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IVR

Invesco Mortgage Capital Inc.

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Tapewire entity
5185
SEC CIK
0001437071
Parsed reports
241

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2021 Filed May 18, 2021 20:45 UTC GrantCommon Stock, par value $0.01 per share 27,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033534 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,348

Read SEC document
May 15, 2021 Filed May 18, 2021 20:25 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 27,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033493 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,526

Read SEC document
May 07, 2021 Filed May 10, 2021 18:09 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031375 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,931

Read SEC document
May 07, 2021 Filed May 10, 2021 22:04 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031366 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,195

Read SEC document
May 07, 2021 Filed May 10, 2021 22:12 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031385 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,195

Read SEC document
May 07, 2021 Filed May 10, 2021 22:06 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031369 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,238

Read SEC document
May 07, 2021 Filed May 10, 2021 22:02 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031364 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,416

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:59 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015287 · doc4.xml · derivative · entry 5

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Shares · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:59 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015287 · doc4.xml · derivative · entry 4

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:59 UTC
Perlis RoseannChief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 173 $3.89 $672.97
Disclosure

SEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 3

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:59 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 244 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 2

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:59 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 241 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 1

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 16:46 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014363 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,431

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:38 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014346 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,695

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:48 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014366 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,695

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:43 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014357 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,738

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:36 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014340 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,916

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:55 UTC SaleCommon Stock, par value $0.01 per share 10,888 $3.42 $37,236.96
Disclosure

SEC source: 0001209191-20-062360 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931

F1 · price: Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $3.41 to $3.42. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its stockholders full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:25 UTC SaleCommon Stock, par value $0.01 per share 1,371 $3.30 $4,524.30
Disclosure

SEC source: 0001209191-20-059095 · doc4.xml · nonDerivative · entry 4

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodial Account

Disclosed balance after: 0

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:25 UTC SaleCommon Stock, par value $0.01 per share 32,932 $3.30 $108,675.60
Disclosure

SEC source: 0001209191-20-059095 · doc4.xml · nonDerivative · entry 3

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:25 UTC SaleCommon Stock, par value $0.01 per share 1,097 $3.30 $3,620.10
Disclosure

SEC source: 0001209191-20-059095 · doc4.xml · nonDerivative · entry 2

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:25 UTC SaleCommon Stock, par value $0.01 per share 32,932 $3.30 $108,675.60
Disclosure

SEC source: 0001209191-20-059095 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:01 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058096 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,819

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:53 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058087 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:03 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058101 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:56 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058090 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,238

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:51 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058081 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,416

Read SEC document
August 10, 2020 Filed Aug 12, 2020 09:10 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046283 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,319

Read SEC document
August 10, 2020 Filed Aug 12, 2020 12:58 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046279 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,695

Read SEC document
August 10, 2020 Filed Aug 12, 2020 13:36 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046288 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,627

Read SEC document
August 10, 2020 Filed Aug 12, 2020 13:01 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046281 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,738

Read SEC document
August 10, 2020 Filed Aug 12, 2020 12:53 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046277 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,916

Read SEC document
June 30, 2020 Filed Jul 1, 2020 17:47 UTC OtherCommon Stock, par value $0.01 per share 3,679 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039854 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,819

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:39 UTC OtherCommon Stock, par value $0.01 per share 1,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039839 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

Read SEC document
June 30, 2020 Filed Jul 1, 2020 17:23 UTC OtherCommon Stock, par value $0.01 per share 893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039820 · doc4.xml · nonDerivative · entry 1

Collins Kevin M · CIK 0001690594 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,952

Read SEC document
June 30, 2020 Filed Jul 1, 2020 17:18 UTC
Clemente MarioOfficer of Manager
OtherCommon Stock, par value $0.01 per share 1,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039809 · doc4.xml · nonDerivative · entry 1

Clemente Mario · CIK 0001690227 · Officer of Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 16,466

Read SEC document
June 30, 2020 Filed Jul 1, 2020 18:20 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 1,444.848 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039904 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,223.722

Read SEC document
June 30, 2020 Filed Jul 1, 2020 17:10 UTC OtherCommon Stock, par value $0.01 per share 6,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039797 · doc4.xml · nonDerivative · entry 1

Anzalone John · CIK 0001455444 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,178

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:16 UTC
Perlis RoseannChief Accounting Officer
OtherCommon Stock, par value $0.01 per share 392 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039900 · doc4.xml · nonDerivative · entry 1

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:12 UTC
Lyle David BChief Operating Officer
OtherCommon Stock, par value $0.01 per share 48 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039895 · doc4.xml · nonDerivative · entry 2

Lyle David B · CIK 0001698662 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 548

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:12 UTC
Lyle David BChief Operating Officer
OtherCommon Stock, par value $0.01 per share 2,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039895 · doc4.xml · nonDerivative · entry 1

Lyle David B · CIK 0001698662 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,383

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:33 UTC
Day JohnDirector
OtherCommon Stock, par value $0.01 per share 244.411 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039830 · doc4.xml · nonDerivative · entry 2

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 2,744.411

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:33 UTC
Day JohnDirector
OtherCommon Stock, par value $0.01 per share 3,287 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039830 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,416

Read SEC document
June 30, 2020 Filed Jul 2, 2020 15:00 UTC Amendment OtherCommon Stock, par value $0.01 per share 1,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040134 · doc4a.xml · nonDerivative · entry 1

Collins Kevin M · CIK 0001690594 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,822

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:43 UTC OtherCommon Stock, par value $0.01 per share 73 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040121 · doc4.xml · nonDerivative · entry 4

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 825.144

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:43 UTC OtherCommon Stock, par value $0.01 per share 153 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040121 · doc4.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,720.746

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:43 UTC OtherCommon Stock, par value $0.01 per share 2,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040121 · doc4.xml · nonDerivative · entry 2

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,828.28

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:43 UTC OtherCommon Stock, par value $0.01 per share 651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040121 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,311

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:52 UTC OtherCommon Stock, par value $0.01 per share 244.4 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040129 · doc4.xml · nonDerivative · entry 1

STARR LOREN M · CIK 0001217495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744.4

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:35 UTC OtherCommon Stock, par value $0.01 per share 173 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040104 · doc4.xml · nonDerivative · entry 4

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodial Account

Disclosed balance after: 1,923

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.