Tapewire

NYSE · USD

IPI

Intrepid Potash, Inc.

Export transactions ↓
Tapewire entity
5401
SEC CIK
0001421461
Parsed reports
331

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2020 Filed Jun 8, 2020 20:18 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 2,434 $1.20 $2,920.80
Disclosure

SEC source: 0001567619-20-011843 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,527

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:17 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 1,740 $1.20 $2,088.00
Disclosure

SEC source: 0001567619-20-011842 · doc1.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,407

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:16 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 1,792 $1.20 $2,150.40
Disclosure

SEC source: 0001567619-20-011841 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,992

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:12 UTC
Baldridge Robert ESVP - New Mexico
Tax withholdingCommon Stock 4,521 $1.20 $5,425.20
Disclosure

SEC source: 0001567619-20-011839 · doc1.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,151

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
May 22, 2020 Filed May 22, 2020 16:05 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
Disposition to issuerCommon Stock 112,262 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010991 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,882

F1 · shares: On May 22, 2020, a portion of a grant of restricted stock made to Mr. Jornayvaz on May 22, 2019 vested. Mr. Jornayvaz voluntarily declined to accept the vested shares during the COVID-19 pandemic, and they were cancelled by the issuer.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:10 UTC GrantCommon Stock 81,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010943 · doc1.xml · nonDerivative · entry 1

Elliott Chris A. · CIK 0001500056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,837

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 17:58 UTC GrantCommon Stock 81,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010954 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,702

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:13 UTC GrantCommon Stock 81,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010948 · doc1.xml · nonDerivative · entry 1

WHITHAM BARTH E · CIK 0001227703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,672

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:12 UTC GrantCommon Stock 81,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010947 · doc1.xml · nonDerivative · entry 1

McBride Mary E · CIK 0001732673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,730

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:11 UTC GrantCommon Stock 81,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010945 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,251

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2021, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:11 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 1,433 $1.15 $1,647.95
Disclosure

SEC source: 0001567619-20-006437 · doc1.xml · nonDerivative · entry 3

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,961

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:11 UTC
Wyatt EricaChief Human Resources Officer
Disposition to issuerCommon Stock 10,117 $1.15 $11,634.55
Disclosure

SEC source: 0001567619-20-006437 · doc1.xml · nonDerivative · entry 2

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,394

F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:10 UTC
Preston Matthew DVP of Finance
Disposition to issuerCommon Stock 4,002 $1.15 $4,602.30
Disclosure

SEC source: 0001567619-20-006435 · doc1.xml · nonDerivative · entry 3

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,147

F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:10 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 687 $1.15 $790.05
Disclosure

SEC source: 0001567619-20-006435 · doc1.xml · nonDerivative · entry 2

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,149

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:10 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 1,656 $1.15 $1,904.40
Disclosure

SEC source: 0001567619-20-006434 · doc1.xml · nonDerivative · entry 3

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,784

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:10 UTC
McDonald Mark AVP of Sales and Marketing
Disposition to issuerCommon Stock 9,656 $1.15 $11,104.40
Disclosure

SEC source: 0001567619-20-006434 · doc1.xml · nonDerivative · entry 2

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,440

F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:09 UTC
Baldridge Robert ESVP - New Mexico
Disposition to issuerCommon Stock 14,142 $1.15 $16,263.30
Disclosure

SEC source: 0001567619-20-006431 · doc1.xml · nonDerivative · entry 3

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,672

F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met.

Read SEC document
March 14, 2020 Filed Mar 16, 2020 21:09 UTC
Baldridge Robert ESVP - New Mexico
Tax withholdingCommon Stock 2,444 $1.15 $2,810.60
Disclosure

SEC source: 0001567619-20-006431 · doc1.xml · nonDerivative · entry 2

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,814

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:11 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 1,212 $0.92 $1,115.04
Disclosure

SEC source: 0001567619-20-006437 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,511

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:10 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 660 $0.92 $607.20
Disclosure

SEC source: 0001567619-20-006435 · doc1.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,836

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:10 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 1,286 $0.92 $1,183.12
Disclosure

SEC source: 0001567619-20-006434 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,096

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:09 UTC
Baldridge Robert ESVP - New Mexico
Tax withholdingCommon Stock 2,348 $0.92 $2,160.16
Disclosure

SEC source: 0001567619-20-006431 · doc1.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,258

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 17:46 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 9,500 $2.34 $22,230.00
Disclosure

SEC source: 0001567619-19-023374 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138,144

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:06 UTC
Wyatt EricaChief Human Resources Officer
PurchaseCommon Stock 100 $2.42 $242.00
Disclosure

SEC source: 0001567619-19-021773 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,723

Read SEC document
November 13, 2019 Filed Nov 14, 2019 00:33 UTC PurchaseCommon Stock 12,472 $2.24 $27,937.28
Disclosure

SEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan

Disclosed balance after: 138,720

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 00:33 UTC PurchaseCommon Stock 67,915 $2.39 $162,316.85
Disclosure

SEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan

Disclosed balance after: 126,248

F2 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.34 to $2.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 00:33 UTC PurchaseCommon Stock 19,613 $2.43 $47,659.59
Disclosure

SEC source: 0001567619-19-021257 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Carbondale Corporation Profit Sharing Plan, a qualified retirement plan

Disclosed balance after: 58,333

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:31 UTC
McCandless MargaretVP and General Counsel
Tax withholdingCommon Stock 11,965 $2.53 $30,271.45
Disclosure

SEC source: 0001567619-19-021227 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,258

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:31 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 7,645 $2.53 $19,341.85
Disclosure

SEC source: 0001567619-19-021228 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,623

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:30 UTC
Montoya Joseph GVP & Chief Accounting Officer
Tax withholdingCommon Stock 4,396 $2.53 $11,121.88
Disclosure

SEC source: 0001567619-19-021226 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,327

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:30 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 6,649 $2.53 $16,821.97
Disclosure

SEC source: 0001567619-19-021225 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,382

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
August 29, 2019 Filed Feb 7, 2020 16:10 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
GiftCommon Stock 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002409 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 17,209,236

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 17:59 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 9,500 $2.86 $27,170.00
Disclosure

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128,644

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 17:59 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 20,000 $2.81 $56,200.00
Disclosure

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119,144

F2 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.79 to $2.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 17:59 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099,144

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.89 to $2.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 23, 2019 Filed Aug 23, 2019 19:07 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 5,000 $3.05 $15,250.00
Disclosure

SEC source: 0001567619-19-017547 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,309,236

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.03 to $3.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
August 22, 2019 Filed Aug 22, 2019 14:40 UTC PurchaseCommon Stock 50,000 $3.02 $151,140.00
Disclosure

SEC source: 0001701904-19-000003 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 17,119,822

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

Read SEC document
August 22, 2019 Filed Aug 22, 2019 18:15 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 2,296 $3.05 $7,002.80
Disclosure

SEC source: 0001567619-19-017494 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,304,236

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:56 UTC
Wyatt EricaChief Human Resources Officer
PurchaseCommon Stock 100 $3.16 $316.00
Disclosure

SEC source: 0001567619-19-017363 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,268

Read SEC document
August 13, 2019 Filed Aug 13, 2019 21:45 UTC PurchaseCommon Stock 10,000 $3.25 $32,500.00
Disclosure

SEC source: 0001567619-19-016636 · doc1.xml · nonDerivative · entry 3

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harvey Operating and Production Company

Disclosed balance after: 11,771,383

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.23 to $3.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Harvey is the sole stockholder, sole director, and President of Harvey Operating and Production Company.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 21:45 UTC PurchaseCommon Stock 10,000 $3.20 $32,000.00
Disclosure

SEC source: 0001567619-19-016636 · doc1.xml · nonDerivative · entry 2

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harvey Operating and Production Company

Disclosed balance after: 11,761,383

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.17 to $3.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Harvey is the sole stockholder, sole director, and President of Harvey Operating and Production Company.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 17:50 UTC Tax withholdingCommon Stock 6,213 $3.26 $20,254.38
Disclosure

SEC source: 0001567619-19-012959 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,972

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:51 UTC
McCandless MargaretVP and General Counsel
Tax withholdingCommon Stock 1,926 $3.34 $6,432.84
Disclosure

SEC source: 0001567619-19-012961 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,223

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:52 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 1,659 $3.34 $5,541.06
Disclosure

SEC source: 0001567619-19-012963 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,031

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:52 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 2,300 $3.34 $7,682.00
Disclosure

SEC source: 0001567619-19-012964 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,168

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:50 UTC
Montoya Joseph GVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,227 $3.34 $4,098.18
Disclosure

SEC source: 0001567619-19-012960 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,723

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
May 30, 2019 Filed May 30, 2019 17:58 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 3,695 $3.10 $11,454.50
Disclosure

SEC source: 0001567619-19-012443 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,301,940

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.09 to $3.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
May 28, 2019 Filed May 28, 2019 18:50 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 2,675 $3.14 $8,399.50
Disclosure

SEC source: 0001567619-19-012271 · doc1.xml · nonDerivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,298,245

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.13 to $3.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
May 24, 2019 Filed May 28, 2019 18:50 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
PurchaseCommon Stock 15,000 $3.11 $46,650.00
Disclosure

SEC source: 0001567619-19-012271 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,295,570

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.06 to $3.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:43 UTC GrantCommon Stock 25,679 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012093 · doc1.xml · nonDerivative · entry 1

MARTIN J LANDIS · CIK 0001041216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,298

F1 · price: Represents a grant of restricted stock that will vest on May 22, 2020, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.