Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2021 Filed Mar 30, 2021 17:09 UTC |
Shetzline MichaelCMO, SVP & Head of Drug Devt.
|
GrantClass A Common Stock | 38,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023576 · doc4.xml · nonDerivative · entry 1 Shetzline Michael · CIK 0001808509 · CMO, SVP & Head of Drug Devt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,514 F1 · kind: The restricted stock units, granted as a retention award, vest as to 50% of the shares of Class A Common Stock on each of May 19, 2022 and May 18, 2023. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 17:08 UTC |
Rickard JasonSVP, Chief Operating Officer
|
GrantClass A Common Stock | 56,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023574 · doc4.xml · nonDerivative · entry 1 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,054 F1 · kind: The restricted stock units, granted as a retention award, vest as to 50% of the shares of Class A Common Stock on each of May 19, 2022 and May 18, 2023. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 17:07 UTC |
MCCOURT Thomas APresident and Interim CEO
|
GrantClass A Common Stock | 96,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023573 · doc4.xml · nonDerivative · entry 1 MCCOURT Thomas A · CIK 0001478448 · President and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,215 F1 · kind: The restricted stock units, granted as a retention award, vest as to 50% of the shares of Class A Common Stock on each of May 19, 2022 and May 18, 2023. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:06 UTC |
Consylman GinaSVP, CFO & Treasurer
|
GrantClass A Common Stock | 56,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023572 · doc4.xml · nonDerivative · entry 1 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,616 F1 · kind: The restricted stock units, granted as a retention award, vest as to 50% of the shares of Class A Common Stock on each of May 19, 2022 and May 18, 2023. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:03 UTC |
Dreyfus AndrewDirector
|
GrantClass A Common Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021299 · doc4.xml · nonDerivative · entry 1 Dreyfus Andrew · CIK 0001670893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,097 F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019. F2 · balance_after: Since the date of the reporting person's last ownership report, the individual transferred 5,723 shares of Class A common stock to the individual's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the individual's ex-spouse. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:08 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LP10% owner
|
GrantClass A Common Stock | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021307 · doc4.xml · nonDerivative · entry 1 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,079 F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:01 UTC |
Moukheibir CatherineDirector
|
GrantClass A Common Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021296 · doc4.xml · nonDerivative · entry 1 Moukheibir Catherine · CIK 0001772130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,994 F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 00:06 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LPDirector · 10% owner
|
PurchaseClass A Common Stock | 75,000 | $10.54 | $790,500.00 |
DisclosureSEC source: 0001567619-21-006050 · doc1.xml · nonDerivative · entry 3 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,390,000 F2 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Each of Sarissa Capital, the Sarissa Funds and Dr. Denner disclaims beneficial ownership of these shares except, in each case, to the extent of their pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:06 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LPDirector · 10% owner
|
PurchaseClass A Common Stock | 150,000 | $10.30 | $1,545,000.00 |
DisclosureSEC source: 0001567619-21-006050 · doc1.xml · nonDerivative · entry 2 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,315,000 F2 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Each of Sarissa Capital, the Sarissa Funds and Dr. Denner disclaims beneficial ownership of these shares except, in each case, to the extent of their pecuniary interest therein. Read SEC document |
| March 05, 2021 Filed Mar 6, 2021 00:19 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LPDirector · 10% owner
|
PurchaseClass A Common Stock | 175,000 | $10.01 | $1,751,750.00 |
DisclosureSEC source: 0001567619-21-005770 · doc1.xml · nonDerivative · entry 4 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,165,000 F2 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Each of Sarissa Capital, the Sarissa Funds and Dr. Denner disclaims beneficial ownership of these shares except, in each case, to the extent of their pecuniary interest therein. Read SEC document |
| March 04, 2021 Filed Mar 6, 2021 00:19 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LPDirector · 10% owner
|
PurchaseClass A Common Stock | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001567619-21-005770 · doc1.xml · nonDerivative · entry 3 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,990,000 F2 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Each of Sarissa Capital, the Sarissa Funds and Dr. Denner disclaims beneficial ownership of these shares except, in each case, to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 00:19 UTC |
DENNER ALEXANDER JDirector · 10% owner
Sarissa Capital Management LPDirector · 10% owner
|
PurchaseClass A Common Stock | 350,000 | $10.02 | $3,507,000.00 |
DisclosureSEC source: 0001567619-21-005770 · doc1.xml · nonDerivative · entry 2 DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner Sarissa Capital Management LP · CIK 0001577524 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,740,000 F2 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Each of Sarissa Capital, the Sarissa Funds and Dr. Denner disclaims beneficial ownership of these shares except, in each case, to the extent of their pecuniary interest therein. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 01:18 UTC |
DENNER ALEXANDER JDirector
|
PurchaseClass A Common Stock | 500,000 | $9.56 | $4,780,000.00 |
DisclosureSEC source: 0001567619-21-005449 · doc1.xml · nonDerivative · entry 4 DENNER ALEXANDER J · CIK 0001361754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,390,000 F1 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Dr. Denner disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:18 UTC |
DENNER ALEXANDER JDirector
|
PurchaseClass A Common Stock | 344,900 | $9.60 | $3,311,040.00 |
DisclosureSEC source: 0001567619-21-005449 · doc1.xml · nonDerivative · entry 3 DENNER ALEXANDER J · CIK 0001361754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,890,000 F1 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Dr. Denner disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:44 UTC |
Shetzline MichaelCMO, SVP & Head of Drug Devt.
|
SaleClass A Common Stock | 3,041 | $9.11 | $27,703.51 |
DisclosureSEC source: 0001209191-21-016108 · doc4.xml · nonDerivative · entry 2 Shetzline Michael · CIK 0001808509 · CMO, SVP & Head of Drug Devt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,859 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:44 UTC |
Shetzline MichaelCMO, SVP & Head of Drug Devt.
|
SaleClass A Common Stock | 1,398 | $9.11 | $12,735.78 |
DisclosureSEC source: 0001209191-21-016108 · doc4.xml · nonDerivative · entry 1 Shetzline Michael · CIK 0001808509 · CMO, SVP & Head of Drug Devt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,900 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2019. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:36 UTC |
Kilroy ConorSVP, GC & Secretary
|
SaleClass A Common Stock | 1,848 | $9.11 | $16,835.28 |
DisclosureSEC source: 0001209191-21-016029 · doc4.xml · nonDerivative · entry 4 Kilroy Conor · CIK 0001808510 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,336 F5 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:36 UTC |
Kilroy ConorSVP, GC & Secretary
|
SaleClass A Common Stock | 2,268 | $9.11 | $20,661.48 |
DisclosureSEC source: 0001209191-21-016029 · doc4.xml · nonDerivative · entry 3 Kilroy Conor · CIK 0001808510 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,184 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:36 UTC |
Kilroy ConorSVP, GC & Secretary
|
SaleClass A Common Stock | 1,474 | $9.11 | $13,428.14 |
DisclosureSEC source: 0001209191-21-016029 · doc4.xml · nonDerivative · entry 2 Kilroy Conor · CIK 0001808510 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,452 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 15, 2018. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:36 UTC |
Kilroy ConorSVP, GC & Secretary
|
SaleClass A Common Stock | 1,399 | $9.11 | $12,744.89 |
DisclosureSEC source: 0001209191-21-016029 · doc4.xml · nonDerivative · entry 1 Kilroy Conor · CIK 0001808510 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,926 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017. F2 · balance_after: The reporting person acquired 492 shares of Class A common stock under the issuer's employee stock purchase plan on December 31, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:43 UTC |
Rickard JasonSVP, Chief Operating Officer
|
SaleClass A Common Stock | 6,159 | $9.11 | $56,108.49 |
DisclosureSEC source: 0001209191-21-016099 · doc4.xml · nonDerivative · entry 4 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,682 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:43 UTC |
Rickard JasonSVP, Chief Operating Officer
|
SaleClass A Common Stock | 3,197 | $9.11 | $29,124.67 |
DisclosureSEC source: 0001209191-21-016099 · doc4.xml · nonDerivative · entry 3 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,841 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:43 UTC |
Rickard JasonSVP, Chief Operating Officer
|
SaleClass A Common Stock | 1,627 | $9.11 | $14,821.97 |
DisclosureSEC source: 0001209191-21-016099 · doc4.xml · nonDerivative · entry 2 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,038 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:43 UTC |
Rickard JasonSVP, Chief Operating Officer
|
SaleClass A Common Stock | 2,668 | $9.11 | $24,305.48 |
DisclosureSEC source: 0001209191-21-016099 · doc4.xml · nonDerivative · entry 1 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,665 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:40 UTC |
MCCOURT Thomas APresident
|
SaleClass A Common Stock | 10,265 | $9.11 | $93,514.15 |
DisclosureSEC source: 0001209191-21-016070 · doc4.xml · nonDerivative · entry 3 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,577 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:40 UTC |
MCCOURT Thomas APresident
|
SaleClass A Common Stock | 1,838 | $9.11 | $16,744.18 |
DisclosureSEC source: 0001209191-21-016070 · doc4.xml · nonDerivative · entry 2 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,842 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:40 UTC |
MCCOURT Thomas APresident
|
SaleClass A Common Stock | 2,582 | $9.11 | $23,522.02 |
DisclosureSEC source: 0001209191-21-016070 · doc4.xml · nonDerivative · entry 1 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,680 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:18 UTC |
DENNER ALEXANDER JDirector
|
PurchaseClass A Common Stock | 505,100 | $9.20 | $4,646,920.00 |
DisclosureSEC source: 0001567619-21-005449 · doc1.xml · nonDerivative · entry 2 DENNER ALEXANDER J · CIK 0001361754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,545,100 F1 · ownership.nature: Consists of shares that are held by Sarissa Capital Management LP ("Sarissa Capital") or by the funds and other investment vehicles (the "Sarissa Funds") for which Sarissa Capital serves as investment advisor. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member, general partner or other control party of the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own the shares that these funds directly beneficially own. Dr. Denner disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:41 UTC |
Owens Edward PDirector
|
PurchaseClass A Common Stock | 3,000 | $8.90 | $26,700.00 |
DisclosureSEC source: 0001209191-21-016082 · doc4.xml · nonDerivative · entry 1 Owens Edward P · CIK 0001570533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,954 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.88 to $8.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:37 UTC |
Mallon MarkDirector · Chief Executive Officer
|
SaleClass A Common Stock | 22,582 | $9.11 | $205,722.02 |
DisclosureSEC source: 0001209191-21-016044 · doc4.xml · nonDerivative · entry 2 Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,605 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:37 UTC |
Mallon MarkDirector · Chief Executive Officer
|
SaleClass A Common Stock | 8,093 | $9.11 | $73,727.23 |
DisclosureSEC source: 0001209191-21-016044 · doc4.xml · nonDerivative · entry 1 Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,187 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 9, 2019. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:34 UTC |
Consylman GinaSVP, CFO & Treasurer
|
SaleClass A Common Stock | 6,980 | $9.11 | $63,587.80 |
DisclosureSEC source: 0001209191-21-016018 · doc4.xml · nonDerivative · entry 4 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,244 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:34 UTC |
Consylman GinaSVP, CFO & Treasurer
|
SaleClass A Common Stock | 6,242 | $9.11 | $56,864.62 |
DisclosureSEC source: 0001209191-21-016018 · doc4.xml · nonDerivative · entry 3 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,224 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:34 UTC |
Consylman GinaSVP, CFO & Treasurer
|
SaleClass A Common Stock | 2,527 | $9.11 | $23,020.97 |
DisclosureSEC source: 0001209191-21-016018 · doc4.xml · nonDerivative · entry 2 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,466 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:34 UTC |
Consylman GinaSVP, CFO & Treasurer
|
SaleClass A Common Stock | 2,657 | $9.11 | $24,205.27 |
DisclosureSEC source: 0001209191-21-016018 · doc4.xml · nonDerivative · entry 1 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,993 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:15 UTC |
Owens Edward PDirector
|
PurchaseClass A Common Stock | 5,000 | $9.11 | $45,550.00 |
DisclosureSEC source: 0001209191-21-014866 · doc4.xml · nonDerivative · entry 2 Owens Edward P · CIK 0001570533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,954 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.05 to $9.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:15 UTC |
Owens Edward PDirector
|
PurchaseClass A Common Stock | 7,000 | $9.26 | $64,820.00 |
DisclosureSEC source: 0001209191-21-014866 · doc4.xml · nonDerivative · entry 1 Owens Edward P · CIK 0001570533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,954 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.19 to $9.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:17 UTC |
Shetzline MichaelCMO, SVP & Head of Drug Devt.
|
GrantClass A Common Stock | 58,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013772 · doc4.xml · nonDerivative · entry 1 Shetzline Michael · CIK 0001808509 · CMO, SVP & Head of Drug Devt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,298 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:11 UTC |
Rickard JasonSVP, Chief Operating Officer
|
GrantClass A Common Stock | 84,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013762 · doc4.xml · nonDerivative · entry 1 Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,333 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:07 UTC |
MCCOURT Thomas APresident
|
GrantClass A Common Stock | 145,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013751 · doc4.xml · nonDerivative · entry 1 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,262 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:02 UTC |
Consylman GinaSVP, CFO & Treasurer
|
GrantClass A Common Stock | 84,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013741 · doc4.xml · nonDerivative · entry 1 Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,650 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:12 UTC |
Dreyfus AndrewDirector
|
GrantClass A Common Stock | 1,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064043 · doc4.xml · nonDerivative · entry 1 Dreyfus Andrew · CIK 0001670893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,360 F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:08 UTC |
DENNER ALEXANDER JDirector
|
GrantClass A Common Stock | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064042 · doc4.xml · nonDerivative · entry 1 DENNER ALEXANDER J · CIK 0001361754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,844 F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 16:49 UTC |
MCCOURT Thomas APresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 99,988 | $0.00 Strike: $9.89 | $0.00 |
DisclosureSEC source: 0001209191-20-063819 · doc4.xml · derivative · entry 3 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 99,988 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, granted as an annual performance award, was exercisable in full. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 16:49 UTC |
MCCOURT Thomas APresident
|
Tax withholdingClass A Common Stock | 81,089 | $12.20 | $989,285.80 |
DisclosureSEC source: 0001209191-20-063819 · doc4.xml · nonDerivative · entry 2 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,631 Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 16:49 UTC |
MCCOURT Thomas APresident
|
Exercise / conversionClass A Common Stock | 99,988 | $9.89 | $988,881.32 |
DisclosureSEC source: 0001209191-20-063819 · doc4.xml · nonDerivative · entry 1 MCCOURT Thomas A · CIK 0001478448 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person acquired 1,885 shares of Class A common stock under the issuer's employee stock purchase plan on June 30, 2020. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:01 UTC |
MacDonald KellyChief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,639 | $0.00 Strike: $9.12 | $0.00 |
DisclosureSEC source: 0001209191-20-062229 · doc4.xml · derivative · entry 3 MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,639 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, granted as an annual performance award, is presently exercisable in full. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:01 UTC |
MacDonald KellyChief Accounting Officer
|
SaleClass A Common Stock | 5,639 | $12.50 | $70,487.50 |
DisclosureSEC source: 0001209191-20-062229 · doc4.xml · nonDerivative · entry 2 MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,041 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:01 UTC |
MacDonald KellyChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 5,639 | $9.12 | $51,427.68 |
DisclosureSEC source: 0001209191-20-062229 · doc4.xml · nonDerivative · entry 1 MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 21:34 UTC |
Shepard JayDirector
|
GrantClass A Common Stock | 10,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061502 · doc4.xml · nonDerivative · entry 2 Shepard Jay · CIK 0001587788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,557 F2 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.