Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Invesco Mortgage Capital Inc.IVR · Entity 5185 | Chief Accounting Officer | December 31, 2022 | February 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Invesco Mortgage Capital Inc.
Report date December 31, 2022 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 485 |
Reported balance
Holding disclosure · report date 2022-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 485 F1: Reflects ownership after the Issuer's 1-for-10 reverse stock split of Common Stock effected on June 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects ownership after the Issuer's 1-for-10 reverse stock split of Common Stock effected on June 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 22:01 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014835 · doc4.xml · derivative · entry 3 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:01 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Tax withholdingCommon Stock, par value $0.01 per share | 87 | $2.18 | $189.66 |
DisclosureSEC source: 0001209191-22-014835 · doc4.xml · nonDerivative · entry 2 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,864 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:01 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014835 · doc4.xml · nonDerivative · entry 1 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:59 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015287 · doc4.xml · derivative · entry 5 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Common Shares · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:59 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015287 · doc4.xml · derivative · entry 4 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:59 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Tax withholdingCommon Stock, par value $0.01 per share | 173 | $3.89 | $672.97 |
DisclosureSEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 3 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,707 Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:59 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 2 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:59 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015287 · doc4.xml · nonDerivative · entry 1 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:16 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | OtherCommon Stock, par value $0.01 per share | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039900 · doc4.xml · nonDerivative · entry 1 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,395 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 6 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Underlying: Common Shares · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 5 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241 Underlying: Common Shares · 241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 4 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 3 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 2 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:49 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 1 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 9 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: Common Shares · 243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 8 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482 Underlying: Common Shares · 241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 7 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333 Underlying: Common Shares · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionRestricted Stock Units · Derivative | 235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 6 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Tax withholdingCommon Stock, par value $0.01 per share | 376 | $15.92 | $5,985.92 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 5 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,185 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 4 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 3 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 2 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:53 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | Exercise / conversionCommon Stock, par value $0.01 per share | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 1 Perlis Roseann · CIK 0001757424 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.