IRDM

SEC source: 0001209191-21-002772 · doc4.xml · nonDerivative · entry 1

Rush Parker William · CIK 0001327771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,839.9

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-21-002769 · doc4.xml · nonDerivative · entry 1

PFEIFFER STEVEN B · CIK 0001232653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,925

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-21-002767 · doc4.xml · nonDerivative · entry 2

Olson Eric T · CIK 0001535177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,159.2

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000 and (ii) committee member fees of $5,000.

SEC source: 0001209191-21-002767 · doc4.xml · nonDerivative · entry 1

Olson Eric T · CIK 0001535177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,838.2

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-21-002766 · doc4.xml · nonDerivative · entry 2

NIEHAUS ROBERT H · CIK 0001241677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,718.8

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000 and (ii) committee member fees in the amount of $7,500.

F5 · balance_after: The reporting person may also be deemed to be the indirect beneficial owner of shares of common stock currently held by The Robert and Kate Niehaus Foundation, a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-002766 · doc4.xml · nonDerivative · entry 1

NIEHAUS ROBERT H · CIK 0001241677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,337.8

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-21-002765 · doc4.xml · nonDerivative · entry 2

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,671

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, (ii) committee chair fees in the amount of $10,000, and (iii) committee member fees in the amount of $7,500.

SEC source: 0001209191-21-002765 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,050

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-21-002764 · doc4.xml · nonDerivative · entry 2

Canfield Thomas C · CIK 0001376179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,741.2

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash board member retainer fees of $50,000, and (ii) committee member fees of $25,000.

SEC source: 0001209191-21-002764 · doc4.xml · nonDerivative · entry 1

Canfield Thomas C · CIK 0001376179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,940.2

F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer.

F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan.

SEC source: 0001209191-20-065105 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,453

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $37.90 - $38.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062727 · doc4.xml · derivative · entry 4

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,133 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

F2 · derivative.exercise_date: This option is fully vested and exercisable. The option vested and became exercisable as to 25% of the shares of Common Stock underlying the option on March 1, 2013 and quarterly thereafter in equal installments on June 1, September 1 and December 1 so that all shares of Common Stock underlying the option vested and became exercisable on March 1, 2016.

SEC source: 0001209191-20-062727 · doc4.xml · nonDerivative · entry 3

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,453

SEC source: 0001209191-20-062727 · doc4.xml · nonDerivative · entry 2

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,783

F1 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

SEC source: 0001209191-20-062727 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

SEC source: 0001209191-20-062076 · doc4.xml · derivative · entry 5

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,133

Underlying: Common Stock · 18,598 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

F6 · derivative.exercise_date: This option is fully vested and exercisable. The option vested and became exercisable as to 25% of the shares of Common Stock underlying the option on March 1, 2013 and quarterly thereafter in equal installments on June 1, September 1 and December 1 so that all shares of Common Stock underlying the option vested and became exercisable on March 1, 2016.

SEC source: 0001209191-20-062076 · doc4.xml · nonDerivative · entry 4

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,783

F4 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $34.90 - $34.905, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062076 · doc4.xml · nonDerivative · entry 3

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This exercise and subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 29, 2020.

SEC source: 0001209191-20-062076 · doc4.xml · nonDerivative · entry 2

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,783

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $34.40 - $34.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062064 · doc4.xml · derivative · entry 3

Kapalka Timothy · CIK 0001715998 · VP Iridium Satellite LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 3,125 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and corresponding sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2020, as amended on November 5, 2020.

F3 · derivative.exercise_date: The shares underlying the portion of the option exercised and reported herein were vested and exercisable as of December 1, 2020. The remaining shares underlying the option vest in three equal quarterly installments beginning on March 1, 2021, so that all shares will be vested as of September 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date.

SEC source: 0001209191-20-062064 · doc4.xml · nonDerivative · entry 2

Kapalka Timothy · CIK 0001715998 · VP Iridium Satellite LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,986

F1 · kind: This exercise and corresponding sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2020, as amended on November 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.318 to $34.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062064 · doc4.xml · nonDerivative · entry 1

Kapalka Timothy · CIK 0001715998 · VP Iridium Satellite LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and corresponding sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2020, as amended on November 5, 2020.

SEC source: 0001209191-20-062090 · doc4.xml · nonDerivative · entry 2

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,508

SEC source: 0001209191-20-062076 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,030

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $34.40 - $34.455, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062090 · doc4.xml · nonDerivative · entry 1

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,164

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 14, 2020.

SEC source: 0001209191-20-062012 · doc4.xml · derivative · entry 5

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,778 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable. The option vested over a period of four years, with 25% of the shares underlying the option vesting on March 1, 2013, the first anniversary of the date of grant, and the remainder vested in 12 equal quarterly installments thereafter.

SEC source: 0001209191-20-062012 · doc4.xml · derivative · entry 4

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable. The option vested over a period of four years, with 25% of the shares underlying the option vesting on September 1, 2013, the first anniversary of the date of grant, and the remainder vested in 12 equal quarterly installments thereafter.

SEC source: 0001209191-20-062012 · doc4.xml · nonDerivative · entry 3

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,243

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-20-062012 · doc4.xml · nonDerivative · entry 2

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-062012 · doc4.xml · nonDerivative · entry 1

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-061483 · doc4.xml · nonDerivative · entry 2

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,895

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $32.90 - $33.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-061483 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,851

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-061465 · doc4.xml · nonDerivative · entry 1

Kapalka Timothy · CIK 0001715998 · VP Iridium Satellite LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,986

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of the restricted stock units.

SEC source: 0001209191-20-061468 · doc4.xml · nonDerivative · entry 1

Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,790

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-061474 · doc4.xml · nonDerivative · entry 1

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,812

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-061471 · doc4.xml · nonDerivative · entry 1

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,427

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-061462 · doc4.xml · nonDerivative · entry 1

McBride Suzanne E. · CIK 0001767205 · Director · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,602

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-061458 · doc4.xml · nonDerivative · entry 1

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,243

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

SEC source: 0001209191-20-060657 · doc4.xml · nonDerivative · entry 2

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,233

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $32.90 - $32.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-060657 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,262

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on October 27, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $32.90 - $32.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-20-059135 · doc4.xml · derivative · entry 3

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,104 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and all subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 14, 2020.

F2 · derivative.exercise_date: These options vested and became exercisable as to 25% of the shares of Common Stock underlying the option on March 1, 2013 and quarterly thereafter in equal installments on June 1, September 1 and December 1 so that all shares of Common Stock underlying the option vested and became exercisable on March 1, 2016.

SEC source: 0001209191-20-059135 · doc4.xml · nonDerivative · entry 2

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,383

F1 · kind: This exercise and all subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 14, 2020.

SEC source: 0001209191-20-059135 · doc4.xml · nonDerivative · entry 1

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and all subsequent sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 14, 2020.

SEC source: 0001209191-20-055762 · doc4.xml · derivative · entry 3

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,518 shares

Expires 2021-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were awarded as compensation for services as director. The options vested in four equal quarterly installments on the last day of each calendar quarter during 2011.

SEC source: 0001209191-20-055762 · doc4.xml · nonDerivative · entry 1

Krongard A B · CIK 0001312913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-055493 · doc4.xml · derivative · entry 3

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,069 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2020.

F2 · derivative.exercise_date: One-quarter of the shares underlying the option vested on February 21, 2012, and the remainder vested in quarterly installments through February 21, 2015.

SEC source: 0001209191-20-055493 · doc4.xml · nonDerivative · entry 2

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,462

F1 · kind: This exercise and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2020.

SEC source: 0001209191-20-055493 · doc4.xml · nonDerivative · entry 1

DESCH MATTHEW J · CIK 0001178032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2020.

SEC source: 0001209191-20-055495 · doc4.xml · nonDerivative · entry 1

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,993

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 14, 2020.

SEC source: 0001209191-20-055494 · doc4.xml · derivative · entry 3

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,507 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 14, 2020.

F2 · derivative.exercise_date: The option vested over a period of four years, with 25% of the shares underlying the option vesting on February 21, 2012, the first anniversary of the date of grant, and the remainder vested in 12 equal quarterly installments thereafter.