Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2024 Filed Sep 27, 2024 23:20 UTC |
Paolone RichardDirector
|
GrantOption · Derivative | 168 | $5.12 Strike: $5.12 | $860.16 |
DisclosureSEC source: 0001104659-24-103806 · tm2425111-6_4seq1.xml · derivative · entry 1 Paolone Richard · CIK 0002038402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 168 shares Expires 2034-09-24 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 23:19 UTC |
Field KatharynDirector
|
GrantOption · Derivative | 168 | $5.12 Strike: $5.12 | $860.16 |
DisclosureSEC source: 0001104659-24-103805 · tm2425111-5_4seq1.xml · derivative · entry 1 Field Katharyn · CIK 0002029888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 168 shares Expires 2034-09-24 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024. Read SEC document |
| September 25, 2024 Filed Sep 30, 2024 06:02 UTC |
Dhaliwal AvtarDirector
|
GrantOption · Derivative | 168 | $5.12 Strike: $5.12 | $860.16 |
DisclosureSEC source: 0001104659-24-103842 · tm2425111-4_4seq1.xml · derivative · entry 1 Dhaliwal Avtar · CIK 0002038577 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 168 shares Expires 2034-09-24 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on September 25, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan, and reflects the Issuer's 20-for-1 reverse stock split effective as of 4:30 p.m., Eastern Time, on September 13, 2024. The stock options vest in respect to 84 shares on each of September 30, 2024 and December 31, 2024. Read SEC document |
| March 21, 2024 Filed May 20, 2024 19:23 UTC |
Graham Elizabeth AmesDirector
|
GrantOption · Derivative | 8,340 | $0.28 Strike: $0.28 | $2,335.20 |
DisclosureSEC source: 0001104659-24-063359 · tm2414962-3_4seq1.xml · derivative · entry 1 Graham Elizabeth Ames · CIK 0001916581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,340 Underlying: Common Stock · 8,340 shares Expires 2034-03-20 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on March 21, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,085 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. Read SEC document |
| January 02, 2024 Filed May 20, 2024 15:25 UTC |
Mock Theresa LDirector
|
GrantOption · Derivative | 10,000 | $0.53 Strike: $0.53 | $5,300.00 |
DisclosureSEC source: 0001104659-24-063360 · tm2414962-4_4seq1.xml · derivative · entry 1 Mock Theresa L · CIK 0001870249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,672 Underlying: Common Stock · 10,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. Read SEC document |
| January 02, 2024 Filed May 20, 2024 15:18 UTC |
Brooks John L. IIIDirector
|
GrantOption · Derivative | 10,000 | $0.53 Strike: $0.53 | $5,300.00 |
DisclosureSEC source: 0001104659-24-063354 · tm2414962-1_4seq1.xml · derivative · entry 1 Brooks John L. III · CIK 0001343930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,525 Underlying: Common Stock · 10,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. Read SEC document |
| January 02, 2024 Filed May 20, 2024 19:21 UTC |
Gullans Steven R. Ph.D.Director
|
GrantOption · Derivative | 10,000 | $0.53 Strike: $0.53 | $5,300.00 |
DisclosureSEC source: 0001104659-24-063356 · tm2414962-2_4seq1.xml · derivative · entry 1 Gullans Steven R. Ph.D. · CIK 0001571997 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,525 Underlying: Common Stock · 10,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. Read SEC document |
| January 02, 2024 Filed May 20, 2024 19:26 UTC |
Ross Andrew L.Director
|
GrantOption · Derivative | 10,000 | $0.53 Strike: $0.53 | $5,300.00 |
DisclosureSEC source: 0001104659-24-063361 · tm2414962-5_4seq1.xml · derivative · entry 1 Ross Andrew L. · CIK 0001857013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,525 Underlying: Common Stock · 10,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 2, 2024, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 20:23 UTC |
Bielak BenjaminChief Info Officer & Secretary
|
PurchaseCommon Stock | 18,000 | $0.72 | $12,960.00 |
DisclosureSEC source: 0001104659-23-101210 · tm2326233-1_4seq1.xml · nonDerivative · entry 1 Bielak Benjamin · CIK 0001857054 · Chief Info Officer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,348 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 21:56 UTC |
Curley TracyDirector · CEO, CFO and Treasurer
|
PurchaseCommon Stock | 4,400 | $1.25 | $5,500.00 |
DisclosureSEC source: 0001104659-23-067152 · tm2317620-1_4seq1.xml · nonDerivative · entry 1 Curley Tracy · CIK 0001857028 · Director · CEO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,541 F1 · security: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:04 UTC |
Mullan JillDirector
|
Exercise / conversionOption · Derivative | 66,637 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-23-004999 · tm233905-2_4seq1.xml · derivative · entry 2 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 66,637 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the stock options that were vested on the date of termination of employment of the Reporting Person and will expire if not exercised by the Reporting Person before January 22, 2023. F4 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:04 UTC |
Mullan JillDirector
|
Exercise / conversionCommon Stock | 66,637 | $1.00 | $66,637.00 |
DisclosureSEC source: 0001104659-23-004999 · tm233905-2_4seq1.xml · nonDerivative · entry 1 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. Read SEC document |
| January 06, 2023 Filed Jan 19, 2023 23:32 UTC |
Ianelli ChristopherDirector
|
Exercise / conversionOption · Derivative | 845 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · derivative · entry 3 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 845 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the stock options that were vested on the date of termination of employment of the Reporting Person and will expire if not exercised by the Reporting Person before January 22, 2023. F4 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| January 06, 2023 Filed Jan 19, 2023 23:32 UTC |
Ianelli ChristopherDirector
|
Exercise / conversionCommon Stock | 845 | $1.00 | $845.00 |
DisclosureSEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · nonDerivative · entry 1 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. Read SEC document |
| January 03, 2023 Filed Jan 13, 2023 12:59 UTC |
Brooks John L. IIIDirector
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-003745 · tm233286-3_4seq1.xml · derivative · entry 1 Brooks John L · CIK 0001343930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 03, 2023 Filed Jan 13, 2023 17:59 UTC |
Scholl George H.Director
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-003744 · tm233286-2_4seq1.xml · derivative · entry 1 Scholl George H. · CIK 0001857026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 03, 2023 Filed Jan 13, 2023 18:00 UTC |
Gullans Steven R. Ph.D.Director
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-003747 · tm233286-5_4seq1.xml · derivative · entry 1 Gullans Steven R. Ph.D. · CIK 0001571997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 03, 2023 Filed Jan 13, 2023 18:00 UTC |
Basile Joseph J.Director
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-003746 · tm233286-4_4seq1.xml · derivative · entry 1 Basile Joseph J. · CIK 0001954843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 03, 2023 Filed Jan 13, 2023 17:58 UTC |
Ross Andrew L.Director
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-003742 · tm233286-1_4seq1.xml · derivative · entry 1 Ross Andrew L. · CIK 0001857013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 03, 2023 Filed Jan 19, 2023 21:02 UTC |
Mullan JillDirector
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-004998 · tm233905-1_4seq1.xml · derivative · entry 1 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,637 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F1 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated 2021 Stock Incentive Plan. The stock options vest with respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. F2 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| January 03, 2023 Filed Jan 19, 2023 23:32 UTC |
Ianelli ChristopherDirector
|
GrantOption · Derivative | 10,000 | $1.41 Strike: $1.41 | $14,100.00 |
DisclosureSEC source: 0001104659-23-005104 · tm233905-3_4seq1.xml · derivative · entry 2 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,845 Underlying: Common Stock · 10,000 shares Expires 2033-01-03 F2 · derivative.exercise_date: Represents stock options granted to the reporting person on January 3, 2023, pursuant to the Issuer's Amended and Restated Stock Incentive Plan. The stock options vest with respect to 2,500 shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. Read SEC document |
| January 01, 2023 Filed May 17, 2023 12:37 UTC |
Brooks John L. IIIDirector
|
GrantCommon Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061741 · tm2315065-6_4seq1.xml · nonDerivative · entry 1 Brooks John L. III · CIK 0001343930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,250 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| January 01, 2023 Filed May 17, 2023 16:34 UTC |
Mullan JillDirector
|
GrantCommon Stock | 92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061740 · tm2315065-5_4seq1.xml · nonDerivative · entry 1 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,318 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| January 01, 2023 Filed May 17, 2023 16:39 UTC |
Basile Joseph J.Director
|
GrantCommon Stock | 63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061742 · tm2315065-7_4seq1.xml · nonDerivative · entry 1 Basile Joseph J. · CIK 0001954843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| January 01, 2023 Filed May 17, 2023 16:25 UTC |
Gullans Steven R. Ph.D.Director
|
GrantCommon Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061736 · tm2315065-1_4seq1.xml · nonDerivative · entry 1 Gullans Steven R. Ph.D. · CIK 0001571997 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,250 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| January 01, 2023 Filed May 17, 2023 16:33 UTC |
Ianelli ChristopherDirector
|
GrantCommon Stock | 92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061739 · tm2315065-3_4seq1.xml · nonDerivative · entry 1 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,451 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| January 01, 2023 Filed May 17, 2023 16:27 UTC |
Ross Andrew L.Director
|
GrantCommon Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061737 · tm2315065-2_4seq1.xml · nonDerivative · entry 1 Ross Andrew L. · CIK 0001857013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,326,340 F1 · security: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F1 · shares: Reflects shares of common stock issued to the Reporting Person upon vesting and settlement of restricted stock units ("RSUs") on March 31, 2023, which RSUs were awarded to the Reporting Person as of January 1, 2023, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| November 01, 2022 Filed Nov 4, 2022 21:27 UTC |
Curley TracyInterim CEO, CFO and Treasurer
|
GrantOption · Derivative | 100,000 | $1.61 | $161,000.00 |
DisclosureSEC source: 0001104659-22-114982 · tm2229745-2_4seq1.xml · derivative · entry 1 Curley Tracy · CIK 0001857028 · Interim CEO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-11-01 F1 · derivative.exercise_price: Represents 91,235 and 8,765 options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan and the 2021 Stock Incentive Plan, respectively, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is October 24, 2022. The stock options were awarded as compensation to the Reporting Person for her service as an officer of the Company. F1 · derivative.exercise_date: Represents 91,235 and 8,765 options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan and the 2021 Stock Incentive Plan, respectively, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is October 24, 2022. The stock options were awarded as compensation to the Reporting Person for her service as an officer of the Company. Read SEC document |
| November 01, 2022 Filed Nov 4, 2022 21:26 UTC |
Bielak BenjaminChief Information Officer
|
GrantOption · Derivative | 30,000 | $1.61 | $48,300.00 |
DisclosureSEC source: 0001104659-22-114980 · tm2229745-1_4seq1.xml · derivative · entry 1 Bielak Benjamin · CIK 0001857054 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,952 Underlying: Common Stock · 30,000 shares Expires 2032-11-01 F1 · derivative.exercise_price: Represents stock options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is June 21, 2022. The stock options were awarded as compensation to the Reporting Person for his service as an officer of the Company. F1 · derivative.exercise_date: Represents stock options granted on November 1, 2022 under the Issuer's 2013 Stock Incentive Plan, 25% of which were subject to a one-year cliff with the remaining 75% vested/to be vested quarterly over three years. The vesting commence date is June 21, 2022. The stock options were awarded as compensation to the Reporting Person for his service as an officer of the Company. Read SEC document |
| October 24, 2022 Filed Nov 10, 2022 21:10 UTC |
Mullan JillDirector
|
OtherOption · Derivative | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-117133 · tm2230264-1_4seq1.xml · derivative · entry 2 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,637 Underlying: Common Stock · 564 shares Expires 2022-10-24 F3 · derivative.exercise_price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. F3 · price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. F3 · derivative.exercise_date: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 66,637 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. Read SEC document |
| October 24, 2022 Filed Nov 10, 2022 21:10 UTC |
Mullan JillDirector
|
OtherCommon Stock | 18,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-117133 · tm2230264-1_4seq1.xml · nonDerivative · entry 1 Mullan Jill · CIK 0001857039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,589 F1 · security: Pursuant to certain separation agreement, dated October 24, 2022 (the "Separation Agreement"), by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited. F1 · kind: Pursuant to certain separation agreement, dated October 24, 2022 (the "Separation Agreement"), by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited. F2 · price: The RSUs were previously awarded as compensation to the reporting person for her former service as an officer of the issuer. Read SEC document |
| October 24, 2022 Filed Nov 14, 2022 13:02 UTC |
Ianelli ChristopherDirector
|
OtherOption · Derivative | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-117765 · tm2230264-2_4seq1.xml · derivative · entry 2 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 Underlying: Common Stock · 564 shares Expires 2022-10-24 F3 · derivative.exercise_price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. F3 · price: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. F3 · derivative.exercise_date: Represents unvested stock options that were forfeited upon the termination of employment of the reporting person with the issuer. Stock options exercisable for an aggregate of 845 shares that were vested on the date of termination of employment of the reporting person will expire on January 22, 2023, if not exercised by the reporting person before that date. Read SEC document |
| October 24, 2022 Filed Nov 14, 2022 13:02 UTC |
Ianelli ChristopherDirector
|
OtherCommon Stock | 18,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-117765 · tm2230264-2_4seq1.xml · nonDerivative · entry 1 Ianelli Christopher · CIK 0001857027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,514 F1 · security: Pursuant to certain separation agreement, dated October 24, 2022, by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited. F1 · kind: Pursuant to certain separation agreement, dated October 24, 2022, by and between the issuer and the reporting person, (i) an aggregate of 13,021 restricted stock units of the issuer (the "RSUs"), which were previously awarded to the reporting person but not settled, were settled at an accelerated vesting schedule and as a result, 13,021 shares of common stock were issued to the reporting person; and (ii) 18,229 RSUs, which were previously awarded to the reporting person and not settled, were forfeited. F2 · price: The RSUs were previously awarded as compensation to the reporting person for his former service as an officer of the issuer. Read SEC document |
| October 01, 2022 Filed Feb 10, 2023 19:41 UTC |
Brooks John L. IIIDirector
|
GrantCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-018754 · tm236233-1_5seq1.xml · nonDerivative · entry 1 Brooks John L · CIK 0001343930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| October 01, 2022 Filed Feb 11, 2023 00:45 UTC |
Lawrence Margaret H.Director
|
GrantCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-018759 · tm236233-5_5seq1.xml · nonDerivative · entry 1 Lawrence Margaret H. · CIK 0001857015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). The RSUs vests in one installment, on December 31, 2022, subject to the terms and conditions set forth in the RSU Agreement. 625 RSUs were settled for shares of common stock on December 31, 2022, and the Reporting Person was issued 625 shares of common stock. F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Company to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). The RSUs vests in one installment, on December 31, 2022, subject to the terms and conditions set forth in the RSU Agreement. 625 RSUs were settled for shares of common stock on December 31, 2022, and the Reporting Person was issued 625 shares of common stock. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| October 01, 2022 Filed Feb 11, 2023 00:44 UTC |
Scholl George H.Director
|
GrantCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-018757 · tm236233-4_5seq1.xml · nonDerivative · entry 1 Scholl George H. · CIK 0001857026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| October 01, 2022 Filed Feb 11, 2023 00:43 UTC |
Ross Andrew L.Director
|
GrantCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-018756 · tm236233-3_5seq1.xml · nonDerivative · entry 1 Ross Andrew L. · CIK 0001857013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,215 F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| October 01, 2022 Filed Feb 11, 2023 00:42 UTC |
Gullans Steven R. Ph.D.Director
|
GrantCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-018755 · tm236233-2_5seq1.xml · nonDerivative · entry 1 Gullans Steven R. Ph.D. · CIK 0001571997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · security: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F1 · shares: Represents shares underlying certain restricted stock units ("RSUs"), each of which is a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "RSU Agreement"). 625 RSUs vested in one installment on December 31, 2022 and were settled on January 3, 2023, subject to the terms and conditions set forth in the RSU Agreement and as a result, 625 shares of common stock were issued to the Reporting Person. F2 · price: The RSUs were awarded as compensation to the Reporting Person for his service as a director of the Company. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:14 UTC |
Curley TracyCFO and Treasurer
|
Tax withholdingCommon Stock | 2,738 | $2.36 | $6,461.68 |
DisclosureSEC source: 0001104659-22-074371 · tm2219397-4_4seq1.xml · nonDerivative · entry 1 Curley Tracy · CIK 0001857028 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,141 F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:13 UTC |
Ianelli ChristopherDirector · CEO and President
|
Tax withholdingCommon Stock | 3,903 | $2.36 | $9,211.08 |
DisclosureSEC source: 0001104659-22-074368 · tm2219397-2_4seq1.xml · nonDerivative · entry 1 Ianelli Christopher · CIK 0001857027 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,743 F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:13 UTC |
Mullan JillDirector · COO and Secretary
|
Tax withholdingCommon Stock | 3,124 | $2.36 | $7,372.64 |
DisclosureSEC source: 0001104659-22-074370 · tm2219397-3_4seq1.xml · nonDerivative · entry 1 Mullan Jill · CIK 0001857039 · Director · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,818 F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:12 UTC |
Bielak BenjaminChief Information Officer
|
Tax withholdingCommon Stock | 3,148 | $2.36 | $7,429.28 |
DisclosureSEC source: 0001104659-22-074366 · tm2219397-1_4seq1.xml · nonDerivative · entry 1 Bielak Benjamin · CIK 0001857054 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,348 F1 · kind: The shares were sold and the proceeds were paid to the Issuer to satisfy tax withholding obligations. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 22:00 UTC |
Ianelli ChristopherDirector · President & CEO
|
Exercise / conversionOption · Derivative | 48,106 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · derivative · entry 4 Ianelli Christopher · CIK 0001857027 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 Underlying: Common Stock · 48,106 shares Expires 2029-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the stock options granted to the Reporting Person on July 13, 2019, pursuant to the Issuer's 2010 Stock Incentive Plan, which were fully vested on July 14, 2019. F5 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 22:00 UTC |
Ianelli ChristopherDirector · President & CEO
|
Exercise / conversionCommon Stock | 48,106 | $1.00 | $48,106.00 |
DisclosureSEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · nonDerivative · entry 2 Ianelli Christopher · CIK 0001857027 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:20 UTC |
Mullan JillDirector · COO & Secretary
|
Exercise / conversionOption · Derivative | 3,099 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · derivative · entry 4 Mullan Jill · CIK 0001857039 · Director · COO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,201 Underlying: Common Stock · 3,099 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on February 1, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on February 1, 2022. F5 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:20 UTC |
Mullan JillDirector · COO & Secretary
|
Exercise / conversionOption · Derivative | 19,296 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · derivative · entry 3 Mullan Jill · CIK 0001857039 · Director · COO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,300 Underlying: Common Stock · 19,296 shares Expires 2026-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on June 30, 2016, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on June 30, 2019. F5 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:20 UTC |
Mullan JillDirector · COO & Secretary
|
Exercise / conversionCommon Stock | 3,099 | $1.00 | $3,099.00 |
DisclosureSEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · nonDerivative · entry 2 Mullan Jill · CIK 0001857039 · Director · COO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:20 UTC |
Mullan JillDirector · COO & Secretary
|
Exercise / conversionCommon Stock | 19,296 | $1.00 | $19,296.00 |
DisclosureSEC source: 0001104659-22-026191 · tm227509-1_4seq1.xml · nonDerivative · entry 1 Mullan Jill · CIK 0001857039 · Director · COO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:00 UTC |
Ianelli ChristopherDirector · President & CEO
|
Exercise / conversionOption · Derivative | 3,099 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · derivative · entry 3 Ianelli Christopher · CIK 0001857027 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,515 Underlying: Common Stock · 3,099 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a portion of the stock options granted to the Reporting Person on April 26, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on November 30, 2021. F5 · balance_after: Represents remaining granted stock options across all grants. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:00 UTC |
Ianelli ChristopherDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,099 | $1.00 | $3,099.00 |
DisclosureSEC source: 0001104659-22-026697 · tm227646-1_4seq1.xml · nonDerivative · entry 1 Ianelli Christopher · CIK 0001857027 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options. F2 · price: Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.