Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ingersoll Rand Inc.GDI · Entity 3152 | VP, Human Resources | February 21, 2020 | February 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ingersoll Rand Inc.
Report date February 21, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,425 |
Ending reported balance
After 2020-02-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-02-21 · Exercise / conversion · Acquired 1,317 · Balance 14,178 F1: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Row 2 · 2020-02-21 · Tax withholding · Disposed 417 · Balance 13,761 F2: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Row 3 · 2020-02-22 · Tax withholding · Disposed 336 · Balance 13,425 F2: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,951 |
Reported balance
After 2020-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-21 · Exercise / conversion · Disposed 1,317 · Balance 3,951 F1: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
F2: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2020 Filed Feb 25, 2020 18:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | Tax withholdingCommon Stock | 336 | $38.61 | $12,972.96 |
DisclosureSEC source: 0001140361-20-004042 · form4.xml · nonDerivative · entry 3 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,425 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | Exercise / conversionRestricted Stock Units · Derivative | 1,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-004042 · form4.xml · derivative · entry 4 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,951 Underlying: Common Stock · 1,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.exercise_date: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.expiration_date: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | Tax withholdingCommon Stock | 417 | $38.61 | $16,100.37 |
DisclosureSEC source: 0001140361-20-004042 · form4.xml · nonDerivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,761 F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | Exercise / conversionCommon Stock | 1,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-004042 · form4.xml · nonDerivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units originally granted on February 21, 2019 which vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 17:02 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 2,355 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-20-003410 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,552 Underlying: Common Stock · 2,355 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 12, 2020, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 18,842 stock options are currently vested, with an additional 4,711 eligible to vest on December 31, 2020, where 50% of such unvested options are eligible to vest on such date subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:04 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 14,423 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001140361-19-003814 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,423 Underlying: Common Stock · 14,423 shares Expires 2029-02-21 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 21, 2020. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:04 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantRestricted Stock Units · Derivative | 5,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003814 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,268 Underlying: Common Stock · 5,268 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. F1 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning February 21, 2020 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 2,355 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-19-003294 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,197 Underlying: Common Stock · 2,355 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 14,131 stock options are currently vested, with an additional 9,422 eligible to vest in equal installments on each of December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:31 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 8,458 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-19-003294 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,576 Underlying: Common Stock · 8,458 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 13, 2019, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: All of these stock options are currently vested. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 9,786 | $0.00 Strike: $32.06 | $0.00 |
DisclosureSEC source: 0001140361-18-010210 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786 Underlying: Common Stock · 9,786 shares Expires 2028-02-22 F2 · derivative.exercise_date: These stock options vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:40 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantCommon Stock | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010210 · form4.xml · nonDerivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,861 F1 · kind: Represents a grant of restricted stock which will vest in four equal annual installments beginning on February 22, 2020. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:17 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 4,710 | $0.00 Strike: $11.43 | $0.00 |
DisclosureSEC source: 0001140361-18-006366 · form4.xml · derivative · entry 2 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,842 Underlying: Common Stock · 4,710 shares Expires 2026-12-01 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of this stock option award, 9,420 stock options are currently vested, with an additional 14,133 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:17 UTC | Ingersoll Rand Inc. GDI · Entity 3152 | GrantStock Options (Right to Buy) · Derivative | 8,457 | $0.00 Strike: $8.16 | $0.00 |
DisclosureSEC source: 0001140361-18-006366 · form4.xml · derivative · entry 1 Rubottom Kimberly J. · CIK 0001705739 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,118 Underlying: Common Stock · 8,457 shares Expires 2024-03-19 F1 · date: The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of this stock option award, 67,660 stock options are currently vested, with an additional 16,916 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.