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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 11, 2020 20:07 UTC
CROWN SUSANDirector
GrantCommon Stock 900 $161.01 $144,909.00
Disclosure

SEC source: 0001124194-20-000004 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867.63

F1 · balance_after: Includes 14,240.63 shares of deferred stock under the ITW Director's Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:52 UTC GrantCommon Stock 1,109 $161.01 $178,560.09
Disclosure

SEC source: 0000049826-20-000074 · wf-form4_158931674882811.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,788

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 9,177 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:55 UTC GrantCommon Stock 900 $161.01 $144,909.00
Disclosure

SEC source: 0000049826-20-000080 · wf-form4_158931689743144.xml · nonDerivative · entry 1

STROBEL PAMELA B · CIK 0001184023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,097

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 26,092 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:54 UTC GrantCommon Stock 1,132 $161.01 $182,263.32
Disclosure

SEC source: 0000049826-20-000079 · wf-form4_158931687540088.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,636

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · ownership.direct: Includes 95,901 shares owned directly by the reporting person with his spouse.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:56 UTC GrantCommon Stock 900 $161.01 $144,909.00
Disclosure

SEC source: 0000049826-20-000082 · wf-form4_158931694646876.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:55 UTC GrantCommon Stock 920 $161.01 $148,129.20
Disclosure

SEC source: 0000049826-20-000081 · wf-form4_158931692223054.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,582

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 7,534 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:54 UTC GrantCommon Stock 119 $161.01 $19,160.19
Disclosure

SEC source: 0000049826-20-000078 · wf-form4_158931685243617.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,654

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing pro-rated quarterly director fees.

F2 · balance_after: Includes 41,296 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:54 UTC GrantCommon Stock 900 $161.01 $144,909.00
Disclosure

SEC source: 0000049826-20-000077 · wf-form4_158931682834355.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,406

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 11,045 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

F3 · balance_after: Includes 8 shares owned jointly with his spouse and 2,575 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:53 UTC GrantCommon Stock 900 $161.01 $144,909.00
Disclosure

SEC source: 0000049826-20-000076 · wf-form4_158931679865944.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,008

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 153 shares acquired under a dividend reinvestment plan.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:53 UTC
SMITH HAROLD BEmeritus Director
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000075 · wf-form4_158931677693575.xml · nonDerivative · entry 1

SMITH HAROLD B · CIK 0001187129 · Emeritus Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 467,192

F1 · ownership.nature: These shares are held in a revocable trust created by the reporting person.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:52 UTC GrantCommon Stock 1,004 $161.01 $161,654.04
Disclosure

SEC source: 0000049826-20-000073 · wf-form4_158931672414279.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,540

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 4,903 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:35 UTC PurchaseCommon Stock 1,575 $159.19 $250,724.25
Disclosure

SEC source: 0001139497-20-000002 · wf-form4_158897011841647.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,506

F1 · balance_after: Includes 10,145 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2020.

F2 · balance_after: Includes 8 shares owned jointly with his spouse and 2,575 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:33 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
PurchaseCommon Stock 6,300 $158.42 $998,046.00
Disclosure

SEC source: 0001307581-20-000002 · wf-form4_158896996900555.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,994

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:54 UTC
Hartnett John R.Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 19,980 $0.00 Strike: $91.88 $0.00
Disclosure

SEC source: 0001550096-20-000002 · wf-form4_158266766536850.xml · derivative · entry 4

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,980 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:54 UTC
Hartnett John R.Executive Vice President
SaleCommon Stock 11,453 $189.48 $2,170,114.44
Disclosure

SEC source: 0001550096-20-000002 · wf-form4_158266766536850.xml · nonDerivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,049

F2 · price: This transaction was executed at multiple prices ranging from $189.19 to $189.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:54 UTC
Hartnett John R.Executive Vice President
SaleCommon Stock 8,527 $188.95 $1,611,176.65
Disclosure

SEC source: 0001550096-20-000002 · wf-form4_158266766536850.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,502

F1 · price: This transaction was executed at multiple prices ranging from $188.19 to $189.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:54 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 19,980 $91.88 $1,835,762.40
Disclosure

SEC source: 0001550096-20-000002 · wf-form4_158266766536850.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Finch Norman D. Jr.Sr. VP, General Counsel & Secy
GrantEmployee Stock Option · Derivative 12,341 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · derivative · entry 4

Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

Underlying: Common Stock · 12,341 shares

Expires 2030-02-14

F4 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Finch Norman D. Jr.Sr. VP, General Counsel & Secy
Tax withholdingCommon Stock 1,115 $183.84 $204,981.60
Disclosure

SEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · nonDerivative · entry 2

Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,264

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Finch Norman D. Jr.Sr. VP, General Counsel & Secy
Exercise / conversionCommon Stock 2,516 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · nonDerivative · entry 1

Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

F2 · balance_after: Includes 286 shares acquired under a dividend reinvestment plan.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:50 UTC
Zimmerman Michael R.Executive Vice President
GrantEmployee Stock Option · Derivative 16,925 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000046 · wf-form4_158214899958194.xml · derivative · entry 3

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,925

Underlying: Common Stock · 16,925 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:50 UTC
Zimmerman Michael R.Executive Vice President
Tax withholdingCommon Stock 960 $183.84 $176,486.40
Disclosure

SEC source: 0000049826-20-000046 · wf-form4_158214899958194.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:50 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 3,202 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000046 · wf-form4_158214899958194.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
Szafranski SharonExecutive Vice President
GrantEmployee Stock Option · Derivative 12,341 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000045 · wf-form4_158214897870130.xml · derivative · entry 2

Szafranski Sharon · CIK 0001798733 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

Underlying: Common Stock · 12,341 shares

Expires 2030-02-14

F1 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 5,641 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000044 · wf-form4_158214895755090.xml · derivative · entry 3

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641

Underlying: Common Stock · 5,641 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Tax withholdingCommon Stock 349 $183.84 $64,160.16
Disclosure

SEC source: 0000049826-20-000044 · wf-form4_158214895755090.xml · nonDerivative · entry 2

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,435

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,112 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000044 · wf-form4_158214895755090.xml · nonDerivative · entry 1

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC GrantEmployee Stock Option · Derivative 45,839 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000042 · wf-form4_158214890967471.xml · derivative · entry 4

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,839

Underlying: Common Stock · 45,839 shares

Expires 2030-02-14

F3 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC Tax withholdingCommon Stock 2,707 $183.84 $497,654.88
Disclosure

SEC source: 0000049826-20-000042 · wf-form4_158214890967471.xml · nonDerivative · entry 2

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,598

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC Exercise / conversionCommon Stock 7,932 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000042 · wf-form4_158214890967471.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GrantEmployee Stock Option · Derivative 165,726 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000043 · wf-form4_158214893066804.xml · derivative · entry 4

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,726

Underlying: Common Stock · 165,726 shares

Expires 2030-02-14

F3 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Tax withholdingCommon Stock 13,373 $183.84 $2,458,492.32
Disclosure

SEC source: 0000049826-20-000043 · wf-form4_158214893066804.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,694

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:49 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 32,033 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000043 · wf-form4_158214893066804.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
Lawler Mary KatherineSVP & Chief HR Officer
GrantEmployee Stock Option · Derivative 19,393 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000041 · wf-form4_158214888963416.xml · derivative · entry 4

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,393

Underlying: Common Stock · 19,393 shares

Expires 2030-02-14

F4 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Tax withholdingCommon Stock 1,137 $183.84 $209,026.08
Disclosure

SEC source: 0000049826-20-000041 · wf-form4_158214888963416.xml · nonDerivative · entry 2

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,775

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Exercise / conversionCommon Stock 3,812 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000041 · wf-form4_158214888963416.xml · nonDerivative · entry 1

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

F2 · balance_after: Includes 422 shares acquired under a dividend reinvestment plan.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
MARTINDALE STEVEN LExecutive Vice President
GrantEmployee Stock Option · Derivative 21,861 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000040 · wf-form4_158214886661608.xml · derivative · entry 3

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,861

Underlying: Common Stock · 21,861 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
MARTINDALE STEVEN LExecutive Vice President
Tax withholdingCommon Stock 1,090 $183.84 $200,385.60
Disclosure

SEC source: 0000049826-20-000040 · wf-form4_158214886661608.xml · nonDerivative · entry 2

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,493

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:48 UTC
MARTINDALE STEVEN LExecutive Vice President
Exercise / conversionCommon Stock 3,659 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000040 · wf-form4_158214886661608.xml · nonDerivative · entry 1

MARTINDALE STEVEN L · CIK 0001451673 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Hartnett John R.Executive Vice President
GrantEmployee Stock Option · Derivative 20,451 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000037 · wf-form4_158214879973295.xml · derivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,451

Underlying: Common Stock · 20,451 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Hartnett John R.Executive Vice President
Tax withholdingCommon Stock 1,135 $183.84 $208,658.40
Disclosure

SEC source: 0000049826-20-000037 · wf-form4_158214879973295.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,049

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:46 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 3,812 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000037 · wf-form4_158214879973295.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC
Schlitz Lei ZhangExecutive Vice President
GrantEmployee Stock Option · Derivative 18,335 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000039 · wf-form4_158214884464063.xml · derivative · entry 4

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,335

Underlying: Common Stock · 18,335 shares

Expires 2030-02-14

F3 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC
Schlitz Lei ZhangExecutive Vice President
Tax withholdingCommon Stock 914 $183.84 $168,029.76
Disclosure

SEC source: 0000049826-20-000039 · wf-form4_158214884464063.xml · nonDerivative · entry 2

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,171

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC
Schlitz Lei ZhangExecutive Vice President
Exercise / conversionCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000039 · wf-form4_158214884464063.xml · nonDerivative · entry 1

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC GrantEmployee Stock Optioin · Derivative 42,313 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000038 · wf-form4_158214882277774.xml · derivative · entry 3

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,313

Underlying: Common Stock · 42,313 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC Tax withholdingCommon Stock 2,910 $183.84 $534,974.40
Disclosure

SEC source: 0000049826-20-000038 · wf-form4_158214882277774.xml · nonDerivative · entry 2

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,453

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February 14, 2020 Filed Feb 19, 2020 21:47 UTC Exercise / conversionCommon Stock 8,389 $0.00 $0.00
Disclosure

SEC source: 0000049826-20-000038 · wf-form4_158214882277774.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:45 UTC
Beck AxelExecutive Vice President
GrantEmployee Stock Option · Derivative 12,341 $0.00 Strike: $187.86 $0.00
Disclosure

SEC source: 0000049826-20-000034 · wf-form4_158214872812061.xml · derivative · entry 3

Beck Axel · CIK 0001798702 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

Underlying: Common Stock · 12,341 shares

Expires 2030-02-14

F2 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant.

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February 14, 2020 Filed Feb 19, 2020 21:45 UTC
Beck AxelExecutive Vice President
Tax withholdingCommon Stock 236 $183.84 $43,386.24
Disclosure

SEC source: 0000049826-20-000034 · wf-form4_158214872812061.xml · nonDerivative · entry 2

Beck Axel · CIK 0001798702 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.