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Nasdaq · USD

ISPC

iSpecimen Inc.

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8372
SEC CIK
0001558569
Parsed reports
71

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2024 Filed Sep 27, 2024 23:20 UTC GrantOption · Derivative 168 $5.12 Strike: $5.12 $860.16
Disclosure

SEC source: 0001104659-24-103806 · tm2425111-6_4seq1.xml · derivative · entry 1

Paolone Richard · CIK 0002038402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 23:19 UTC GrantOption · Derivative 168 $5.12 Strike: $5.12 $860.16
Disclosure

SEC source: 0001104659-24-103805 · tm2425111-5_4seq1.xml · derivative · entry 1

Field Katharyn · CIK 0002029888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024.

Read SEC document
September 25, 2024 Filed Sep 30, 2024 06:02 UTC GrantOption · Derivative 168 $5.12 Strike: $5.12 $860.16
Disclosure

SEC source: 0001104659-24-103842 · tm2425111-4_4seq1.xml · derivative · entry 1

Dhaliwal Avtar · CIK 0002038577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024.

Read SEC document
March 21, 2024 Filed May 20, 2024 19:23 UTC GrantOption · Derivative 8,340 $0.28 Strike: $0.28 $2,335.20
Disclosure

SEC source: 0001104659-24-063359 · tm2414962-3_4seq1.xml · derivative · entry 1

Graham Elizabeth Ames · CIK 0001916581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 8,340 shares

Expires 2034-03-20

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on March 21, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,085 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed May 20, 2024 15:25 UTC GrantOption · Derivative 10,000 $0.53 Strike: $0.53 $5,300.00
Disclosure

SEC source: 0001104659-24-063360 · tm2414962-4_4seq1.xml · derivative · entry 1

Mock Theresa L · CIK 0001870249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,672

Underlying: Common Stock · 10,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed May 20, 2024 15:18 UTC GrantOption · Derivative 10,000 $0.53 Strike: $0.53 $5,300.00
Disclosure

SEC source: 0001104659-24-063354 · tm2414962-1_4seq1.xml · derivative · entry 1

Brooks John L. III · CIK 0001343930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,525

Underlying: Common Stock · 10,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed May 20, 2024 19:21 UTC GrantOption · Derivative 10,000 $0.53 Strike: $0.53 $5,300.00
Disclosure

SEC source: 0001104659-24-063356 · tm2414962-2_4seq1.xml · derivative · entry 1

Gullans Steven R. Ph.D. · CIK 0001571997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,525

Underlying: Common Stock · 10,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed May 20, 2024 19:26 UTC GrantOption · Derivative 10,000 $0.53 Strike: $0.53 $5,300.00
Disclosure

SEC source: 0001104659-24-063361 · tm2414962-5_4seq1.xml · derivative · entry 1

Ross Andrew L. · CIK 0001857013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,525

Underlying: Common Stock · 10,000 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:23 UTC
Bielak BenjaminChief Info Officer & Secretary
PurchaseCommon Stock 18,000 $0.72 $12,960.00
Disclosure

SEC source: 0001104659-23-101210 · tm2326233-1_4seq1.xml · nonDerivative · entry 1

Bielak Benjamin · CIK 0001857054 · Chief Info Officer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,348

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 21:56 UTC
Curley TracyDirector · CEO, CFO and Treasurer
PurchaseCommon Stock 4,400 $1.25 $5,500.00
Disclosure

SEC source: 0001104659-23-067152 · tm2317620-1_4seq1.xml · nonDerivative · entry 1

Curley Tracy · CIK 0001857028 · Director · CEO, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,541

F1 · security: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:04 UTC
Mullan JillDirector
Exercise / conversionOption · Derivative 66,637 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-23-004999 · tm233905-2_4seq1.xml · derivative · entry 2

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 66,637 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the stock options that were vested on the date of termination of employment of the Reporting Person and will expire if not exercised by the Reporting Person before January 22, 2023.

F4 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:04 UTC
Mullan JillDirector
Exercise / conversionCommon Stock 66,637 $1.00 $66,637.00
Disclosure

SEC source: 0001104659-23-004999 · tm233905-2_4seq1.xml · nonDerivative · entry 1

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.

Read SEC document
January 06, 2023 Filed Jan 19, 2023 23:32 UTC Exercise / conversionOption · Derivative 845 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · derivative · entry 3

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 845 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the stock options that were vested on the date of termination of employment of the Reporting Person and will expire if not exercised by the Reporting Person before January 22, 2023.

F4 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
January 06, 2023 Filed Jan 19, 2023 23:32 UTC Exercise / conversionCommon Stock 845 $1.00 $845.00
Disclosure

SEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · nonDerivative · entry 1

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

Read SEC document
January 03, 2023 Filed Jan 13, 2023 12:59 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-003745 · tm233286-3_4seq1.xml · derivative · entry 1

Brooks John L · CIK 0001343930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 13, 2023 17:59 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-003744 · tm233286-2_4seq1.xml · derivative · entry 1

Scholl George H. · CIK 0001857026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 13, 2023 18:00 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-003747 · tm233286-5_4seq1.xml · derivative · entry 1

Gullans Steven R. Ph.D. · CIK 0001571997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 13, 2023 18:00 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-003746 · tm233286-4_4seq1.xml · derivative · entry 1

Basile Joseph J. · CIK 0001954843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 13, 2023 17:58 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-003742 · tm233286-1_4seq1.xml · derivative · entry 1

Ross Andrew L. · CIK 0001857013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 19, 2023 21:02 UTC
Mullan JillDirector
GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-004998 · tm233905-1_4seq1.xml · derivative · entry 1

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,637

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated 2021 Stock Incentive Plan. The stock options vest with respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

F2 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
January 03, 2023 Filed Jan 19, 2023 23:32 UTC GrantOption · Derivative 10,000 $1.41 Strike: $1.41 $14,100.00
Disclosure

SEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · derivative · entry 2

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

Underlying: Common Stock · 10,000 shares

Expires 2033-01-03

F2 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest with respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
January 01, 2023 Filed May 17, 2023 12:37 UTC GrantCommon Stock 125 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061741 · tm2315065-6_4seq1.xml · nonDerivative · entry 1

Brooks John L. III · CIK 0001343930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,250

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
January 01, 2023 Filed May 17, 2023 16:34 UTC
Mullan JillDirector
GrantCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061740 · tm2315065-5_4seq1.xml · nonDerivative · entry 1

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,318

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
January 01, 2023 Filed May 17, 2023 16:39 UTC GrantCommon Stock 63 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061742 · tm2315065-7_4seq1.xml · nonDerivative · entry 1

Basile Joseph J. · CIK 0001954843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
January 01, 2023 Filed May 17, 2023 16:25 UTC GrantCommon Stock 125 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061736 · tm2315065-1_4seq1.xml · nonDerivative · entry 1

Gullans Steven R. Ph.D. · CIK 0001571997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,250

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
January 01, 2023 Filed May 17, 2023 16:33 UTC GrantCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061739 · tm2315065-3_4seq1.xml · nonDerivative · entry 1

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,451

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
January 01, 2023 Filed May 17, 2023 16:27 UTC GrantCommon Stock 125 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061737 · tm2315065-2_4seq1.xml · nonDerivative · entry 1

Ross Andrew L. · CIK 0001857013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326,340

F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
November 01, 2022 Filed Nov 4, 2022 21:27 UTC
Curley TracyInterim CEO, CFO and Treasurer
GrantOption · Derivative 100,000 $1.61 $161,000.00
Disclosure

SEC source: 0001104659-22-114982 · tm2229745-2_4seq1.xml · derivative · entry 1

Curley Tracy · CIK 0001857028 · Interim CEO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-01

F1 · derivative.exercise_price: Represents 91,235 and 8,765 options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan and the 2021 Stock Incentive Plan, respectively, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is October 24, 2022. The stock options were awarded as compensation to the Reporting Person for her service as an officer of the Company.

F1 · derivative.exercise_date: Represents 91,235 and 8,765 options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan and the 2021 Stock Incentive Plan, respectively, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is October 24, 2022. The stock options were awarded as compensation to the Reporting Person for her service as an officer of the Company.

Read SEC document
November 01, 2022 Filed Nov 4, 2022 21:26 UTC
Bielak BenjaminChief Information Officer
GrantOption · Derivative 30,000 $1.61 $48,300.00
Disclosure

SEC source: 0001104659-22-114980 · tm2229745-1_4seq1.xml · derivative · entry 1

Bielak Benjamin · CIK 0001857054 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,952

Underlying: Common Stock · 30,000 shares

Expires 2032-11-01

F1 · derivative.exercise_price: Represents stock options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is June 21, 2022. The stock options were awarded as compensation to the Reporting Person for his service as an officer of the Company.

F1 · derivative.exercise_date: Represents stock options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is June 21, 2022. The stock options were awarded as compensation to the Reporting Person for his service as an officer of the Company.

Read SEC document
October 24, 2022 Filed Nov 10, 2022 21:10 UTC
Mullan JillDirector
OtherOption · Derivative 564 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-117133 · tm2230264-1_4seq1.xml · derivative · entry 2

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,637

Underlying: Common Stock · 564 shares

Expires 2022-10-24

F3 · derivative.exercise_price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

F3 · price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

F3 · derivative.exercise_date: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

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October 24, 2022 Filed Nov 10, 2022 21:10 UTC
Mullan JillDirector
OtherCommon Stock 18,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-117133 · tm2230264-1_4seq1.xml · nonDerivative · entry 1

Mullan Jill · CIK 0001857039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,589

F1 · security: Pursuant to certain separation agreement, dated October 24, 2022 (the "Separation Agreement"), by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited.

F1 · kind: Pursuant to certain separation agreement, dated October 24, 2022 (the "Separation Agreement"), by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited.

F2 · price: The RSUs were previously awarded as compensation to the reporting person for her former service as an officer of the issuer.

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October 24, 2022 Filed Nov 14, 2022 13:02 UTC OtherOption · Derivative 564 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-117765 · tm2230264-2_4seq1.xml · derivative · entry 2

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845

Underlying: Common Stock · 564 shares

Expires 2022-10-24

F3 · derivative.exercise_price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

F3 · price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

F3 · derivative.exercise_date: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date.

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October 24, 2022 Filed Nov 14, 2022 13:02 UTC OtherCommon Stock 18,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-117765 · tm2230264-2_4seq1.xml · nonDerivative · entry 1

Ianelli Christopher · CIK 0001857027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,514

F1 · security: Pursuant to certain separation agreement, dated October 24, 2022, by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited.

F1 · kind: Pursuant to certain separation agreement, dated October 24, 2022, by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited.

F2 · price: The RSUs were previously awarded as compensation to the reporting person for his former service as an officer of the issuer.

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October 01, 2022 Filed Feb 10, 2023 19:41 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-018754 · tm236233-1_5seq1.xml · nonDerivative · entry 1

Brooks John L · CIK 0001343930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

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October 01, 2022 Filed Feb 11, 2023 00:45 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-018759 · tm236233-5_5seq1.xml · nonDerivative · entry 1

Lawrence Margaret H. · CIK 0001857015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). The RSUs vests in one installment, on December 31, 2022, subject to the terms and conditions set forth in the RSU Agreement. 625 RSUs were settled for shares of common stock on December 31, 2022, and the Reporting Person was issued 625 shares of common stock.

F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). The RSUs vests in one installment, on December 31, 2022, subject to the terms and conditions set forth in the RSU Agreement. 625 RSUs were settled for shares of common stock on December 31, 2022, and the Reporting Person was issued 625 shares of common stock.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

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October 01, 2022 Filed Feb 11, 2023 00:44 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-018757 · tm236233-4_5seq1.xml · nonDerivative · entry 1

Scholl George H. · CIK 0001857026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

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October 01, 2022 Filed Feb 11, 2023 00:43 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-018756 · tm236233-3_5seq1.xml · nonDerivative · entry 1

Ross Andrew L. · CIK 0001857013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,215

F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
October 01, 2022 Filed Feb 11, 2023 00:42 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-018755 · tm236233-2_5seq1.xml · nonDerivative · entry 1

Gullans Steven R. Ph.D. · CIK 0001571997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person.

F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 21:14 UTC
Curley TracyCFO and Treasurer
Tax withholdingCommon Stock 2,738 $2.36 $6,461.68
Disclosure

SEC source: 0001104659-22-074371 · tm2219397-4_4seq1.xml · nonDerivative · entry 1

Curley Tracy · CIK 0001857028 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,141

F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations.

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June 22, 2022 Filed Jun 24, 2022 21:13 UTC
Ianelli ChristopherDirector · CEO and President
Tax withholdingCommon Stock 3,903 $2.36 $9,211.08
Disclosure

SEC source: 0001104659-22-074368 · tm2219397-2_4seq1.xml · nonDerivative · entry 1

Ianelli Christopher · CIK 0001857027 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,743

F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations.

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June 22, 2022 Filed Jun 24, 2022 21:13 UTC
Mullan JillDirector · COO and Secretary
Tax withholdingCommon Stock 3,124 $2.36 $7,372.64
Disclosure

SEC source: 0001104659-22-074370 · tm2219397-3_4seq1.xml · nonDerivative · entry 1

Mullan Jill · CIK 0001857039 · Director · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,818

F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 21:12 UTC
Bielak BenjaminChief Information Officer
Tax withholdingCommon Stock 3,148 $2.36 $7,429.28
Disclosure

SEC source: 0001104659-22-074366 · tm2219397-1_4seq1.xml · nonDerivative · entry 1

Bielak Benjamin · CIK 0001857054 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,348

F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:00 UTC
Ianelli ChristopherDirector · President & CEO
Exercise / conversionOption · Derivative 48,106 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · derivative · entry 4

Ianelli Christopher · CIK 0001857027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 48,106 shares

Expires 2029-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the stock options granted to the Reporting Person on July 13, 2019, pursuant to the Issuer's 2010 Stock Incentive Plan, which were fully vested on July 14, 2019.

F5 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:00 UTC
Ianelli ChristopherDirector · President & CEO
Exercise / conversionCommon Stock 48,106 $1.00 $48,106.00
Disclosure

SEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · nonDerivative · entry 2

Ianelli Christopher · CIK 0001857027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:20 UTC
Mullan JillDirector · COO & Secretary
Exercise / conversionOption · Derivative 3,099 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · derivative · entry 4

Mullan Jill · CIK 0001857039 · Director · COO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,201

Underlying: Common Stock · 3,099 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on February 1, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on February 1, 2022.

F5 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:20 UTC
Mullan JillDirector · COO & Secretary
Exercise / conversionOption · Derivative 19,296 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · derivative · entry 3

Mullan Jill · CIK 0001857039 · Director · COO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,300

Underlying: Common Stock · 19,296 shares

Expires 2026-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on June 30, 2016, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on June 30, 2019.

F5 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:20 UTC
Mullan JillDirector · COO & Secretary
Exercise / conversionCommon Stock 3,099 $1.00 $3,099.00
Disclosure

SEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · nonDerivative · entry 2

Mullan Jill · CIK 0001857039 · Director · COO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:20 UTC
Mullan JillDirector · COO & Secretary
Exercise / conversionCommon Stock 19,296 $1.00 $19,296.00
Disclosure

SEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · nonDerivative · entry 1

Mullan Jill · CIK 0001857039 · Director · COO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:00 UTC
Ianelli ChristopherDirector · President & CEO
Exercise / conversionOption · Derivative 3,099 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · derivative · entry 3

Ianelli Christopher · CIK 0001857027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,515

Underlying: Common Stock · 3,099 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on April 26, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on November 30, 2021.

F5 · balance_after: Represents remaining granted stock options across all grants.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:00 UTC
Ianelli ChristopherDirector · President & CEO
Exercise / conversionCommon Stock 3,099 $1.00 $3,099.00
Disclosure

SEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · nonDerivative · entry 1

Ianelli Christopher · CIK 0001857027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.

F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.