Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 6, 2018 12:59 UTC |
Garnette SophiaVP, Legal Affairs & Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,778 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-003617 · ownership.xml · derivative · entry 4 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 11,111 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 12:59 UTC |
Garnette SophiaVP, Legal Affairs & Operations
|
SaleCommon Stock | 10,636 | $1.54 | $16,379.44 |
DisclosureSEC source: 0001683168-18-003617 · ownership.xml · nonDerivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.54 per share. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 12:59 UTC |
Garnette SophiaVP, Legal Affairs & Operations
|
Exercise / conversionCommon Stock | 7,858 | $1.10 | $8,643.80 |
DisclosureSEC source: 0001683168-18-003617 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 12:59 UTC |
Garnette SophiaVP, Legal Affairs & Operations
|
Exercise / conversionCommon Stock | 2,778 | $1.09 | $3,028.02 |
DisclosureSEC source: 0001683168-18-003617 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · derivative · entry 3 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,200 Underlying: Common Stock · 90,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 90,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
SaleCommon Stock | 1,800 | $1.67 | $3,006.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · nonDerivative · entry 2 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,398 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.67 per share. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 08:02 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
Exercise / conversionCommon Stock | 1,800 | $1.09 | $1,962.00 |
DisclosureSEC source: 0001683168-18-003618 · ownership.xml · nonDerivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 20:45 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,494 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-002939 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,858 Underlying: Common Stock · 49,352 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 60,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on August 31, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 20:45 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 1,494 | $1.58 | $2,360.52 |
DisclosureSEC source: 0001683168-18-002939 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 20:45 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 1,494 | $1.10 | $1,643.40 |
DisclosureSEC source: 0001683168-18-002939 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 22:14 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-002467 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,352 Underlying: Common Stock · 54,252 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 60,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on August 31, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 22:14 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 4,900 | $1.58 | $7,742.00 |
DisclosureSEC source: 0001683168-18-002467 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 22:14 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 4,900 | $1.10 | $5,390.00 |
DisclosureSEC source: 0001683168-18-002467 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:57 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,748 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-18-002459 · ownership.xml · derivative · entry 5 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,252 Underlying: Common Stock · 60,000 shares Expires 2027-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a total of 60,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on August 31, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:57 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,556 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-002459 · ownership.xml · derivative · entry 4 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Underlying: Common Stock · 14,667 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:57 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 9,304 | $1.58 | $14,700.32 |
DisclosureSEC source: 0001683168-18-002459 · ownership.xml · nonDerivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:57 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 5,748 | $1.10 | $6,322.80 |
DisclosureSEC source: 0001683168-18-002459 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:57 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 3,556 | $1.09 | $3,876.04 |
DisclosureSEC source: 0001683168-18-002459 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 13:18 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002402 · ownership.xml · derivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2018-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 13:17 UTC |
Kern RussellDirector · EVP and CSO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002401 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2018-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:17 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002400 · ownership.xml · derivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 13:33 UTC Amendment |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002445 · ownership.xml · derivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 13:32 UTC Amendment |
Kern RussellDirector · EVP and CSO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002444 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-06-21 F1 · derivative.exercise_date: Vesting start date - June 21, 2018. 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| August 15, 2018 Filed Sep 27, 2018 15:02 UTC Amendment |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002865 · ownership.xml · derivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-08-15 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option. Read SEC document |
| August 15, 2018 Filed Sep 27, 2018 15:03 UTC Amendment |
Kern RussellDirector · EVP and CSO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002867 · ownership.xml · derivative · entry 1 Kern Russell · CIK 0001446397 · Director · EVP and CSO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-08-15 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option. Read SEC document |
| August 15, 2018 Filed Sep 27, 2018 19:02 UTC Amendment |
Garnette SophiaVP, Legal Affairs & Operation
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001683168-18-002866 · ownership.xml · derivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-08-15 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:46 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-001975 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,667 Underlying: Common Stock · 15,767 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:46 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 1,100 | $1.58 | $1,738.00 |
DisclosureSEC source: 0001683168-18-001975 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:46 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 1,100 | $1.09 | $1,199.00 |
DisclosureSEC source: 0001683168-18-001975 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:20 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,833 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-001945 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,767 Underlying: Common Stock · 18,600 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:20 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 2,833 | $1.58 | $4,476.14 |
DisclosureSEC source: 0001683168-18-001945 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:20 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 2,833 | $1.09 | $3,087.97 |
DisclosureSEC source: 0001683168-18-001945 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:53 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-001809 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600 Underlying: Stock Option (Right to Buy) · 18,800 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining shares in equal monthly installments over a period of 33 months. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:53 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 200 | $1.59 | $318.00 |
DisclosureSEC source: 0001683168-18-001809 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.59 per share. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:53 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 200 | $1.09 | $218.00 |
DisclosureSEC source: 0001683168-18-001809 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 22:05 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001683168-18-001801 · ownership.xml · derivative · entry 3 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800 Underlying: Common Stock · 20,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a total of 20,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on May 10, 2017, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 22:05 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
SaleCommon Stock | 1,200 | $1.60 | $1,920.00 |
DisclosureSEC source: 0001683168-18-001801 · ownership.xml · nonDerivative · entry 2 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at $1.60 per share. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 22:05 UTC |
Garnette SophiaVP, Legal Affairs & Operation
|
Exercise / conversionCommon Stock | 1,200 | $1.09 | $1,308.00 |
DisclosureSEC source: 0001683168-18-001801 · ownership.xml · nonDerivative · entry 1 Garnette Sophia · CIK 0001616590 · VP, Legal Affairs & Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:18 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 4,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001777 · ownership.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,431 F1 · security: Common stock granted as part of compensation for non-employee directors, with vesting at the time of grant. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:18 UTC |
MAIER PAUL VDirector
|
GrantStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001778 · ownership.xml · derivative · entry 3 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-06-21 F3 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 21, 2019 or (ii) the date of the 2019 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:18 UTC |
MAIER PAUL VDirector
|
GrantStock Options (Right to Buy) · Derivative | 38,462 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001778 · ownership.xml · derivative · entry 2 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 38,462 shares Expires 2028-06-21 F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/21/2018. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:18 UTC |
MAIER PAUL VDirector
|
GrantStock Options (Right to Buy) · Derivative | 8,655 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001778 · ownership.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 Underlying: Common Stock · 8,655 shares Expires 2028-06-21 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:19 UTC |
Don WrightDirector
|
GrantStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001779 · ownership.xml · derivative · entry 3 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-06-21 F3 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 21, 2019 or (ii) the date of the 2019 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:19 UTC |
Don WrightDirector
|
GrantStock Options (Right to Buy) · Derivative | 38,462 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001779 · ownership.xml · derivative · entry 2 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 38,462 shares Expires 2028-06-21 F2 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/21/2018. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 20:19 UTC |
Don WrightDirector
|
GrantStock Options (Right to Buy) · Derivative | 8,655 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001683168-18-001779 · ownership.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 Underlying: Common Stock · 8,655 shares Expires 2028-06-21 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Read SEC document |
| May 16, 2018 Filed May 16, 2018 22:55 UTC |
CASAMENTO CHARLES JDirector
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GiftCommon Stock | 12,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001445 · casamento_frm4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,103 F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 22:36 UTC |
MAIER PAUL VDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,054 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001683168-18-000918 · maier_frm4.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,054 Underlying: Common Stock · 11,054 shares Expires 2028-03-30 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Q1 2018. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 22:37 UTC |
Don WrightDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,054 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001683168-18-000919 · wright_frm4.xml · derivative · entry 1 Don Wright · CIK 0001405212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,054 Underlying: Common Stock · 11,054 shares Expires 2028-03-30 F1 · derivative.exercise_date: Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Q1 2018. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 17:31 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 5,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000920 · casamento_frm4.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,383 F1 · security: Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant: Q1 2018. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 16:17 UTC |
Semechkin AndreyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001683168-18-000663 · andrey_f4.xml · derivative · entry 1 Semechkin Andrey · CIK 0001447708 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-03-12 F1 · derivative.exercise_date: 3/36th of the shares underlying such options shall vest on June 12, 2018, and the remaining share in equal monthly installments over a period of 33 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.