Last 12 months
Inside the activity.
83 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 16 | 0 |
| Dec 2025 | 18 | 0 |
| Jan 2026 | 17 | 0 |
| Feb 2026 | 12 | 0 |
| Mar 2026 | 9 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2020 Filed Jun 1, 2020 18:08 UTC | Tax withholdingCommon Stock | 70 | $1.80 | $126.00 |
DisclosureSEC source: 0001209191-20-033157 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,265 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| May 15, 2020 Filed May 18, 2020 22:32 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 15,125 | $1.68 | $25,446.30 |
DisclosureSEC source: 0001209191-20-030216 · doc4.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,952 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.63 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:16 UTC | Tax withholdingCommon Stock | 70 | $1.75 | $122.50 |
DisclosureSEC source: 0001209191-20-026632 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,335 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| April 20, 2020 Filed Apr 22, 2020 20:28 UTC |
Engibous DorisDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001209191-20-025347 · doc4.xml · derivative · entry 1 Engibous Doris · CIK 0001289618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2027-04-20 F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on May 20, 2020 and each month thereafter. Read SEC document |
| March 30, 2020 Filed Mar 30, 2020 23:13 UTC | Tax withholdingCommon Stock | 85 | $1.73 | $147.05 |
DisclosureSEC source: 0001209191-20-021751 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| February 29, 2020 Filed Mar 3, 2020 18:55 UTC | Tax withholdingCommon Stock | 85 | $2.83 | $240.55 |
DisclosureSEC source: 0001209191-20-014948 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,490 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| January 30, 2020 Filed Feb 26, 2020 01:17 UTC Amendment | Tax withholdingCommon Stock | 85 | $2.67 | $226.95 |
DisclosureSEC source: 0001209191-20-012804 · doc4a.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,575 F1 · date: The original Form 4 erroneously reported the transaction date as 01/30/2019. F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| December 30, 2019 Filed Dec 31, 2019 23:53 UTC | Tax withholdingCommon Stock | 72 | $2.29 | $164.88 |
DisclosureSEC source: 0001209191-19-062334 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| December 04, 2019 Filed Dec 6, 2019 16:36 UTC |
GUNST ROBERT ADirector
|
GrantCommon Stock | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059425 · doc4.xml · nonDerivative · entry 1 GUNST ROBERT A · CIK 0001247930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,633 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of December 4, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 22:32 UTC | Tax withholdingCommon Stock | 71 | $2.19 | $155.49 |
DisclosureSEC source: 0001209191-19-058574 · doc4.xml · nonDerivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,732 F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| November 18, 2019 Filed Nov 19, 2019 21:18 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 1,000 | $2.03 | $2,028.20 |
DisclosureSEC source: 0001209191-19-057155 · doc4.xml · nonDerivative · entry 3 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,827 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.025 to $2.0285, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:18 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 10,000 | $2.04 | $20,377.00 |
DisclosureSEC source: 0001209191-19-057155 · doc4.xml · nonDerivative · entry 2 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,827 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.03 to $2.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:18 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 3,600 | $2.04 | $7,344.00 |
DisclosureSEC source: 0001209191-19-057155 · doc4.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,827 Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:48 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 10,000 | $2.02 | $20,187.00 |
DisclosureSEC source: 0001209191-19-056833 · doc4.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,227 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.005 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 16, 2019 00:37 UTC |
Shuda ScottDirector
|
PurchaseCommon Sotck | 10,000 | $2.02 | $20,200.00 |
DisclosureSEC source: 0001209191-19-056827 · doc4.xml · nonDerivative · entry 2 Shuda Scott · CIK 0001486636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 F1 · ownership.nature: The reporting person is a Managing Director of BlueLine Partners II, LLC which is the General Partner of BlueLine Capital Partners II, LP, the owner of the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 16, 2019 00:37 UTC |
Shuda ScottDirector
|
PurchaseCommon Stock | 5,000 | $2.01 | $10,050.00 |
DisclosureSEC source: 0001209191-19-056827 · doc4.xml · nonDerivative · entry 1 Shuda Scott · CIK 0001486636 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 F1 · ownership.nature: The reporting person is a Managing Director of BlueLine Partners II, LLC which is the General Partner of BlueLine Capital Partners II, LP, the owner of the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 30, 2019 Filed Dec 2, 2019 22:32 UTC | Tax withholdingCommon Stock | 864 | $1.89 | $1,632.96 |
DisclosureSEC source: 0001209191-19-058574 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,803 F1 · shares: Reflects shares withheld on October 30, 2019 in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| October 22, 2019 Filed Oct 24, 2019 23:53 UTC |
Bruce DavidDirector · President and CEO
|
GrantCommon Stock | 46,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053967 · doc4.xml · nonDerivative · entry 1 Bruce David · CIK 0001373121 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,357 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 1, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:49 UTC |
Dizon Romeo RVice President - Finance
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-19-053966 · doc4.xml · derivative · entry 2 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-10-22 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:49 UTC |
Dizon Romeo RVice President - Finance
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053966 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,263 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 1, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:48 UTC | GrantEmployee Stock Option (Right to buy) · Derivative | 19,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-19-053965 · doc4.xml · derivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires 2026-10-22 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
|
| October 22, 2019 Filed Oct 24, 2019 23:48 UTC | GrantCommon Stock | 12,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053965 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,667 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 1, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
|
| August 15, 2019 Filed Aug 19, 2019 23:05 UTC |
Grove Robert EarleDirector
|
GrantCommon Stock | 5,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046713 · doc4.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,227 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 27, 2019 Filed Jul 29, 2019 18:41 UTC |
Dizon Romeo RVice President - Finance
|
Tax withholdingCommon Stock | 1,152 | $3.57 | $4,112.64 |
DisclosureSEC source: 0001209191-19-043457 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,263 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:21 UTC |
Dizon Romeo RVice President - Finance
|
Tax withholdingCommon Stock | 718 | $3.57 | $2,563.26 |
DisclosureSEC source: 0001209191-19-043441 · doc4.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,415 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of performance share units and does not represent a sale by the Reporting Person. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:21 UTC |
Dizon Romeo RVice President - Finance
|
GrantCommon Stock | 2,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043441 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,133 F1 · shares: On July 24, 2019, 2,077 of the 15,000 performance share units granted to the Reporting Person on July 28, 2018 were released upon the achievement of performance criteria. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 23:12 UTC |
LUDLUM KENDirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043283 · doc4.xml · nonDerivative · entry 1 LUDLUM KEN · CIK 0001255825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,204 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 23:10 UTC |
Grove Robert EarleDirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043282 · doc4.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 23:08 UTC |
Sainz MariaDirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043280 · doc4.xml · nonDerivative · entry 1 Sainz Maria · CIK 0001437768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,894 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 22:55 UTC |
Shuda ScottDirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043266 · doc4.xml · nonDerivative · entry 1 Shuda Scott · CIK 0001486636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,204 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 22:53 UTC |
NAUMANN-ETIENNE RUEDIGERDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043262 · doc4.xml · nonDerivative · entry 2 NAUMANN-ETIENNE RUEDIGER · CIK 0001219636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,872 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 22:53 UTC |
NAUMANN-ETIENNE RUEDIGERDirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043262 · doc4.xml · nonDerivative · entry 1 NAUMANN-ETIENNE RUEDIGER · CIK 0001219636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,872 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 22:50 UTC |
GUNST ROBERT ADirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.57 | $0.00 |
DisclosureSEC source: 0001209191-19-043260 · doc4.xml · derivative · entry 2 GUNST ROBERT A · CIK 0001247930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-07-23 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on August 23, 2019 and each month thereafter. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 22:50 UTC |
GUNST ROBERT ADirector
|
GrantCommon Stock | 11,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043260 · doc4.xml · nonDerivative · entry 1 GUNST ROBERT A · CIK 0001247930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,304 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 06, 2019 Filed Jun 28, 2019 21:59 UTC |
Dizon Romeo RVice President - Finance
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209191-19-039537 · doc4.xml · derivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2026-06-06 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on July 6, 2019 and each month thereafter. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:36 UTC |
Bruce DavidDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001209191-19-032391 · doc4.xml · derivative · entry 2 Bruce David · CIK 0001373121 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2026-05-21 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option will vest in 100,000 share increments, contingent upon the closing price of the Issuer's Common Stock over a period of time through December 31, 2023. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:36 UTC |
Bruce DavidDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 270,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001209191-19-032391 · doc4.xml · derivative · entry 1 Bruce David · CIK 0001373121 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2026-05-21 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. Read SEC document |
| May 21, 2019 Filed Jun 14, 2019 01:56 UTC Amendment |
Bruce DavidDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001209191-19-036976 · doc4a.xml · derivative · entry 1 Bruce David · CIK 0001373121 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-05-21 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · shares: The original Form 4 reported an incorrect number of option shares granted. F3 · derivative.exercise_date: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 23:46 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 91 | $4.65 | $423.15 |
DisclosureSEC source: 0001209191-19-026043 · doc4.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,990 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| April 23, 2019 Filed May 2, 2019 22:13 UTC |
Shuda ScottDirector
|
GrantCommon Stock (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001209191-19-027091 · doc4.xml · derivative · entry 1 Shuda Scott · CIK 0001486636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-04-23 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on May 23, 2019 and each month thereafter. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 16:10 UTC |
LUDLUM KENDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-19-023585 · doc4.xml · derivative · entry 1 LUDLUM KEN · CIK 0001255825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-04-02 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on May 2, 2019 and each month thereafter. Read SEC document |
| March 24, 2019 Filed Mar 25, 2019 21:08 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 88 | $4.38 | $385.44 |
DisclosureSEC source: 0001209191-19-021195 · doc4.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,081 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| February 24, 2019 Filed Feb 25, 2019 23:16 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 108 | $4.77 | $514.62 |
DisclosureSEC source: 0001209191-19-013172 · doc4.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,169 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 30, 2019 Filed Jan 31, 2020 22:51 UTC | Tax withholdingCommon Stock | 85 | $2.67 | $226.95 |
DisclosureSEC source: 0001209191-20-005835 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,575 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
|
| January 24, 2019 Filed Jan 26, 2019 00:25 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 107 | $4.60 | $492.20 |
DisclosureSEC source: 0001209191-19-005436 · doc4.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,277 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:42 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 4,325 | $4.48 | $19,376.00 |
DisclosureSEC source: 0001209191-19-002558 · doc4.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,384 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:40 UTC |
Dizon Romeo RVice President and Controller
|
Tax withholdingCommon Stock | 2,044 | $4.48 | $9,157.12 |
DisclosureSEC source: 0001209191-19-002555 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,056 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 02:17 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 91 | $4.07 | $370.37 |
DisclosureSEC source: 0001704739-18-000061 · edgar.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,709 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 01:59 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 863 | $4.30 | $3,710.90 |
DisclosureSEC source: 0001704739-18-000059 · edgar.xml · nonDerivative · entry 1 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,720 Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 23:59 UTC |
Grove Robert EarleDirector
|
PurchaseCommon Stock | 3,684 | $4.32 | $15,903.46 |
DisclosureSEC source: 0001704739-18-000052 · edgar.xml · nonDerivative · entry 3 Grove Robert Earle · CIK 0001755510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,857 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.