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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 20, 2019 21:59 UTC Exercise / conversionCommon Stock 8,162 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000043 · wf-form4_155069993002100.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:58 UTC
NAGARAJAN SUNDARAMExecutive Vice President
GrantEmployee Stock Option · Derivative 21,827 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000042 · wf-form4_155069987584955.xml · derivative · entry 12

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,827

Underlying: Common Stock · 21,827 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:58 UTC
NAGARAJAN SUNDARAMExecutive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 2,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000042 · wf-form4_155069987584955.xml · derivative · entry 11

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:58 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 4,988 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000042 · wf-form4_155069987584955.xml · derivative · entry 8

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:58 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Tax withholdingCommon Stock 2,210 $138.64 $306,394.40
Disclosure

SEC source: 0000049826-19-000042 · wf-form4_155069987584955.xml · nonDerivative · entry 2

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,081

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:58 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionCommon Stock 4,988 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000042 · wf-form4_155069987584955.xml · nonDerivative · entry 1

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
MARTINDALE STEVEN LExecutive Vice President
GrantEmployee Stock Option · Derivative 21,100 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000039 · wf-form4_155069976011321.xml · derivative · entry 15

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,100

Underlying: Common Stock · 21,100 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
MARTINDALE STEVEN LExecutive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000039 · wf-form4_155069976011321.xml · derivative · entry 14

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Stock · 2,513 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
MARTINDALE STEVEN LExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 3,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000039 · wf-form4_155069976011321.xml · derivative · entry 11

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
MARTINDALE STEVEN LExecutive Vice President
Tax withholdingCommon Stock 1,192 $138.64 $165,258.88
Disclosure

SEC source: 0000049826-19-000039 · wf-form4_155069976011321.xml · nonDerivative · entry 2

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,924

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
MARTINDALE STEVEN LExecutive Vice President
Exercise / conversionCommon Stock 3,990 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000039 · wf-form4_155069976011321.xml · nonDerivative · entry 1

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC GrantPerformance Share Units (granted 2/15/19) · Derivative 4,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000037 · wf-form4_155069968206896.xml · derivative · entry 12

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Underlying: Common Stock · 4,940 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F6 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F6 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC GrantEmployee Stock Option · Derivative 41,472 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000037 · wf-form4_155069968206896.xml · derivative · entry 11

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,472

Underlying: Common Stock · 41,472 shares

Expires 2029-02-15

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 9,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000037 · wf-form4_155069968206896.xml · derivative · entry 6

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC Tax withholdingCommon Stock 3,269 $138.64 $453,214.16
Disclosure

SEC source: 0000049826-19-000037 · wf-form4_155069968206896.xml · nonDerivative · entry 2

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,974

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC Exercise / conversionCommon Stock 9,795 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000037 · wf-form4_155069968206896.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC
Hartnett John R.Executive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 2,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000036 · wf-form4_155069964430892.xml · derivative · entry 13

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 2,340 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC
Hartnett John R.Executive Vice President
GrantEmployee Stock Option · Derivative 19,644 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000036 · wf-form4_155069964430892.xml · derivative · entry 12

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,644

Underlying: Common Stock · 19,644 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC
Hartnett John R.Executive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 4,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000036 · wf-form4_155069964430892.xml · derivative · entry 9

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC
Hartnett John R.Executive Vice President
Tax withholdingCommon Stock 1,929 $138.64 $267,436.56
Disclosure

SEC source: 0000049826-19-000036 · wf-form4_155069964430892.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,372

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:54 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 4,353 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000036 · wf-form4_155069964430892.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:53 UTC
Finch Norman D. Jr.Sr. VP, General Counsel & Secy
GrantEmployee Stock Option · Derivative 12,732 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000035 · wf-form4_155069960750756.xml · derivative · entry 10

Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,732

Underlying: Common Stock · 12,732 shares

Expires 2029-02-15

F3 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:53 UTC
Finch Norman D. Jr.Sr. VP, General Counsel & Secy
GrantPerformance Share Units (granted 2/15/19) · Derivative 1,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000035 · wf-form4_155069960750756.xml · derivative · entry 9

Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 1,516 shares

Expires not disclosed

F4 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F7 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F7 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:44 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (granted 2/12/2016) · Derivative 1,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001470159-19-000002 · wf-form4_155018067970326.xml · derivative · entry 13

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The RSU award became vested and payable on February 12, 2019.

F5 · derivative.expiration_date: The RSU award became vested and payable on February 12, 2019.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:44 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Tax withholdingCommon Stock 401 $138.64 $55,594.64
Disclosure

SEC source: 0001470159-19-000002 · wf-form4_155018067970326.xml · nonDerivative · entry 2

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:44 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,269 $0.00 $0.00
Disclosure

SEC source: 0001470159-19-000002 · wf-form4_155018067970326.xml · nonDerivative · entry 1

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:52 UTC
Mines AndrewExecutive Vice President
Exercise / conversionRestricted Stock Unit (granted 2/12/2016) · Derivative 1,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731145-19-000002 · wf-form4_155018111653407.xml · derivative · entry 10

Mines Andrew · CIK 0001731145 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The RSU award became vested and payable on February 12, 2019.

F5 · derivative.expiration_date: The RSU award became vested and payable on February 12, 2019.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:52 UTC
Mines AndrewExecutive Vice President
Tax withholdingCommon Stock 512 $138.64 $70,983.68
Disclosure

SEC source: 0001731145-19-000002 · wf-form4_155018111653407.xml · nonDerivative · entry 2

Mines Andrew · CIK 0001731145 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:52 UTC
Mines AndrewExecutive Vice President
Exercise / conversionCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001731145-19-000002 · wf-form4_155018111653407.xml · nonDerivative · entry 1

Mines Andrew · CIK 0001731145 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:57 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 18,651 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001498509-19-000002 · wf-form4_154949025256056.xml · derivative · entry 5

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,651 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Hartnett John R.Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 14,500 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001550096-19-000002 · wf-form4_154957630231134.xml · derivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,323

Underlying: Common Stock · 14,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Hartnett John R.Executive Vice President
SaleCommon Stock 14,500 $137.00 $1,986,500.00
Disclosure

SEC source: 0001550096-19-000002 · wf-form4_154957630231134.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,948

F1 · price: This transaction was executed at multiple prices ranging from $136.88 to $137.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 14,500 $63.25 $917,125.00
Disclosure

SEC source: 0001550096-19-000002 · wf-form4_154957630231134.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:57 UTC
NAGARAJAN SUNDARAMExecutive Vice President
SaleCommon Stock 18,651 $137.75 $2,569,175.25
Disclosure

SEC source: 0001498509-19-000002 · wf-form4_154949025256056.xml · nonDerivative · entry 2

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,303

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:57 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionCommon Stock 18,651 $63.25 $1,179,675.75
Disclosure

SEC source: 0001498509-19-000002 · wf-form4_154949025256056.xml · nonDerivative · entry 1

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:42 UTC GrantCommon Stock 25 $134.43 $3,360.75
Disclosure

SEC source: 0000049826-19-000015 · wf-form4_154940296516915.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 5,376 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 1, 2019.

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February 01, 2019 Filed Feb 5, 2019 21:18 UTC GrantCommon Stock 278 $134.43 $37,371.54
Disclosure

SEC source: 0000049826-19-000012 · wf-form4_154940150191196.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,677

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 95,901 shares owned directly by reporting person with his spouse.

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February 01, 2019 Filed Feb 5, 2019 21:17 UTC GrantCommon Stock 251 $134.43 $33,741.93
Disclosure

SEC source: 0000049826-19-000010 · wf-form4_154940143055876.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,695

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing director's quarterly fee.

F2 · balance_after: Includes 6,084 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 1, 2019.

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February 01, 2019 Filed Feb 5, 2019 21:18 UTC GrantCommon Stock 334 $134.43 $44,899.62
Disclosure

SEC source: 0000049826-19-000011 · wf-form4_154940146622687.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,153

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 37,795 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 1, 2019.

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February 01, 2019 Filed Feb 5, 2019 21:16 UTC GrantCommon Stock 125 $134.43 $16,803.75
Disclosure

SEC source: 0000049826-19-000009 · wf-form4_154940139299023.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 4,740 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 1, 2019.

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February 01, 2019 Filed Feb 5, 2019 20:05 UTC
CROWN SUSANDirector
GrantCommon Stock 65 $134.43 $8,737.95
Disclosure

SEC source: 0001124194-19-000002 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,451

F1 · balance_after: Includes 11,985.51 shares of deferred stock under the ITW Director's Deferred Fee Plan as of February 1, 2019.

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December 26, 2018 Filed Jan 17, 2019 22:25 UTC
SMITH HAROLD BEmeritus Director
GiftCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001187129-19-000002 · wf-form5_154776394075236.xml · nonDerivative · entry 1

SMITH HAROLD B · CIK 0001187129 · Emeritus Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 491,692

F1 · ownership.nature: These shares are held in a revocable trust created by reporting person.

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December 12, 2018 Filed Dec 13, 2018 22:05 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · nonDerivative · entry 5

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,448

F1 · ownership.direct: Held jointly with spouse.

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December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option · Derivative 108,885 $0.00 Strike: $55.71 $0.00
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · derivative · entry 14

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,885 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 7

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,149

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
SaleCommon Stock 15,200 $134.37 $2,042,424.00
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 6

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,649

F3 · price: This transaction was executed at multiple trades at prices ranging from $134.22 to $134.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 15,200 $55.71 $846,792.00
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 5

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
SaleCommon Stock 48,557 $133.43 $6,478,960.51
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 4

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,649

F2 · price: This transaction was executed at multiple trades at prices ranging from $133.11 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 48,557 $55.71 $2,705,110.47
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 3

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
SaleCommon Stock 45,128 $132.54 $5,981,265.12
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,649

F1 · price: This transaction was executed at multiple trades at prices ranging from $132.11 to $133.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.