060678 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,660

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:28 UTC GrantCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054426 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,687.137

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:25 UTC GrantCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054424 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,622

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:23 UTC GrantCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054422 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,720

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:10 UTC GrantCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054404 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,971

Read SEC document
October 25, 2019 Filed Oct 30, 2019 01:11 UTC GrantCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054408 · doc4.xml · nonDerivative · entry 1

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,237

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.