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NYSE · USD

IVZ

Invesco Ltd.

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125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2020 Filed Oct 29, 2020 20:40 UTC GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056236 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,561

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:25 UTC
CANION RODDirector
GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056227 · doc4.xml · nonDerivative · entry 1

CANION ROD · CIK 0001063294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,931

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:32 UTC GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056232 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,472

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:22 UTC
Beshar SarahDirector
GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056225 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,740.398

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:28 UTC GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056230 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,677

Read SEC document
September 02, 2020 Filed Sep 2, 2020 20:10 UTC
FLANAGAN MARTIN LDirector · President & CEO
PurchaseCommon Shares 4,207 $10.24 $43,079.68
Disclosure

SEC source: 0001209191-20-049105 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 519,507

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:20 UTC
Beshar SarahDirector
PurchaseCommon Shares 9,500 $10.54 $100,116.70
Disclosure

SEC source: 0001209191-20-049392 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,021.398

F1 · price: Reflects the weighted-average purchase price. Common Shares were purchased in multiple transactions at prices ranging from $10.52 to $10.57 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares purchased at each separate price.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:10 UTC
FLANAGAN MARTIN LDirector · President & CEO
PurchaseCommon Shares 290,300 $10.19 $2,956,908.71
Disclosure

SEC source: 0001209191-20-049105 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 515,300

F1 · price: Reflects the weighted-average purchase price. Common Shares were purchased in multiple transactions at prices ranging from $10.11 to $10.30 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares purchased at each separate price.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 14,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · derivative · entry 6

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,372

Underlying: Common Shares · 14,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 8,297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · derivative · entry 5

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,595

Underlying: Common Shares · 8,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 6,370 $10.20 $64,974.00
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · nonDerivative · entry 4

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,438

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 14,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · nonDerivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 3,742 $10.20 $38,168.40
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,684

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:13 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 8,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048949 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 1,482,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 10

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 1,482,946

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 1,482,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 9

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,359,573

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 354,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 8

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,842,519

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 354,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 7

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,261

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 354,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 6

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,624

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 20, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 354,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 5

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 03, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 131,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,488,156

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 03, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 131,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,261

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 03, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 131,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,451

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 03, 2020 Filed Sep 9, 2020 20:09 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 131,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049830 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · kind: This transaction is a bonafide gift.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:25 UTC GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044200 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,809.137

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:19 UTC GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044196 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,842

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:22 UTC GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044198 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,744

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:16 UTC GrantRestricted Stock Units · Derivative 3,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044194 · doc4.xml · derivative · entry 2

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419

Underlying: Common Shares · 3,419 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:13 UTC GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044192 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,753

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:11 UTC GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044189 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,958

Read SEC document
July 29, 2020 Filed Jul 31, 2020 18:01 UTC
CANION RODDirector
GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044186 · doc4.xml · nonDerivative · entry 1

CANION ROD · CIK 0001063294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,212

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:58 UTC
Beshar SarahDirector
GrantCommon Shares 3,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044184 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,521.398

Read SEC document
July 09, 2020 Filed Jul 13, 2020 20:45 UTC
STARR LOREN MSMD & CFO
GrantCommon Shares 703 $8.53 $5,996.59
Disclosure

SEC source: 0001209191-20-042285 · doc4.xml · nonDerivative · entry 1

STARR LOREN M · CIK 0001217495 · SMD & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,755

Read SEC document
May 01, 2020 Filed May 4, 2020 20:42 UTC PurchaseCommon Shares 12,660 $7.93 $100,355.82
Disclosure

SEC source: 0001209191-20-026815 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,334

F1 · price: Reflects the weighted-average purchase price. Common Shares were purchased in multiple transactions at prices ranging from $7.92 to $7.94 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares purchased at each separate price.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:39 UTC GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025963 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,390.137

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:35 UTC GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025957 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,325

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:32 UTC GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025953 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,423

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:29 UTC GrantRestricted Stock Units · Derivative 4,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025949 · doc4.xml · derivative · entry 2

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

Underlying: Common Shares · 0 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:25 UTC GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025943 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,674

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:20 UTC GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025935 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,539

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:17 UTC
CANION RODDirector
GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025928 · doc4.xml · nonDerivative · entry 1

CANION ROD · CIK 0001063294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,793

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:13 UTC
Beshar SarahDirector
GrantCommon Shares 4,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025924 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,102.398

F1 · balance_after: Includes 332.863 Common Shares acquired via dividend reinvestment.

Read SEC document
March 30, 2020 Filed May 4, 2020 20:45 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 153,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026823 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,356,966

F1 · kind: The transaction is a bonafide gift.

Read SEC document
March 30, 2020 Filed May 4, 2020 20:45 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 153,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026823 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,261

F1 · kind: The transaction is a bonafide gift.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:45 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 625 $10.80 $6,750.00
Disclosure

SEC source: 0001209191-20-019293 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,129

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:41 UTC
McGreevey GregorySenior Managing Director
Tax withholdingCommon Shares 13,877 $10.80 $149,871.60
Disclosure

SEC source: 0001209191-20-019283 · doc4.xml · nonDerivative · entry 2

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,776

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:41 UTC
McGreevey GregorySenior Managing Director
GrantCommon Shares 30,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019283 · doc4.xml · nonDerivative · entry 1

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,653

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:36 UTC
Lege AnnetteChief Accounting Officer
GrantCommon Shares 23,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019278 · doc4.xml · nonDerivative · entry 1

Lege Annette · CIK 0001697938 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,050

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:09 UTC
STARR LOREN MSMD & CFO
Tax withholdingCommon Shares 30,189 $14.40 $434,721.60
Disclosure

SEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 3

STARR LOREN M · CIK 0001217495 · SMD & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,052

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:09 UTC
STARR LOREN MSMD & CFO
GrantCommon Shares 25,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 2

STARR LOREN M · CIK 0001217495 · SMD & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,241

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.