Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2018 Filed Mar 14, 2018 16:18 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001683168-18-000664 · kern_f4.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-03-12 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on June 12, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:34 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 15,556 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-000493 · semechkin_f4.xml · derivative · entry 4 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,444 Underlying: Common Stock · 54,444 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:34 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 30,556 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-000493 · semechkin_f4.xml · derivative · entry 3 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,444 Underlying: Common Stock · 69,444 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 10, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:34 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 15,556 | $1.10 | $17,111.60 |
DisclosureSEC source: 0001683168-18-000493 · semechkin_f4.xml · nonDerivative · entry 2 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,435,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:34 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 30,556 | $1.09 | $33,306.04 |
DisclosureSEC source: 0001683168-18-000493 · semechkin_f4.xml · nonDerivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,419,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 8,889 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · derivative · entry 4 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,111 Underlying: Common Stock · 31,111 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 27,500 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · derivative · entry 3 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on May 10, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionCommon Stock | 8,889 | $1.10 | $9,777.90 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · nonDerivative · entry 2 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 15:33 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionCommon Stock | 27,500 | $1.09 | $29,975.00 |
DisclosureSEC source: 0001683168-18-000492 · kern_f4.xml · nonDerivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Feb 1, 2018 20:12 UTC |
CASAMENTO CHARLES JDirector
|
GiftCommon Stock | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000266 · casamento_f4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,856 F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:17 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000016 · casamento_f4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,856 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q4 2017. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:18 UTC |
MAIER PAUL VDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,350 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001683168-18-000017 · maier_f4.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Underlying: Common Stock · 10,350 shares Expires 2027-12-29 F1 · derivative.exercise_date: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q4 2017. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:19 UTC |
Don WrightDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,350 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001683168-18-000018 · wright_f4.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Underlying: Common Stock · 10,350 shares Expires 2027-12-29 F1 · derivative.exercise_date: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q4 2017. Read SEC document |
| December 12, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 4,000 | $1.50 | $6,000.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 7 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 1,000 | $1.50 | $1,500.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 6 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,739 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 611 | $1.50 | $916.50 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 5 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 2,100 | $1.50 | $3,150.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 4 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 266 | $1.50 | $399.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 3 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,450 Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 2,000 | $1.50 | $3,000.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 8 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 7 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 2,100 | $1.50 | $3,150.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 6 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 700 | $1.50 | $1,050.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 2 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,716 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 19:59 UTC |
Don WrightDirector
|
SaleCommon Stock | 2,584 | $1.50 | $3,876.00 |
DisclosureSEC source: 0001683168-17-003284 · wright_frm4.xml · nonDerivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,416 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 14:34 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,860,810 | $1.75 | $3,256,417.50 |
DisclosureSEC source: 0001683168-17-003263 · semechkin_f4.xml · nonDerivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389,260 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 1,039 | $1.50 | $1,558.50 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 5 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,100 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 500 | $1.50 | $750.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 4 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,139 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 2,000 | $1.50 | $3,000.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 3 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,639 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 500 | $1.54 | $770.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 2 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,639 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 18:19 UTC |
Don WrightDirector
|
SaleCommon Stock | 500 | $1.55 | $775.00 |
DisclosureSEC source: 0001683168-17-003261 · wright_f4.xml · nonDerivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,139 Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 23:48 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 4,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002549 · casamento_f4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,681 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q3 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 23:49 UTC |
MAIER PAUL VDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,830 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001683168-17-002550 · maier_f4.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,830 Underlying: Common Stock · 8,830 shares Expires 2027-09-29 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant: Q3 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 23:49 UTC |
Don WrightDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,830 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001683168-17-002551 · wright_f4.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,830 Underlying: Common Stock · 8,830 shares Expires 2027-09-29 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant: Q3 2017. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 18:12 UTC |
Stephens JenniferActing Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $1.25 Strike: $1.25 | $87,500.00 |
DisclosureSEC source: 0001683168-17-002253 · stephens_f4.xml · derivative · entry 1 Stephens Jennifer · CIK 0001715892 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 70,000 shares Expires 2027-08-25 F1 · derivative.exercise_date: Upon becoming an officer of the company, the reporting person was awarded stock options. The option vest is 3/36th on initial vesting date (08/25/2017) and 1/36th for each additional full month of continuous service from the initial vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:48 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 7,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001722 · casamento_frm4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,266 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q2 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:48 UTC |
MAIER PAUL VDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,254 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001683168-17-001723 · maier_frm4.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254 Underlying: Common Stock · 14,254 shares Expires 2027-06-30 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Q2 2017 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:49 UTC |
Don WrightDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,254 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001683168-17-001724 · wright_frm4.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254 Underlying: Common Stock · 14,254 shares Expires 2027-06-30 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Q2 2017 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:21 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001468 · semechkin_f4.xml · derivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:21 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001467 · kern_f4.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:20 UTC |
Garnette SophiaVP, Legal Affairs & Operations
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001466 · garnette_f4.xml · derivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:20 UTC |
Ebrahimi MahnazChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001465 · ebrahimi_f4.xml · derivative · entry 1 Ebrahimi Mahnaz · CIK 0001652441 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on August 31, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:19 UTC |
CASAMENTO CHARLES JDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001477 · casamento_f4.xml · derivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully on the earlier of (i) May 31, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. All grants have an exercise price of $1.10 per share. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:20 UTC |
MAIER PAUL VDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001478 · maier_f4.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully on the earlier of (i) May 31, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. All grants have an exercise price of $1.10 per share. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:20 UTC |
Don WrightDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-17-001479 · wright_f4.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully on the earlier of (i) May 31, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. All grants have an exercise price of $1.10 per share. Read SEC document |
| May 22, 2017 Filed May 24, 2017 15:10 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 3,200 | $1.64 | $5,248.00 |
DisclosureSEC source: 0001683168-17-001394 · semechkin_f4.xml · nonDerivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,450 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:14 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 4,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000764 · casamento_f4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,139 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant. Q1 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:14 UTC |
MAIER PAUL VDirector
|
GrantCommon Stock | 4,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000765 · maier_f4.xml · nonDerivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,060 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant. Q1 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:14 UTC |
Don WrightDirector
|
GrantCommon Stock | 4,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000766 · wright_f4.xml · nonDerivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,639 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant. Q1 2017. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 17:11 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 3,000 | $1.69 | $5,070.00 |
DisclosureSEC source: 0001683168-17-000638 · semechkin_f4.xml · nonDerivative · entry 3 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,250 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 17:11 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 500 | $1.60 | $800.00 |
DisclosureSEC source: 0001683168-17-000638 · semechkin_f4.xml · nonDerivative · entry 2 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,250 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:11 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 6,500 | $1.66 | $10,790.00 |
DisclosureSEC source: 0001683168-17-000638 · semechkin_f4.xml · nonDerivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,750 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.