IOVA

SEC source: 0001104659-19-070006 · tm1924459d1_4.xml · nonDerivative · entry 1

Fardis Maria · CIK 0001559231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,327

F1 · shares: Exempt transaction pursuant to Section 16(b) and the rules thereunder. All of the shares reported as disposed of in this Form 4 were automatically withheld by the Issuer in accordance with the terms of the grant of the Restricted Stock Units ("RSUs") dated June 1, 2016, to satisfy federal and state tax withholding and payment obligations resulting from the vesting and settlement of RSUs. The Reporting Person did not receive or sell any of the shares reported on this Form 4 item; these shares were withheld and subsequently canceled by the Issuer in accordance with the foregoing. The grant of the RSUs was previously reported in Table I of the Reporting Person's initial Form 4 reporting the acquisition of common stock pursuant to the June 1, 2016 grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units ("RSUs").

SEC source: 0001250853-16-000184 · primary_doc.xml · derivative · entry 1

SCHIFFMAN GREGORY T · CIK 0001239011 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2026-11-14

F1 · derivative.exercise_date: The option will vest as to 100,000 shares on October 3, 2017, and the remaining 200,000 shares will vest as to 25,000 shares quarterly over the next two years after October 3, 2017, provided the Reporting Person is still providing services to the Issuer on the respective dates.