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Krongard A B

Disclosed activity across 5 companies

Tapewire entity
54241
SEC CIK
0001312913

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apollo Asset Management, Inc.AAM · Entity 123302DirectorJanuary 01, 2022January 03, 2022
Apollo Global Management, Inc.APO · Entity 2956DirectorMay 05, 2025May 07, 2025
ICAHN ENTERPRISES L.P.IEP · Entity 3928DirectorSeptember 20, 2021September 22, 2021
Iridium Communications Inc.IRDM · Entity 833DirectorMarch 31, 2026April 02, 2026
Under Armour, Inc.UA · Entity 558DirectorApril 01, 2020April 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apollo Asset Management, Inc.

Report date January 01, 2022 · Filed January 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-01 transaction · row 1
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 69,163 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 3,372 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F5: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Class A Common StockSEC Table I · non-derivativeIndirectAlvin B. Krongard Family Trust0 Reported balance After 2022-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-01 · Disposition to issuer · Disposed 250,000 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F5: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F4: These shares of Class A common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 3,372 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: These shares of Class A common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the Trust, except to the extent of his pecuniary interest therein.

F5: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Apollo Global Management, Inc.

Report date May 05, 2025 · Filed May 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect80,669 Reported balance After 2025-05-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-05-05 · Grant · Acquired 1,362 · Balance 80,669

F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2: Reported amount includes 5,505 RSUs granted under the Plan.

Common StockSEC Table I · non-derivativeIndirectCheryl Krongard Family Trust113,043 Reported balance Holding disclosure · report date 2025-05-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 113,043

F3: These shares of common stock were previously reported as directly held by the reporting person. These shares of common stock are held in the Cheryl Krongard Family Trust (the "Family Trust") for the benefit of the reporting person for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares held in the Family Trust, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAlvin B. Krongard Family Trust250,000 Reported balance Holding disclosure · report date 2025-05-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 250,000

F4: These shares of common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of common stock held in the Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2: Reported amount includes 5,505 RSUs granted under the Plan.

F3: These shares of common stock were previously reported as directly held by the reporting person. These shares of common stock are held in the Cheryl Krongard Family Trust (the "Family Trust") for the benefit of the reporting person for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares held in the Family Trust, except to the extent of his pecuniary interest therein.

F4: These shares of common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of common stock held in the Trust, except to the extent of his pecuniary interest therein.

ICAHN ENTERPRISES L.P.

Report date September 20, 2021 · Filed September 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Depositary UnitsSEC Table I · non-derivativeIndirectBy spouse41,008 Reported balance After 2021-09-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-09-20 · Purchase · Acquired 5,000 · Balance 41,008

F1: Depository Units representing limited partner interests in Icahn Enterprises L.P.

F2: Mr. Krongard may be deemed to indirectly beneficially own the Depository Units owned by his spouse. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Depository Units representing limited partner interests in Icahn Enterprises L.P.

F2: Mr. Krongard may be deemed to indirectly beneficially own the Depository Units owned by his spouse. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

Iridium Communications Inc.

Report date March 31, 2026 · Filed April 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect366,541.9 Reported balance After 2026-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-31 · Grant · Acquired 639.6 · Balance 366,541.9

F1: On March 5, 2026, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on March 31, 2026 to stockholders of record of the common stock at the close of business on March 16, 2026 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy Krongard Irrevocable Equity Trust dated June 30, 2009160,983 Reported balance Holding disclosure · report date 2026-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 160,983

F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On March 5, 2026, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on March 31, 2026 to stockholders of record of the common stock at the close of business on March 16, 2026 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Under Armour, Inc.

Report date April 01, 2020 · Filed April 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common StockSEC Table I · non-derivativeDirect192,567.89 Reported balance After 2020-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 5,704.7 · Balance 192,567.89

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2026 Filed Apr 2, 2026 21:13 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 639.6 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000541 · form4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,541.9

F1 · security: On March 5, 2026, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on March 31, 2026 to stockholders of record of the common stock at the close of business on March 16, 2026 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 02:43 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 14,744 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000060 · form4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,902.3

F2 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · shares: The shares underlying these restricted stock units vest on January 6, 2027, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan and include 3,111 restricted stock units issued in lieu of annual cash (i) board member retainer fees of $50,000 and (ii) committee member fees in the amount of $7,500.

Read SEC document
December 31, 2025 Filed Jan 8, 2026 02:43 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 885.9 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000060 · form4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,158.3

F1 · security: On December 4, 2025, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on December 31, 2025 to stockholders of record of the common stock at the close of business on December 15, 2025 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:56 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 874.3 $0.00 $0.00
Disclosure

SEC source: 0001123292-25-000495 · form4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,272.4

F1 · security: On July 23, 2025, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on September 30, 2025 to stockholders of record of the common stock at the close of business on September 15, 2025 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:10 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 470.1 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019135 · form4-07022025_060707.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,398.1

F1 · security: On May 14, 2025, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.14 per share of its common stock, payable on June 30, 2025 to stockholders of record of the common stock at the close of business on June 13, 2025 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Reflects the return of 165.1 shares to the Issuer that were cancelled upon the Reporting Person's resignation from the Issuer's Nominating and Corporate Governance Committee.

Read SEC document
May 05, 2025 Filed May 7, 2025 21:24 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 1,362 $0.00 $0.00
Disclosure

SEC source: 0001858681-25-000056 · wk-form4_1746667433.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,669

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Reported amount includes 5,505 RSUs granted under the Plan.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:15 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 517.3 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009635 · form4-04022025_040421.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,093.1

F1 · security: On March 6, 2025, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.14 per share of its common stock, payable on March 31, 2025 to stockholders of record of the common stock at the close of business on March 17, 2025 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:17 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 2,237 $30.15 $67,445.55
Disclosure

SEC source: 0001415889-25-001132 · form4-01082025_090107.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,575.8

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2026, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:17 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 7,130 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001132 · form4-01082025_090107.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,338.8

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2026, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:30 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 439.7 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000453 · form4-01032025_040109.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,208.8

F1 · security: On December 5, 2024, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.14 per share of its common stock, payable on December 31, 2024 to stockholders of record of the common stock at the close of business on December 16, 2024 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The total amount of securities beneficially owned following the reported transaction includes 118,762 shares of common stock of the Issuer that were previously reported as owned indirectly and held by the 2022 Alvin B. Krongard Grantor Retained Annuity Trust (the "GRAT") and which were transferred to the reporting person, individually, on October 11, 2024 upon the termination of the GRAT. The reporting person was the trustee and the sole annuitant of the GRAT.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 21:06 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 417.1 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024457 · form4-10022024_091007.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,007.1

F1 · security: On August 21, 2024, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.14 per share of its common stock, payable on September 30, 2024 to stockholders of record of the common stock at the close of business on September 13, 2024 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 16:39 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001858681-24-000077 · wk-form4_1720039134.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,307

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 4,143 RSUs granted under the Plan.

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June 28, 2024 Filed Jul 2, 2024 20:30 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 474.6 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018907 · form4-07022024_040715.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,590

F1 · security: On May 23, 2024, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.14 per share of its common stock, payable on June 28, 2024 to stockholders of record of the common stock at the close of business on June 14, 2024 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

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March 29, 2024 Filed Apr 2, 2024 20:27 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 446.3 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009768 · form4-04022024_080418.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,115.4

F1 · security: On February 15, 2024, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.13 per share of its common stock, payable on March 29, 2024 to stockholders of record of the common stock at the close of business on March 15, 2024 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

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January 04, 2024 Filed Jan 8, 2024 22:22 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 1,698 $39.71 $67,427.58
Disclosure

SEC source: 0001209191-24-001168 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,669.1

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2025, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

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January 04, 2024 Filed Jan 8, 2024 22:22 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 5,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001168 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,971.1

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2025, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

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December 29, 2023 Filed Jan 3, 2024 21:38 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 277.3 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000398 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,558.1

F1 · security: On December 4, 2023, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.13 per share of its common stock, payable on December 29, 2023 to stockholders of record of the common stock at the close of business on December 15, 2023 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: This total includes 88,500 shares of the Issuer's common stock previously held by the 2022 Alvin B. Krongard GRAT, a grantor retained annuity trust (the "GRAT"), that were transferred to the reporting person on October 6, 2023, and are now owned directly by the reporting person.

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November 03, 2023 Filed Nov 7, 2023 16:30 UTC Apollo Global Management, Inc. APO · Entity 2956 PurchaseCommon Stock 1,009 $85.95 $86,719.11
Disclosure

SEC source: 0001209191-23-054608 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,608

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $85.9197 to $85.9458, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 2,444 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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September 29, 2023 Filed Oct 3, 2023 20:40 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 250.1 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051525 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,780.8

F1 · security: On September 5, 2023, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.13 per share of its common stock, payable on September 29, 2023 to stockholders of record of the common stock at the close of business on September 15, 2023 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

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August 04, 2023 Filed Aug 8, 2023 20:13 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 2,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045096 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,599

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Reported amount includes 6,061 RSUs granted under the Plan.

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June 30, 2023 Filed Jul 3, 2023 18:17 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 182.8 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040487 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,530.7

F1 · security: On May 5, 2023, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.13 per share of its common stock, payable on June 30, 2023 to stockholders of record of the common stock at the close of business on June 15, 2023 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:26 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 184.9 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022203 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,347.9

F1 · security: On December 8, 2022, the Issuer announced that its board of directors declared a quarterly cash dividend in the amount of $0.13 per share of its common stock, payable on March 30, 2023 to stockholders of record of the common stock at the close of business on March 15, 2023 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person as a result of the Dividend. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 05, 2023 Filed Jan 10, 2023 21:18 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 1,270 $53.18 $67,538.60
Disclosure

SEC source: 0001209191-23-002779 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,163

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2024, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

Read SEC document
January 05, 2023 Filed Jan 10, 2023 21:18 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 4,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002779 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,893

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2024, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

Read SEC document
August 19, 2022 Filed Sep 16, 2022 20:43 UTC Iridium Communications Inc. IRDM · Entity 833 SaleCommon Stock 115,000 $45.39 $5,219,850.00
Disclosure

SEC source: 0001209191-22-050340 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,851

F1 · kind: The sale reported herein was a private sale by the reporting person to a trust established for the benefit of the reporting person's immediate family members. Neither the reporting person nor the reporting person's spouse are trustees of the trust or otherwise have investment control over the securities held by the trust. The reporting person has no pecuniary interest in the trust.

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August 02, 2022 Filed Aug 4, 2022 16:25 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 3,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044422 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,155

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 6,989 RSUs granted under the Plan.

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February 16, 2022 Filed Feb 17, 2022 20:55 UTC Apollo Global Management, Inc. APO · Entity 2956 PurchaseCommon Stock 1,375 $67.23 $92,445.38
Disclosure

SEC source: 0001209191-22-011071 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,581

F1 · price: The price reported in Column 4 is a weighted average price. These purchases were made in multiple transactions at prices ranging from $67.233 to $68.2329, inclusive. Mr. Krongard undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Reported amount includes 3,372 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:04 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 1,759 $38.34 $67,440.06
Disclosure

SEC source: 0001209191-22-002442 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,113

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2023, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:04 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 4,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002442 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,354

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2023, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 22:26 UTC Apollo Asset Management, Inc. AAM · Entity 123302 Disposition to issuerClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000052 · es210213063_4-aamkrongard.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Alvin B. Krongard Family Trust

Disclosed balance after: 0

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F5 · price: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F4 · ownership.nature: These shares of Class A common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the Trust, except to the extent of his pecuniary interest therein.

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January 01, 2022 Filed Jan 3, 2022 22:26 UTC Apollo Asset Management, Inc. AAM · Entity 123302 Disposition to issuerClass A Common Stock 69,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000052 · es210213063_4-aamkrongard.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3 · shares: Reported amount includes 3,372 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F5 · price: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 21:05 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000137 · es210213072_4-agmkrongard.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Alvin B. Krongard Family Trust

Disclosed balance after: 250,000

F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F4 · ownership.nature: These shares of common stock are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the shares of common stock held in the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 21:05 UTC Apollo Global Management, Inc. APO · Entity 2956 GrantCommon Stock 182,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-000137 · es210213072_4-agmkrongard.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,206

F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F3 · balance_after: Reported amount includes 3,372 restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

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September 20, 2021 Filed Sep 22, 2021 21:02 UTC ICAHN ENTERPRISES L.P. IEP · Entity 3928 PurchaseDepositary Units 5,000 $50.00 $250,000.00
Disclosure

SEC source: 0001567619-21-017456 · doc1.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 41,008

F1 · security: Depository Units representing limited partner interests in Icahn Enterprises L.P.

F2 · ownership.nature: Mr. Krongard may be deemed to indirectly beneficially own the Depository Units owned by his spouse. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

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August 19, 2021 Filed Aug 23, 2021 20:24 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 3,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052958 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,163

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 3,372 RSUs granted under the Plan.

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May 24, 2021 Filed May 25, 2021 21:42 UTC Apollo Asset Management, Inc. APO · Entity 123302 PurchaseClass A Common Stock 2,135 $57.37 $122,489.01
Disclosure

SEC source: 0001209191-21-035744 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,791

F1 · price: The price reported in Column 4 is a weighted average price. These purchases were made in multiple transactions at prices ranging from $57.31 to $57.40, inclusive. Mr. Krongard undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Reported amount includes 2,421 RSUs granted under the Plan.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionStock Option (Right to Buy) · Derivative 46,358 $0.00 Strike: $7.19 $0.00
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · derivative · entry 11

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,358 shares

Expires 2022-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying this option vested in full on December 31, 2012.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionStock Option (Right to Buy) · Derivative 52,434 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · derivative · entry 10

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,434 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying this option vested in full on December 31, 2013.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionStock Option (Right to Buy) · Derivative 55,776 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · derivative · entry 9

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,776 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares underlying this option vested in full on December 31, 2014.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionStock Option (Right to Buy) · Derivative 40,410 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · derivative · entry 8

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,410 shares

Expires 2025-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying this option vested in full on December 31, 2015.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · derivative · entry 7

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying this option vested in full on December 31, 2015.

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January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionCommon Stock 46,358 $7.19 $333,314.02
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · nonDerivative · entry 5

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionCommon Stock 52,434 $6.86 $359,697.24
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · nonDerivative · entry 4

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionCommon Stock 55,776 $6.20 $345,811.20
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · nonDerivative · entry 3

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionCommon Stock 40,410 $9.18 $370,963.80
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:21 UTC Iridium Communications Inc. IRDM · Entity 833 Exercise / conversionCommon Stock 3,750 $7.05 $26,437.50
Disclosure

SEC source: 0001209191-21-005138 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:22 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 1,621 $41.63 $67,482.23
Disclosure

SEC source: 0001209191-21-002765 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,671

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

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January 06, 2021 Filed Jan 8, 2021 22:22 UTC Iridium Communications Inc. IRDM · Entity 833 GrantCommon Stock 3,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002765 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,050

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

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December 28, 2020 Filed Dec 30, 2020 22:01 UTC ICAHN ENTERPRISES L.P. IEP · Entity 3928 PurchaseDepositary Units 19,285 $51.01 $983,635.28
Disclosure

SEC source: 0001567619-20-021684 · doc1.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 36,008

F1 · security: Depository Units representing limited partner interests ("Depository Units") in Icahn Enterprises L.P. (the "Issuer").

F2 · shares: Represents Depository Units purchased by The Krongard Foundation Inc. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units except to the extent of his pecuniary interest therein.

F3 · price: Represents the weighted average purchase price of multiple transactions, with Depository Units purchased at prices ranging from $50.82 to $51.24 per Depository Unit. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a unitholder of the Issuer, full information regarding the number of Depository Units purchased at each separate price.

F4 · balance_after: Includes 16,723 Depository Units owned by Mr. Krongard's spouse. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

F2 · ownership.nature: Represents Depository Units purchased by The Krongard Foundation Inc. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Includes 16,723 Depository Units owned by Mr. Krongard's spouse. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

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December 01, 2020 Filed Dec 3, 2020 22:48 UTC ICAHN ENTERPRISES L.P. IEP · Entity 3928 PurchaseDepositary Units 16,723 $50.03 $836,628.28
Disclosure

SEC source: 0001567619-20-020613 · doc1.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 16,723

F1 · security: Depository Units representing limited partner interests in Icahn Enterprises L.P.

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $49.54 to $50.25 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Mr. Krongard may be deemed to indirectly beneficially own the Depository Units owned by his spouse. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.