Last 12 months
Inside the activity.
1 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 17 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2019 Filed Feb 25, 2019 23:58 UTC |
Marn Michael V.Director
|
GrantRestricted Stock Units · Derivative | 4,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003809 · form4.xml · derivative · entry 1 Marn Michael V. · CIK 0001705736 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Underlying: Common Stock · 4,621 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.exercise_date: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.expiration_date: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:53 UTC |
Centoni ElizabethDirector
|
GrantRestricted Stock Units · Derivative | 4,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003805 · form4.xml · derivative · entry 1 Centoni Elizabeth · CIK 0001762289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Underlying: Common Stock · 4,621 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.exercise_date: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.expiration_date: These restricted stock units vest on February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:30 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 97,567 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-19-003289 · form4.xml · derivative · entry 2 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,403 Underlying: Common Stock · 97,567 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:30 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 109,622 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-19-003289 · form4.xml · derivative · entry 1 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,974 Underlying: Common Stock · 109,622 shares Expires 2025-05-24 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantStock Options (Right to Buy) · Derivative | 2,355 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-19-003294 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,197 Underlying: Common Stock · 2,355 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 14,131 stock options are currently vested, with an additional 9,422 eligible to vest in equal installments on each of December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantStock Options (Right to Buy) · Derivative | 8,458 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-19-003294 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,576 Underlying: Common Stock · 8,458 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC |
Snyder NeilSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 4,710 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-19-003292 · form4.xml · derivative · entry 2 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,682 Underlying: Common Stock · 4,710 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 28,260 stock options are currently vested, with an additional 18,843 eligible to vest in equal installments on each of December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC |
Snyder NeilSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 43,905 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-19-003292 · form4.xml · derivative · entry 1 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,431 Underlying: Common Stock · 43,905 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:31 UTC |
Schiesl Andrew RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 39,448 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-19-003293 · form4.xml · derivative · entry 1 Schiesl Andrew R · CIK 0001495366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,213 Underlying: Common Stock · 39,448 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:35 UTC |
Sweeney Mark RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 16,157 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-19-003297 · form4.xml · derivative · entry 1 Sweeney Mark R · CIK 0001557972 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,564 Underlying: Common Stock · 16,157 shares Expires 2024-06-30 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:32 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 13,607 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-19-003295 · form4.xml · derivative · entry 1 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,857 Underlying: Common Stock · 13,607 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 81,643 stock options are currently vested, with an additional 54,430 eligible to vest in equal installments on each of December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:30 UTC |
Scheske Michael JVP, Corporate Controller
|
GrantStock Options (Right to Buy) · Derivative | 1,743 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-19-003290 · form4.xml · derivative · entry 2 Scheske Michael J · CIK 0001757427 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,943 Underlying: Common Stock · 1,743 shares Expires 2026-12-09 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 10,457 stock options are currently vested, with an additional 6,972 eligible to vest in equal installments on each of December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:30 UTC |
Scheske Michael JVP, Corporate Controller
|
GrantStock Options (Right to Buy) · Derivative | 2,561 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-19-003290 · form4.xml · derivative · entry 1 Scheske Michael J · CIK 0001757427 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,488 Underlying: Common Stock · 2,561 shares Expires 2025-09-21 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these options are currently vested. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 18:00 UTC |
STAVROS PETERDirector
|
GiftCommon Stock | 50,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-042384 · form4.xml · nonDerivative · entry 2 STAVROS PETER · CIK 0001262899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a charitable donation of the shares of common stock received in the distribution described above. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 18:00 UTC |
STAVROS PETERDirector
|
OtherCommon Stock | 50,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-042384 · form4.xml · nonDerivative · entry 1 STAVROS PETER · CIK 0001262899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,274 F1 · kind: Represents a distribution to the Reporting Person of shares of common stock of Gardner Denver Holdings, Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. F1 · price: Represents a distribution to the Reporting Person of shares of common stock of Gardner Denver Holdings, Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 18:00 UTC |
KKR Renaissance Aggregator L.P.10% owner
KKR Renaissance Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
OtherCommon Stock | 50,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-042383 · form4.xml · nonDerivative · entry 2 KKR Renaissance Aggregator L.P. · CIK 0001705425 · 10% owner KKR Renaissance Aggregator GP LLC · CIK 0001705424 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,671,135 F4 · kind: Represents an in-kind distribution to a limited partner, which further distributed these shares to one of its limited partners for the purpose of a charitable donation. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 18:00 UTC |
KKR Renaissance Aggregator L.P.10% owner
KKR Renaissance Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 20,000,000 | $25.66 | $513,200,000.00 |
DisclosureSEC source: 0001140361-18-042383 · form4.xml · nonDerivative · entry 1 KKR Renaissance Aggregator L.P. · CIK 0001705425 · 10% owner KKR Renaissance Aggregator GP LLC · CIK 0001705424 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,721,409 F1 · price: This amount represents the secondary public offering price per share of common stock of Gardner Denver Holdings, Inc., less the underwriting discount of $0.09 per share. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:03 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
OtherCommon Stock | 50,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-042386 · form4.xml · nonDerivative · entry 2 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,671,135 F4 · kind: Represents an in-kind distribution to a limited partner, which further distributed these shares to one of its limited partners for the purpose of a charitable donation. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:03 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 20,000,000 | $25.66 | $513,200,000.00 |
DisclosureSEC source: 0001140361-18-042386 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,721,409 F1 · price: This amount represents the secondary public offering price per share of common stock of Gardner Denver Holdings, Inc., less the underwriting discount of $0.09 per share. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:30 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 22,361 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001140361-18-038398 · form4.xml · derivative · entry 2 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,361 Underlying: Common Stock · 22,361 shares Expires 2028-09-11 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on September 11, 2019. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:30 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantRestricted Stock Units · Derivative | 9,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-038398 · form4.xml · derivative · entry 1 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,549 Underlying: Common Stock · 9,549 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units vest in four equal annual installments beginning September 11, 2019, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning September 11, 2019, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning September 11, 2019, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 18:31 UTC |
KKR Group Ltd10% owner
KKR Group Holdings L.P.10% owner
|
OtherCommon Stock | 90,721,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031002 · form4.xml · nonDerivative · entry 1 KKR Group Ltd · CIK 0001472695 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of Gardner Denver Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of securities of the Issuer in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer. F1 · price: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of Gardner Denver Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of securities of the Issuer in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer. F2 · ownership.nature: These securities of the Issuer are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. Prior to the reorganization, KKR Group Holdings L.P. was the general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited and KKR Group Limited was the general partner of KKR Group Holdings L.P. Read SEC document |
| May 07, 2018 Filed May 9, 2018 17:05 UTC |
KKR Renaissance Aggregator L.P.10% owner
KKR Renaissance Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 30,436,064 | $29.84 | $908,136,059.60 |
DisclosureSEC source: 0001140361-18-022534 · form4.xml · nonDerivative · entry 1 KKR Renaissance Aggregator L.P. · CIK 0001705425 · 10% owner KKR Renaissance Aggregator GP LLC · CIK 0001705424 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,721,409 F1 · price: This amount represents the secondary price per share of common stock of Gardner Denver Holdings, Inc., less the underwriting discount of $1.1625 per share. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:09 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 30,436,064 | $29.84 | $908,136,059.60 |
DisclosureSEC source: 0001140361-18-022541 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,721,409 F1 · price: This amount represents the secondary price per share of common stock of Gardner Denver Holdings, Inc., less the underwriting discount of $1.1625 per share. F2 · ownership.nature: These securities of Gardner Denver Holdings, Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:43 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 142,349 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010215 · form4.xml · derivative · entry 4 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,349 Underlying: Common Stock · 142,349 shares Expires 2028-02-22 F4 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:43 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantCommon Stock | 62,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010215 · form4.xml · nonDerivative · entry 1 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,409 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:40 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantStock Options (Right to Buy) · Derivative | 9,786 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010210 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786 Underlying: Common Stock · 9,786 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:40 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantCommon Stock | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010210 · form4.xml · nonDerivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,861 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:53 UTC |
Snyder NeilSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 14,235 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010224 · form4.xml · derivative · entry 2 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,235 Underlying: Common Stock · 14,235 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:53 UTC |
Snyder NeilSee Remarks
|
GrantCommon Stock | 6,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010224 · form4.xml · nonDerivative · entry 1 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC |
Schiesl Andrew RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 24,021 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010202 · form4.xml · derivative · entry 2 Schiesl Andrew R · CIK 0001495366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,021 Underlying: Common Stock · 24,021 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC |
Schiesl Andrew RSee Remarks
|
GrantCommon Stock | 10,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010202 · form4.xml · nonDerivative · entry 1 Schiesl Andrew R · CIK 0001495366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,527 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:37 UTC |
Humphrey JohnDirector
|
GrantCommon Stock | 3,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010206 · form4.xml · nonDerivative · entry 1 Humphrey John · CIK 0001360547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,899 F1 · shares: Represents a grant of restricted stock which will vest in full on February 22, 2019. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:49 UTC |
Sweeney Mark RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 9,786 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010221 · form4.xml · derivative · entry 2 Sweeney Mark R · CIK 0001557972 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786 Underlying: Common Stock · 9,786 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:49 UTC |
Sweeney Mark RSee Remarks
|
GrantCommon Stock | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010221 · form4.xml · nonDerivative · entry 1 Sweeney Mark R · CIK 0001557972 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,782 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:39 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 17,794 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010208 · form4.xml · derivative · entry 2 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,794 Underlying: Common Stock · 17,794 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:39 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantCommon Stock | 7,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010208 · form4.xml · nonDerivative · entry 1 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,446 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC |
HERNDON PHILIP T.Vice President and CFO
|
GrantStock Options (Right to Buy) · Derivative | 35,587 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010203 · form4.xml · derivative · entry 2 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,587 Underlying: Common Stock · 35,587 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC |
HERNDON PHILIP T.Vice President and CFO
|
GrantCommon Stock | 15,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010203 · form4.xml · nonDerivative · entry 1 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,164 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:21 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 97,567 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006372 · form4.xml · derivative · entry 2 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,836 Underlying: Common Stock · 97,567 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 390,268 stock options are currently vested, with an additional 195,135 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:21 UTC |
Reynal VicenteDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 109,621 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006372 · form4.xml · derivative · entry 1 Reynal Vicente · CIK 0001705738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,352 Underlying: Common Stock · 109,621 shares Expires 2025-05-24 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 657,730 stock options are currently vested, with an additional 219,244 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:21 UTC |
Snyder NeilSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 4,710 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-18-006371 · form4.xml · derivative · entry 2 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,972 Underlying: Common Stock · 4,710 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 18,840 stock options are currently vested, with an additional 28,263 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:21 UTC |
Snyder NeilSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 43,905 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006371 · form4.xml · derivative · entry 1 Snyder Neil · CIK 0001705740 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,526 Underlying: Common Stock · 43,905 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 175,620 stock options are currently vested, with an additional 87,811 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:17 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantStock Options (Right to Buy) · Derivative | 4,710 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-18-006366 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,842 Underlying: Common Stock · 4,710 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 9,420 stock options are currently vested, with an additional 14,133 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:17 UTC |
Rubottom Kimberly J.VP, Human Resources
|
GrantStock Options (Right to Buy) · Derivative | 8,457 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-18-006366 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,118 Underlying: Common Stock · 8,457 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 67,660 stock options are currently vested, with an additional 16,916 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:24 UTC |
Schiesl Andrew RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 39,447 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-18-006376 · form4.xml · derivative · entry 1 Schiesl Andrew R · CIK 0001495366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,765 Underlying: Common Stock · 39,447 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 352,318 stock options are currently vested, with an additional 78,895 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:29 UTC |
Sweeney Mark RSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 16,156 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-18-006380 · form4.xml · derivative · entry 1 Sweeney Mark R · CIK 0001557972 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,407 Underlying: Common Stock · 16,156 shares Expires 2024-06-30 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 129,251 stock options are currently vested, with an additional 32,313 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:24 UTC |
Minarro Viseras EnriqueSee Remarks
|
GrantStock Options (Right to Buy) · Derivative | 13,607 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006377 · form4.xml · derivative · entry 1 Minarro Viseras Enrique · CIK 0001705737 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,250 Underlying: Common Stock · 13,607 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 54,428 stock options are currently vested, with an additional 81,645 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:16 UTC |
HERNDON PHILIP T.Vice President and CFO
|
GrantStock Options (Right to Buy) · Derivative | 14,130 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-18-006364 · form4.xml · derivative · entry 2 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,914 Underlying: Common Stock · 14,130 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 56,522 stock options are currently vested, with an additional 84,785 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:16 UTC |
HERNDON PHILIP T.Vice President and CFO
|
GrantStock Options (Right to Buy) · Derivative | 78,054 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006364 · form4.xml · derivative · entry 1 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,269 Underlying: Common Stock · 78,054 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 312,215 stock options are currently vested, with an additional 156,108 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.