Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ingersoll Rand Inc.GDI · Entity 3152 | Vice President and CFO | February 22, 2018 | February 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ingersoll Rand Inc.
Report date February 22, 2018 · Filed February 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,164 |
Reported balance
After 2018-02-22 transaction · row 1
1 source rowRow 1 · 2018-02-22 · Grant · Acquired 15,596 · Balance 185,164 F1: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.06 · Expires 2028-02-22 | Direct | 35,587 |
Reported balance
After 2018-02-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-22 · Grant · Acquired 35,587 · Balance 35,587 F2: These stock options vest in four equal annual installments beginning on February 22, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020.
F2: These stock options vest in four equal annual installments beginning on February 22, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Diversey Holdings, Ltd.
Report date July 05, 2023 · Filed July 06, 2023
Section 16 reporting ended · disclosed 2023-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-07-05 transaction · row 1
1 source rowRow 1 · 2023-07-05 · Disposition to issuer · Disposed 2,811,192 · Balance 0 F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 8, 2023, by and among the Issuer, Olympus Water Holdings IV, L.P. ("Parent"), acting by its general partner, Olympus Water Holdings Limited and Diamond Merger Limited, each of the Issuer's ordinary shares, par value $0.0001 per share (each, an "Ordinary Share"), owned by the Reporting Person were cancelled and exchanged into the right to receive $8.40 in cash (the "Merger Consideration"). F2: The Ordinary Shares reported as disposed by the Reporting Person include: 84,112 shares underlying restricted share units subject to performance-based vesting conditions and 121,735 shares underlying restricted share units which, pursuant to the Merger Agreement, were vested and cancelled into the right to receive an amount in cash equal to the Merger Consideration, with payment subject to continued service with Parent and its affiliates, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 8, 2023, by and among the Issuer, Olympus Water Holdings IV, L.P. ("Parent"), acting by its general partner, Olympus Water Holdings Limited and Diamond Merger Limited, each of the Issuer's ordinary shares, par value $0.0001 per share (each, an "Ordinary Share"), owned by the Reporting Person were cancelled and exchanged into the right to receive $8.40 in cash (the "Merger Consideration").
F2: The Ordinary Shares reported as disposed by the Reporting Person include: 84,112 shares underlying restricted share units subject to performance-based vesting conditions and 121,735 shares underlying restricted share units which, pursuant to the Merger Agreement, were vested and cancelled into the right to receive an amount in cash equal to the Merger Consideration, with payment subject to continued service with Parent and its affiliates, as applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2023 Filed Jul 6, 2023 16:04 UTC | Diversey Holdings, Ltd. DSEY · Entity 111551 | Disposition to issuerOrdinary Shares, $0.0001 par value | 2,811,192 | $8.40 | $23,614,012.80 |
DisclosureSEC source: 0001104659-23-078715 · tm2320296-8_4seq1.xml · nonDerivative · entry 1 HERNDON PHILIP T. · CIK 0001705735 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 8, 2023, by and among the Issuer, Olympus Water Holdings IV, L.P. ("Parent"), acting by its general partner, Olympus Water Holdings Limited and Diamond Merger Limited, each of the Issuer's ordinary shares, par value $0.0001 per share (each, an "Ordinary Share"), owned by the Reporting Person were cancelled and exchanged into the right to receive $8.40 in cash (the "Merger Consideration"). F2 · shares: The Ordinary Shares reported as disposed by the Reporting Person include: 84,112 shares underlying restricted share units subject to performance-based vesting conditions and 121,735 shares underlying restricted share units which, pursuant to the Merger Agreement, were vested and cancelled into the right to receive an amount in cash equal to the Merger Consideration, with payment subject to continued service with Parent and its affiliates, as applicable. Read SEC document |
| May 01, 2023 Filed May 1, 2023 16:14 UTC | Diversey Holdings, Ltd. DSEY · Entity 111551 | GrantOrdinary Shares, $0.0001 par value | 27,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-054368 · tm2314038-4_4seq1.xml · nonDerivative · entry 1 HERNDON PHILIP T. · CIK 0001705735 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,811,192 F1 · security: The reporting person was granted 27,031 unvested closing restricted share units ("Closing RSUs") granted under the Diversey Holdings, Ltd. 2021 Omnibus Incentive Plan. The Closing RSUs vest in full on December 31, 2024, subject to the reporting person's continued service to Diversey Holdings, Ltd. (the "Company") and its affiliates through the vesting date, except that a portion of Closing RSUs equal to the product obtained by multiplying such holder's Closing RSUs by a fraction equal to the number of full and partial months from and including January 1, 2023 through the holder's termination divided by 24 months shall vest on the date that such holder's employment with the Company and its affiliates is terminated without cause or by the holder for good reason. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 16:16 UTC | Diversey Holdings, Ltd. DSEY · Entity 111551 | GrantEmployee stock option (right to buy) · Derivative | 67,567 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001104659-22-009564 · tm224943-7_4seq1.xml · derivative · entry 2 Herndon Philip T. · CIK 0001705735 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,567 Underlying: Ordinary Shares · 67,567 shares Expires 2032-01-27 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning January 1, 2023, in each case, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 16:16 UTC | Diversey Holdings, Ltd. DSEY · Entity 111551 | GrantOrdinary Shares, $0.0001 par value | 42,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-009564 · tm224943-7_4seq1.xml · nonDerivative · entry 1 Herndon Philip T. · CIK 0001705735 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,784,161 F1 · security: Represents restricted share units ("RSUs") granted under the Diversey Holdings, Ltd. 2021 Omnibus Incentive Plan. The RSUs vest in three equal annual installments beginning on January 1, 2023, in each case, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC | Diversey Holdings, Ltd. DSEY · Entity 111551 | GrantOrdinary Shares, $0.0001 par value | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045063 · tm2111451-10_4seq1.xml · nonDerivative · entry 1 Herndon Philip T. · CIK 0001705735 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742,105 F1 · security: In connection with the issuer's initial public offering, the reporting person received 66,666 restricted share units ("RSUs") under the Diversey Holdings, Ltd. 2021 Omnibus Incentive Plan. The RSUs vest in full on December 31, 2023, subject to the reporting person remaining in continuous employment with the issuer on the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 35,587 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010203 · form4.xml · derivative · entry 2 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,587 Underlying: Common Stock · 35,587 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:36 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantCommon Stock | 15,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010203 · form4.xml · nonDerivative · entry 1 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,164 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:16 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 14,130 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-18-006364 · form4.xml · derivative · entry 2 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,914 Underlying: Common Stock · 14,130 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 56,522 stock options are currently vested, with an additional 84,785 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:16 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 78,054 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001140361-18-006364 · form4.xml · derivative · entry 1 Herndon Philip T. · CIK 0001705735 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,269 Underlying: Common Stock · 78,054 shares Expires 2026-05-10 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 312,215 stock options are currently vested, with an additional 156,108 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.