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Nasdaq · USD

IPDN

Professional Diversity Network, Inc.

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Tapewire entity
8532
SEC CIK
0001546296
Parsed reports
109

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 5, 2024 17:21 UTC
He XinCEO · 10% owner
GrantCommon Stock 1,000,000 $0.50 $495,000.00
Disclosure

SEC source: 0001437749-24-022254 · rdgdoc.xml · nonDerivative · entry 2

He Xin · CIK 0001489128 · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,280,938

F3 · ownership.direct: On June 28, 2024, the Company entered into a stock purchase agreement of 1,000,000 shares of the Company's common stock at a unit price of $0.495 with Eighty-eight Investment LLC, wholly owned and controlled by Mr. He. The Agreement resulted in aggregate proceeds of $495,000.

F3 · ownership.nature: On June 28, 2024, the Company entered into a stock purchase agreement of 1,000,000 shares of the Company's common stock at a unit price of $0.495 with Eighty-eight Investment LLC, wholly owned and controlled by Mr. He. The Agreement resulted in aggregate proceeds of $495,000.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 17:21 UTC
He XinCEO · 10% owner
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022254 · rdgdoc.xml · nonDerivative · entry 1

He Xin · CIK 0001489128 · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,938

F2 · shares: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the Executive will vest one third (1/3) annually. The last 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

Read SEC document
July 19, 2023 Filed Jul 31, 2023 09:00 UTC
He XinChief Executive Officer
GrantRestricted Stock Units · Derivative 80,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026010 · ownership.xml · derivative · entry 3

He Xin · CIK 0001489128 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the executive will vest in accordance with the following schedule: (i) 40,000 shares underlying the Restricted Stock Units were vested on July 19, 2023, (ii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2024, and (iii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

F2 · derivative.expiration_date: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the executive will vest in accordance with the following schedule: (i) 40,000 shares underlying the Restricted Stock Units were vested on July 19, 2023, (ii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2024, and (iii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

F3 · balance_after: Includes an option to acquire 15,000 shares of the Issuer's Common Stock that was issued to Mr. He prior to the reported transactions.

Read SEC document
July 19, 2023 Filed Jul 31, 2023 09:00 UTC
He XinChief Executive Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026010 · ownership.xml · nonDerivative · entry 2

He Xin · CIK 0001489128 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,938

F2 · shares: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the executive will vest in accordance with the following schedule: (i) 40,000 shares underlying the Restricted Stock Units were vested on July 19, 2023, (ii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2024, and (iii) 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

Read SEC document
July 19, 2023 Filed Jul 31, 2023 09:00 UTC
He XinChief Executive Officer
GrantCommon Stock 13,289 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026010 · ownership.xml · nonDerivative · entry 1

He Xin · CIK 0001489128 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,938

F4 · shares: Mr. He received 13,289 shares as bonus compensation on July 19, 2023.

Read SEC document
July 19, 2023 Filed Jul 31, 2023 13:00 UTC
AICHLER LARRY SChief Financial Officer
GrantCommon Stock 6,645 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026007 · ownership.xml · nonDerivative · entry 1

AICHLER LARRY S · CIK 0001873186 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,645

F1 · security: Mr. Aichler received 6,645 shares as bonus compensation on July 19, 2023.

F2 · balance_after: Mr. Aichler also holds an option to acquire 15,000 shares of the Issuer's Common Stock that was issued prior to the reported transaction.

Read SEC document
July 19, 2023 Filed Jul 5, 2024 17:21 UTC
He XinCEO · 10% owner
GrantRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022254 · rdgdoc.xml · derivative · entry 3

He Xin · CIK 0001489128 · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the Executive will vest one third (1/3) annually. The last 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

F2 · derivative.expiration_date: On July 18, 2023, the Company granted an award of 120,000 shares of Restricted Stock Units to Mr. He in connection with the execution of an employment agreement between the Company and Mr. He. The Restricted Stock Units issued to the Executive will vest one third (1/3) annually. The last 40,000 shares underlying the Restricted Stock Units will vest on July 18, 2025.

Read SEC document
June 15, 2023 Filed Jul 31, 2023 09:00 UTC
Zhang HaoDirector
GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026006 · ownership.xml · derivative · entry 1

Zhang Hao · CIK 0001688369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,995

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F2 · derivative.expiration_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F3 · balance_after: Includes 48,897 shares owned by Mr. Zhang.

Read SEC document
June 15, 2023 Filed Jul 31, 2023 09:00 UTC
Liu XianfangDirector
GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026009 · ownership.xml · derivative · entry 1

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,921

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F2 · derivative.expiration_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F3 · balance_after: Includes 13,823 shares owned by Mr. Liu.

Read SEC document
June 15, 2023 Filed Jul 31, 2023 13:00 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026004 · ownership.xml · derivative · entry 1

Renn Christopher · CIK 0001943712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,769

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F2 · derivative.expiration_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F3 · balance_after: Includes 12,671 shares owned by Mr. Renn.

Read SEC document
June 15, 2023 Filed Jul 31, 2023 13:00 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026005 · ownership.xml · derivative · entry 1

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,306

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F2 · derivative.expiration_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F3 · balance_after: Includes 27,208 shares owned by Ms. Shea.

Read SEC document
June 15, 2023 Filed Jul 31, 2023 13:00 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026008 · ownership.xml · derivative · entry 1

Belsky Michael D · CIK 0001736884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,791

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F2 · derivative.expiration_date: The RSUs are to be vested automatically on June 14, 2024 under the non-employee director compensation policy and the applicable RSU agreement.

F3 · balance_after: Includes 37,693 shares owned by Mr. Belsky.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 21:28 UTC
Chou Yu-JinSecretary
SaleCommon Stock 1,834 $4.30 $7,886.20
Disclosure

SEC source: 0001493152-23-020614 · ownership.xml · nonDerivative · entry 2

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:28 UTC
Chou Yu-JinSecretary
SaleCommon Stock 1,500 $3.50 $5,250.00
Disclosure

SEC source: 0001493152-23-020614 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,834

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:26 UTC
Chou Yu-JinSecretary
SaleCommon Stock 1,500 $3.00 $4,500.00
Disclosure

SEC source: 0001493152-23-019977 · ownership.xml · nonDerivative · entry 2

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:26 UTC
Chou Yu-JinSecretary
SaleCommon Stock 2,000 $3.80 $7,600.00
Disclosure

SEC source: 0001493152-23-019977 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,834

Read SEC document
May 30, 2023 Filed May 30, 2023 23:18 UTC
Chou Yu-JinSecretary
SaleCommon Stock 857 $4.00 $3,428.00
Disclosure

SEC source: 0001493152-23-019513 · ownership.xml · nonDerivative · entry 2

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,834

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC
Chou Yu-JinSecretary
SaleCommon Stock 2,848 $4.51 $12,844.48
Disclosure

SEC source: 0001493152-23-019513 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,691

Read SEC document
May 22, 2023 Filed May 23, 2023 00:14 UTC
Chou Yu-JinSecretary
SaleCommon Stock 1,415 $4.50 $6,367.50
Disclosure

SEC source: 0001493152-23-018631 · ownership.xml · nonDerivative · entry 3

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,539

Read SEC document
May 19, 2023 Filed May 23, 2023 00:14 UTC
Chou Yu-JinSecretary
SaleCommon Stock 1,502 $4.57 $6,864.14
Disclosure

SEC source: 0001493152-23-018631 · ownership.xml · nonDerivative · entry 2

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,954

Read SEC document
May 18, 2023 Filed May 23, 2023 00:14 UTC
Chou Yu-JinSecretary
SaleCommon Stock 44 $4.51 $198.44
Disclosure

SEC source: 0001493152-23-018631 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,456

Read SEC document
December 09, 2022 Filed Dec 12, 2022 23:08 UTC SaleRestrict Stock Units 15,000 $0.62 $9,346.50
Disclosure

SEC source: 0001493152-22-035218 · ownership.xml · nonDerivative · entry 3

AICHLER LARRY S · CIK 0001873186 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · balance_after: Mr. Aichler owned 1,000 shares of common stock of the Company directly after the transactions reported hereunder and 30,000 granted options to acquire common stock at $2.10 per share, among which one-third of these options vested on the first anniversay of the grant date (June 14, 2021), one-third vested on the second anniversary of such grant date (June 14, 2022), the remaining third will vest on the third anniversary of the grant date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 23:08 UTC SaleRestrict Stock Units 15,000 $0.71 $10,686.00
Disclosure

SEC source: 0001493152-22-035218 · ownership.xml · nonDerivative · entry 2

AICHLER LARRY S · CIK 0001873186 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Read SEC document
December 06, 2022 Filed Dec 12, 2022 23:08 UTC SaleRestrict Stock Units 10,000 $0.73 $7,296.00
Disclosure

SEC source: 0001493152-22-035218 · ownership.xml · nonDerivative · entry 1

AICHLER LARRY S · CIK 0001873186 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Read SEC document
June 03, 2022 Filed Jun 6, 2022 09:20 UTC
Reyes GraceDirector
GrantRestricted Stock Units 27,646 $0.90 $25,000.28
Disclosure

SEC source: 0001493152-22-015949 · ownership.xml · nonDerivative · entry 1

Reyes Grace · CIK 0001816869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,326

Read SEC document
June 03, 2022 Filed Jun 6, 2022 09:20 UTC
Zhang HaoDirector
GrantRestricted Stock Units 27,646 $0.90 $25,000.28
Disclosure

SEC source: 0001493152-22-015952 · ownership.xml · nonDerivative · entry 1

Zhang Hao · CIK 0001688369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,795

Read SEC document
June 03, 2022 Filed Jun 6, 2022 09:20 UTC
Liu XianfangDirector
GrantRestricted Stock Units 27,646 $0.90 $25,000.28
Disclosure

SEC source: 0001493152-22-015951 · ownership.xml · nonDerivative · entry 1

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,646

Read SEC document
June 03, 2022 Filed Jun 6, 2022 09:20 UTC GrantRestricted Stock Units 44,000 $0.90 $39,789.20
Disclosure

SEC source: 0001493152-22-015955 · ownership.xml · nonDerivative · entry 1

He Xin · CIK 0001489128 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,299

F1 · balance_after: Mr. He owned 31,299 shares of common stock of the Company directly and 30,000 vested options to acquire common stock at $2.23 per share prior to the reported transaction. On June 25,2020, the Company granted an award of 300,000 shares of Restricted Stock Units to Mr. He, among which 200,000 shares underlying the Restricted Stock Units were vested and 100,000 shares underlying the Restricted Stock Units will be vested on June 25, 2022.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 28,000 $0.90 $25,320.40
Disclosure

SEC source: 0001493152-22-015946 · ownership.xml · nonDerivative · entry 1

AICHLER LARRY S · CIK 0001873186 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

F1 · balance_after: Mr. Aichler owned 15,000 shares of common stock of the Company directly and 30,000 granted options to acquire common stock at $2.10 per share, among which one-third of these options vest on the first anniversay of the grant date (June 14, 2021), one-third vest on the second anniversary of such grant date, the remaining third vest on the third anniversary of the grant date.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 10,000 $0.90 $9,043.00
Disclosure

SEC source: 0001493152-22-015950 · ownership.xml · nonDerivative · entry 1

Bozzuto Megan Elizabeth · CIK 0001888841 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 27,646 $0.90 $25,000.28
Disclosure

SEC source: 0001493152-22-015954 · ownership.xml · nonDerivative · entry 1

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,326

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 18,000 $0.90 $16,277.40
Disclosure

SEC source: 0001493152-22-015945 · ownership.xml · nonDerivative · entry 1

HALL MICHAEL JOHN · CIK 0001604707 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · balance_after: Mr. Hall owned 20,000 vested options to acquire common stock at $27.60 (recalculted after a 1-8 reverse split in September 2016) per share prior to the reported transaction.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC
Chou Yu-JinChief of Staff
GrantRestricted Stock Units 19,000 $0.90 $17,181.70
Disclosure

SEC source: 0001493152-22-015948 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 27,646 $0.90 $25,000.28
Disclosure

SEC source: 0001493152-22-015947 · ownership.xml · nonDerivative · entry 1

Belsky Michael D · CIK 0001736884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,387

Read SEC document
June 03, 2022 Filed Jun 6, 2022 13:20 UTC GrantRestricted Stock Units 20,000 $0.90 $18,086.00
Disclosure

SEC source: 0001493152-22-015943 · ownership.xml · nonDerivative · entry 1

Hoersten Chad · CIK 0001571097 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Read SEC document
October 30, 2021 Filed Nov 5, 2021 18:32 UTC GrantCommon Stock 751,737 $1.50 $1,127,605.50
Disclosure

SEC source: 0001493152-21-027428 · ownership.xml · nonDerivative · entry 1

Cosmic Forward Ltd · CIK 0001688115 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139,203

Read SEC document
October 13, 2021 Filed Oct 15, 2021 16:06 UTC GrantRestricted Stock Units 15,000 $1.43 $21,450.00
Disclosure

SEC source: 0001493152-21-025548 · ownership.xml · nonDerivative · entry 1

He Xin · CIK 0001489128 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,299

F1 · balance_after: Mr. He owned 16, 299 shares of common stock of the Company directly and 30,000 vested options to acquire common stock at $2.23 per share prior to the reported transaction. On June 25,2020, the Company granted an award of 300,000 shares of Restricted Stock Units to Mr. He, among which 200,000 shares underlying the Restricted Stock Units were vested and 100,000 shares underlying the Restricted Stock Units will be vested on June 25, 2022.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 20:06 UTC
Chou Yu-JinSecretary
GrantRestricted Stock Units 8,000 $1.43 $11,440.00
Disclosure

SEC source: 0001493152-21-025549 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
October 13, 2021 Filed Oct 15, 2021 20:06 UTC GrantRestricted Stock Units 13,000 $1.43 $18,590.00
Disclosure

SEC source: 0001493152-21-025546 · ownership.xml · nonDerivative · entry 1

AICHLER LARRY S · CIK 0001873186 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
October 13, 2021 Filed Oct 15, 2021 20:05 UTC
Hoersten ChadChief Technology Officer
GrantRestricted Stock Units 8,000 $1.43 $11,440.00
Disclosure

SEC source: 0001493152-21-025547 · ownership.xml · nonDerivative · entry 1

Hoersten Chad · CIK 0001571097 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
September 29, 2021 Filed Oct 6, 2021 17:13 UTC GrantCommon Stock 948,767 $1.05 $1,000,000.42
Disclosure

SEC source: 0001493152-21-024832 · ownership.xml · nonDerivative · entry 1

Cosmic Forward Ltd · CIK 0001688115 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,336,233

Read SEC document
June 14, 2021 Filed Jul 19, 2021 08:42 UTC
Reyes GraceDirector
GrantRestricted Stock Units · Derivative 11,905 $2.10 $25,000.50
Disclosure

SEC source: 0001493152-21-017139 · ownership.xml · derivative · entry 1

Reyes Grace · CIK 0001816869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,680

Underlying: Common Stock · 11,905 shares

Expires 2031-06-13

F1 · security: Such 11,905 restricted stock units shall be vested on June 13, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

Read SEC document
June 14, 2021 Filed Jul 19, 2021 08:46 UTC
Zhang HaoDirector
GrantRestricted Stock Units · Derivative 11,905 $2.10 $25,000.50
Disclosure

SEC source: 0001493152-21-017143 · ownership.xml · derivative · entry 1

Zhang Hao · CIK 0001688369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,149

Underlying: Common Stock · 11,905 shares

Expires 2031-06-13

F1 · security: Such 11,905 restricted stock units shall be vested on June 13, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

Read SEC document
June 14, 2021 Filed Jul 19, 2021 12:44 UTC GrantRestricted Stock Units · Derivative 11,905 $2.10 $25,000.50
Disclosure

SEC source: 0001493152-21-017141 · ownership.xml · derivative · entry 1

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,680

Underlying: Common Stock · 11,905 shares

Expires 2031-06-13

F1 · security: Such 11,905 restricted stock units shall be vested on June 13, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

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June 14, 2021 Filed Jul 19, 2021 12:40 UTC
Gong HaibinDirector
GrantRestricted Stock Units · Derivative 11,905 $2.10 $25,000.50
Disclosure

SEC source: 0001493152-21-017137 · ownership.xml · derivative · entry 1

Gong Haibin · CIK 0001749335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,456

Underlying: Common Stock · 11,905 shares

Expires 2031-06-13

F1 · security: Such 11,905 restricted stock units shall be vested on June 13, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

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June 14, 2021 Filed Jul 19, 2021 12:37 UTC GrantRestricted Stock Units · Derivative 11,905 $2.10 $25,000.50
Disclosure

SEC source: 0001493152-21-017135 · ownership.xml · derivative · entry 1

Belsky Michael D · CIK 0001736884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,741

Underlying: Common Stock · 11,905 shares

Expires 2031-06-13

F1 · security: Such 11,905 restricted stock units shall be vested on June 13, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

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May 20, 2021 Filed May 24, 2021 21:29 UTC
Chou Yu-JinSecretary
SaleCommon Stock 4,886 $1.76 $8,599.36
Disclosure

SEC source: 0001493152-21-012762 · ownership.xml · nonDerivative · entry 1

Chou Yu-Jin · CIK 0001845684 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 30, 2020 Filed Jul 28, 2020 07:33 UTC GrantCommon Stock, par value $0.0001 per share 312,500 $3.20 $1,000,000.00
Disclosure

SEC source: 0001493152-20-014078 · ownership.xml · nonDerivative · entry 1

Malven Group Ltd · CIK 0001810551 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,737

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June 25, 2020 Filed Jun 29, 2020 06:21 UTC GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001493152-20-012014 · ownership.xml · derivative · entry 1

OBrien Charles Martin · CIK 0001811487 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 25, 2021, the Company granted an option to purchase 30,000 shares of Common Stock to Mr. O'Brien. The options issued to the executive will vest in accordance with the following schedule: (i) 10,000 shares underlying the option will vest on June 25, 2021, (ii) 10,000 shares underlying the option will vest on June 25, 2022, and (iii) 10,000 shares underlying the option will vest on June 25, 2023. The options will expire on June 25, 2030

F1 · derivative.expiration_date: On June 25, 2021, the Company granted an option to purchase 30,000 shares of Common Stock to Mr. O'Brien. The options issued to the executive will vest in accordance with the following schedule: (i) 10,000 shares underlying the option will vest on June 25, 2021, (ii) 10,000 shares underlying the option will vest on June 25, 2022, and (iii) 10,000 shares underlying the option will vest on June 25, 2023. The options will expire on June 25, 2030

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June 25, 2020 Filed Jul 6, 2020 18:30 UTC
He XinChief Executive Officer
GrantRestricted Stock Units · Derivative 300,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001493152-20-012695 · ownership.xml · derivative · entry 1

He Xin · CIK 0001489128 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,299

Underlying: Common Stock · 300,000 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Mr. He owned 16, 299 shares of common stock of the Company directly and 20,000 vested options to acquire common stock at $2.23 per share prior to the reported transaction. On June 25, 2020, the Company granted an award of 300,000 shares of Restricted Stock Units <0x200E>to Mr. He. The Restricted Stock Units issued to the executive will vest in accordance with the following schedule: (i) 100,000 shares underlying the Restricted Stock Units were vested on June 25, 2020, (ii) 100,000 shares underlying the Restricted Stock Units will vest on June 25, 2021, and (iii) 100,000 shares underlying the Restricted Stock Units will vest on June 25, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.