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Nasdaq · USD

IPST

IP STRATEGY HOLDINGS, INC.

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8424
SEC CIK
0001788230
Parsed reports
67

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2025 Filed May 27, 2025 22:12 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 240,306 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · nonDerivative · entry 3

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 283,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:12 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 220,989 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · nonDerivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
May 22, 2025 Filed May 27, 2025 22:16 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionRestricted Stock Units · Derivative 110,422 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · derivative · entry 5

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:16 UTC
Perkins Danielle BSVP of Wholesale Operations
GrantRestricted Stock Units · Derivative 36,046 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · derivative · entry 4

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,422

Underlying: Common Stock · 36,046 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:16 UTC
Perkins Danielle BSVP of Wholesale Operations
GrantRestricted Stock Units · Derivative 74,376 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · derivative · entry 3

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,376

Underlying: Common Stock · 74,376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:16 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionCommon Stock 110,422 $0.53 $58,523.66
Disclosure

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · nonDerivative · entry 1

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 18:07 UTC Exercise / conversionRestricted Stock Units · Derivative 102,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 4

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 18:07 UTC GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 3

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

Read SEC document
May 22, 2025 Filed May 27, 2025 18:07 UTC GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 2

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 18:07 UTC Exercise / conversionCommon Stock 102,000 $0.53 $54,060.00
Disclosure

SEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · nonDerivative · entry 1

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:41 UTC
Alstead TroyDirector
Exercise / conversionRestricted Stock Units · Derivative 102,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000075 · wk-form4_1748382065.xml · derivative · entry 4

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:41 UTC
Alstead TroyDirector
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000075 · wk-form4_1748382065.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:41 UTC
Alstead TroyDirector
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000075 · wk-form4_1748382065.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:41 UTC
Alstead TroyDirector
Exercise / conversionCommon Stock 102,000 $0.53 $54,060.00
Disclosure

SEC source: 0001788230-25-000075 · wk-form4_1748382065.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:14 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 422,437 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000093 · wk-form4_1748384036.xml · derivative · entry 4

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 422,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:14 UTC
CARROSINO MICHAELEVP of Finance & CFO
GrantRestricted Stock Units · Derivative 117,639 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000093 · wk-form4_1748384036.xml · derivative · entry 3

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,437

Underlying: Common Stock · 117,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:14 UTC
CARROSINO MICHAELEVP of Finance & CFO
GrantRestricted Stock Units · Derivative 304,798 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000093 · wk-form4_1748384036.xml · derivative · entry 2

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,798

Underlying: Common Stock · 304,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:14 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionCommon Stock 422,437 $0.53 $223,891.61
Disclosure

SEC source: 0001788230-25-000093 · wk-form4_1748384036.xml · nonDerivative · entry 1

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 17:46 UTC Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000077 · wk-form4_1748382383.xml · derivative · entry 4

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock units ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 17:46 UTC GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-25-000077 · wk-form4_1748382383.xml · derivative · entry 3

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock units ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

Read SEC document
May 22, 2025 Filed May 27, 2025 17:46 UTC Exercise / conversionCommon Stock 100,000 $0.53 $53,000.00
Disclosure

SEC source: 0001788230-25-000077 · wk-form4_1748382383.xml · nonDerivative · entry 1

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 06:46 UTC PurchaseCommon Stock 47,500 $1.23 $58,425.00
Disclosure

SEC source: 0001788230-25-000030 · wk-form4_1739879176.xml · nonDerivative · entry 1

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.28, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes 47,500 shares beneficially owned through Charles Schwab & Co., Inc. FBO Andrew Varga IRA account

Read SEC document
February 13, 2025 Filed Feb 13, 2025 21:03 UTC
Marker Beth ASVP of Retail Operations
PurchaseCommon Stock 8,500 $1.17 $9,933.10
Disclosure

SEC source: 0001788230-25-000028 · wk-form4_1739480622.xml · nonDerivative · entry 1

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,505

F1 · balance_after: Includes 8,500 shares beneficially owned through Charles Schwab FBO Beth Marker Roth IRA account.

Read SEC document
February 07, 2025 Filed Feb 7, 2025 22:36 UTC
Stiefel Justin BDirector · CEO & Treasurer
PurchaseCommon Stock 2,450 $1.23 $3,013.50
Disclosure

SEC source: 0001788230-25-000026 · wk-form4_1738967793.xml · nonDerivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 67,294

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 07, 2025 Filed Feb 7, 2025 22:36 UTC
Stiefel Justin BDirector · CEO & Treasurer
PurchaseCommon Stock 2,916 $1.20 $3,499.20
Disclosure

SEC source: 0001788230-25-000026 · wk-form4_1738967793.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,615

F1 · balance_after: Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Read SEC document
February 07, 2025 Filed Feb 7, 2025 22:36 UTC
Stiefel Jennifer D HDirector · President & Secretary
PurchaseCommon Stock 2,916 $1.20 $3,499.20
Disclosure

SEC source: 0001788230-25-000025 · wk-form4_1738967783.xml · nonDerivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 43,615

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 07, 2025 Filed Feb 7, 2025 22:36 UTC
Stiefel Jennifer D HDirector · President & Secretary
PurchaseCommon Stock 2,450 $1.23 $3,013.50
Disclosure

SEC source: 0001788230-25-000025 · wk-form4_1738967783.xml · nonDerivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,294

F1 · ownership.direct: Includes 2,710 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
January 14, 2025 Filed Jan 14, 2025 16:58 UTC PurchaseCommon Stock 5,000 $1.27 $6,350.00
Disclosure

SEC source: 0001788230-25-000008 · wk-form4_1736891895.xml · nonDerivative · entry 1

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 25, 2024 Filed Nov 26, 2024 17:06 UTC PurchaseCommon Stock 1,250 $4.00 $5,000.00
Disclosure

SEC source: 0001788230-24-000017 · wk-form4_1732658780.xml · nonDerivative · entry 1

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,443

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · derivative · entry 4

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · derivative · entry 3

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

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November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · nonDerivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 64,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

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November 25, 2024 Filed Nov 26, 2024 17:05 UTC PurchaseCommon Stock 2,500 $4.00 $10,000.00
Disclosure

SEC source: 0001788230-24-000016 · wk-form4_1732658725.xml · nonDerivative · entry 2

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,394

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000018 · wk-form4_1732658815.xml · derivative · entry 4

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000018 · wk-form4_1732658815.xml · derivative · entry 3

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000018 · wk-form4_1732658815.xml · nonDerivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 40,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001788230-24-000018 · wk-form4_1732658815.xml · nonDerivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
November 25, 2024 Filed Nov 26, 2024 17:04 UTC PurchaseCommon Stock 2,500 $4.00 $10,000.00
Disclosure

SEC source: 0001788230-24-000015 · wk-form4_1732658689.xml · nonDerivative · entry 1

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

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November 22, 2024 Filed Nov 26, 2024 17:05 UTC PurchaseCommon Stock 2,894 $3.46 $10,013.24
Disclosure

SEC source: 0001788230-24-000016 · wk-form4_1732658725.xml · nonDerivative · entry 1

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,894

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.