Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2019 Filed Jan 9, 2019 16:49 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-19-003073 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:09 UTC |
WEST BARRYDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002840 · doc4.xml · nonDerivative · entry 1 WEST BARRY · CIK 0001014813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,866.7 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:01 UTC |
Harman Jane L.Director
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002825 · doc4.xml · nonDerivative · entry 1 Harman Jane L. · CIK 0001642815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,358.3 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:04 UTC |
PFEIFFER STEVEN BDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002830 · doc4.xml · nonDerivative · entry 1 PFEIFFER STEVEN B · CIK 0001232653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,931 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:08 UTC |
Schliemann Henrik O.Director
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002837 · doc4.xml · nonDerivative · entry 1 Schliemann Henrik O. · CIK 0001642196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,358.3 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:05 UTC |
Rush Parker WilliamDirector
|
GrantCommon Stock | 2,083.3 | $19.20 | $39,999.36 |
DisclosureSEC source: 0001209191-19-002831 · doc4.xml · nonDerivative · entry 2 Rush Parker William · CIK 0001327771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,248.5 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of committee chair fees in the amount of $40,000. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:05 UTC |
Rush Parker WilliamDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002831 · doc4.xml · nonDerivative · entry 1 Rush Parker William · CIK 0001327771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,165.2 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC |
Olson Eric TDirector
|
GrantCommon Stock | 3,645.7 | $19.20 | $69,997.44 |
DisclosureSEC source: 0001209191-19-002829 · doc4.xml · nonDerivative · entry 2 Olson Eric T · CIK 0001535177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,688.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash retainer fees of $50,000, (ii) committee member fees of $5,000, and (iii) government advisory committee fees of $15,000. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC |
Olson Eric TDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002829 · doc4.xml · nonDerivative · entry 1 Olson Eric T · CIK 0001535177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,043.1 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC |
NIEHAUS ROBERT HDirector
|
GrantCommon Stock | 2,994.7 | $19.20 | $57,498.24 |
DisclosureSEC source: 0001209191-19-002828 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,047.5 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000, and (ii) committee member fees in the amount of $7,500. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC |
NIEHAUS ROBERT HDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002828 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,052.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:02 UTC |
Krongard A BDirector
|
GrantCommon Stock | 4,296.7 | $19.20 | $82,496.64 |
DisclosureSEC source: 0001209191-19-002827 · doc4.xml · nonDerivative · entry 2 Krongard A B · CIK 0001312913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,867.4 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, (iii) committee member fees in the amount of $7,500, and (iv) government advisory committee fees of $15,000. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:02 UTC |
Krongard A BDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002827 · doc4.xml · nonDerivative · entry 1 Krongard A B · CIK 0001312913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,570.7 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:59 UTC |
Canfield Thomas CDirector
|
GrantCommon Stock | 3,906.1 | $19.20 | $74,997.12 |
DisclosureSEC source: 0001209191-19-002823 · doc4.xml · nonDerivative · entry 2 Canfield Thomas C · CIK 0001376179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,915 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash retainer fees of $50,000, and (ii) committee member fees of $25,000. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:59 UTC |
Canfield Thomas CDirector
|
GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002823 · doc4.xml · nonDerivative · entry 1 Canfield Thomas C · CIK 0001376179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,008.9 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:18 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-19-000260 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:18 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $18.81 | $65,835.00 |
DisclosureSEC source: 0001209191-19-000260 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $18.59 to $18.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:18 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-19-000260 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 17:02 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-064119 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 17:02 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $17.02 | $59,570.00 |
DisclosureSEC source: 0001209191-18-064119 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 17:02 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-064119 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 17:58 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-063289 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 17:58 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $19.64 | $68,740.00 |
DisclosureSEC source: 0001209191-18-063289 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.37 to $20.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 17:58 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-063289 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:57 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-062062 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:57 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-062062 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 17:15 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-060946 · doc4.xml · derivative · entry 4 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 17:15 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $24.08 | $84,280.00 |
DisclosureSEC source: 0001209191-18-060946 · doc4.xml · nonDerivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F2 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 17:15 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-060946 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| December 03, 2018 Filed Dec 11, 2018 17:57 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $21.55 | $75,425.00 |
DisclosureSEC source: 0001209191-18-062062 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.44 to $21.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:22 UTC |
DESCH MATTHEW JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,223 | $23.88 | $76,965.24 |
DisclosureSEC source: 0001209191-18-060963 · doc4.xml · nonDerivative · entry 1 DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,456 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:18 UTC |
Hickey Thomas DChief Legal Officer, Secretary
|
Tax withholdingCommon Stock | 1,019 | $23.88 | $24,333.72 |
DisclosureSEC source: 0001209191-18-060952 · doc4.xml · nonDerivative · entry 1 Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,099 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:15 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 1,067 | $23.88 | $25,479.96 |
DisclosureSEC source: 0001209191-18-060946 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,467 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:19 UTC |
Scheimreif ScottEVP-Government Programs
|
Tax withholdingCommon Stock | 1,019 | $23.88 | $24,333.72 |
DisclosureSEC source: 0001209191-18-060955 · doc4.xml · nonDerivative · entry 1 Scheimreif Scott · CIK 0001564963 · EVP-Government Programs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,157 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:17 UTC |
Hartin Bryan J.EVP-Sales and Marketing
|
Tax withholdingCommon Stock | 951 | $23.88 | $22,709.88 |
DisclosureSEC source: 0001209191-18-060951 · doc4.xml · nonDerivative · entry 1 Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,582 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:16 UTC |
FITZPATRICK THOMASDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 1,082 | $23.88 | $25,838.16 |
DisclosureSEC source: 0001209191-18-060948 · doc4.xml · nonDerivative · entry 1 FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,336 F1 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| November 29, 2018 Filed Feb 8, 2019 21:48 UTC |
DESCH MATTHEW JDirector · Chief Executive Officer
|
Gift6.75% Series B Cumulative Perpetual Convertible Preferred · Derivative | 800 | $0.00 Strike: $7.47 | $0.00 |
DisclosureSEC source: 0001209191-19-008583 · doc5.xml · derivative · entry 1 DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,764.2 shares Expires not disclosed F1 · derivative.exercise_price: Subject to adjustment upon the occurence of certain events set forth in the Issuer's Certificate of Designations for the 6.75% Series B Cumulative Perpetual Convertible Preferred Stock, which is included as Exhibit 3.1 with the Issuer's Registration Statement on Form 8-A, as filed with the Securities and Exchange Commission on May 14, 2014. F2 · derivative.exercise_date: The shares are convertible at any time into shares of the Issuer's common stock at a conversion rate of 33.456 shares of common stock per $250 liquidation preference, which is equivalent to an initial conversion price of approximately $7.47 per share of common stock (subject to adjustment in certain events). There is no expiration date. F2 · derivative.expiration_date: The shares are convertible at any time into shares of the Issuer's common stock at a conversion rate of 33.456 shares of common stock per $250 liquidation preference, which is equivalent to an initial conversion price of approximately $7.47 per share of common stock (subject to adjustment in certain events). There is no expiration date. F1 · derivative.underlying_shares: Subject to adjustment upon the occurence of certain events set forth in the Issuer's Certificate of Designations for the 6.75% Series B Cumulative Perpetual Convertible Preferred Stock, which is included as Exhibit 3.1 with the Issuer's Registration Statement on Form 8-A, as filed with the Securities and Exchange Commission on May 14, 2014. Read SEC document |
| November 29, 2018 Filed Feb 8, 2019 21:49 UTC |
FITZPATRICK THOMASDirector · Chief Financial Officer
|
Gift6.75% Series B Cumulative Perpetual Convertible Preferred · Derivative | 319 | $0.00 Strike: $7.47 | $0.00 |
DisclosureSEC source: 0001209191-19-008587 · doc5.xml · derivative · entry 1 FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81 Underlying: Common Stock · 10,672 shares Expires not disclosed F1 · derivative.exercise_price: Subject to adjustment upon the occurence of certain events set forth in the Issuer's Certificate of Designations for the 6.75% Series B Cumulative Perpetual Convertible Preferred Stock, which is included as Exhibit 3.1 with the Issuer's Registration Statement on Form 8-A, as filed with the Securities and Exchange Commission on May 14, 2014. F2 · derivative.exercise_date: The shares are convertible at any time into shares of the Issuer's common stock at a conversion rate of 33.456 shares of common stock per $250 liquidation preference, which is equivalent to an initial conversion price of approximately $7.47 per share of common stock (subject to adjustment in certain events). There is no expiration date. F2 · derivative.expiration_date: The shares are convertible at any time into shares of the Issuer's common stock at a conversion rate of 33.456 shares of common stock per $250 liquidation preference, which is equivalent to an initial conversion price of approximately $7.47 per share of common stock (subject to adjustment in certain events). There is no expiration date. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 16:26 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-059991 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 16:26 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $22.61 | $79,135.00 |
DisclosureSEC source: 0001209191-18-059991 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,534 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.41 to $22.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 16:26 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-059991 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:35 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-059440 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:35 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $21.51 | $75,285.00 |
DisclosureSEC source: 0001209191-18-059440 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,534 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.89 to $21.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:35 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-059440 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 23:52 UTC |
DESCH MATTHEW JDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-18-059822 · doc4.xml · derivative · entry 3 DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2019-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of the shares underlying this option, one-quarter vested on November 19, 2010, and the remainder vested in quarterly installments through November 19, 2013. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 23:52 UTC |
DESCH MATTHEW JDirector · Chief Executive Officer
|
SaleCommon Stock | 274,075 | $21.53 | $5,900,834.75 |
DisclosureSEC source: 0001209191-18-059822 · doc4.xml · nonDerivative · entry 2 DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,679 F1 · kind: These sales were for the sole purpose of paying the exercise price of the option reported on Table II of this form and the associated tax withholding obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this form Form 4. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 23:52 UTC |
DESCH MATTHEW JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 400,000 | $8.73 | $3,492,000.00 |
DisclosureSEC source: 0001209191-18-059822 · doc4.xml · nonDerivative · entry 1 DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:55 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $8.31 | $0.00 |
DisclosureSEC source: 0001209191-18-058562 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 3,500 shares Expires 2021-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:55 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
SaleCommon Stock | 3,500 | $20.45 | $71,575.00 |
DisclosureSEC source: 0001209191-18-058562 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,534 F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.31 to $20.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:55 UTC |
Smith S. ScottDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,500 | $8.31 | $29,085.00 |
DisclosureSEC source: 0001209191-18-058562 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.