INV

SEC source: 0001140361-25-015429 · form4.xml · derivative · entry 7

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 578,294

Underlying: Common Stock · 462,636 shares

Expires 2030-03-24

F7 · derivative.exercise_price: The Series C Preferred Stock, par value $0.0001 per share ("Series C Preferred Stock") of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock.

F9 · price: The shares of Series C Preferred Stock were issued for no additional payment to the Glockner Fund in satisfaction of a loan made to AeroFlexx Packaging Company, LLC, a Delaware limited liability company and indirect partially-owned subsidiary of the Company, by Auto Now Acceptance Co., LLC ("Auto Now"), an affiliate of the Glockner Fund. The Reporting Person serves as a director of Auto Now, is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any.

F10 · price: The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

F8 · derivative.exercise_date: Holders of Series C Preferred Stock may convert all of their shares of Series C Preferred Stock into shares of Common Stock upon the effectiveness of a registration statement filed with the SEC under the Securities Act of 1933, as amended, covering the resale of the shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock.

F9 · ownership.nature: The shares of Series C Preferred Stock were issued for no additional payment to the Glockner Fund in satisfaction of a loan made to AeroFlexx Packaging Company, LLC, a Delaware limited liability company and indirect partially-owned subsidiary of the Company, by Auto Now Acceptance Co., LLC ("Auto Now"), an affiliate of the Glockner Fund. The Reporting Person serves as a director of Auto Now, is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any.

F10 · ownership.nature: The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

SEC source: 0001140361-25-015432 · form4.xml · derivative · entry 5

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,161

Underlying: Common Stock · 91,329 shares

Expires 2030-03-24

F4 · derivative.exercise_price: The Series C Preferred Stock, par value $0.0001 per share ("Series C Preferred Stock") of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock.

F6 · price: The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC by the Reporting Person. The Reporting Person also received a cash payment of $180,042 from the Issuer in satisfaction of the loan.

F5 · derivative.exercise_date: Holders of Series C Preferred Stock may convert all of their shares of Series C Preferred Stock into shares of Common Stock upon the effectiveness of a registration statement filed with the SEC under the Securities Act of 1933, as amended, covering the resale of the shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock.

SEC source: 0001140361-25-015431 · form4.xml · derivative · entry 5

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,334

Underlying: Common Stock · 181,068 shares

Expires 2030-03-24

F4 · derivative.exercise_price: The Series C Preferred Stock, par value $0.0001 per share ("Series C Preferred Stock") of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00 and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock.

F6 · price: The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC by the Reporting Person. The Reporting Person also received a cash payment of $194,507 from the Issuer in satisfaction of the loan.

F5 · derivative.exercise_date: Holders of Series C Preferred Stock may convert all of their shares of Series C Preferred Stock into shares of Common Stock upon the effectiveness of a registration statement filed with the SEC under the Securities Act of 1933, as amended, covering the resale of the shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock.

SEC source: 0001140361-25-015429 · form4.xml · nonDerivative · entry 6

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,431

F5 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 13,919 shares of Common Stock were distributed to the Donnally Trust and (ii) 44,414 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

F6 · ownership.nature: Represents shares of Common Stock held by the Donnally Trust.

SEC source: 0001140361-25-015429 · form4.xml · nonDerivative · entry 5

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 13,919 shares of Common Stock were distributed to the Donnally Trust and (ii) 44,414 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

F5 · ownership.nature: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 13,919 shares of Common Stock were distributed to the Donnally Trust and (ii) 44,414 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015432 · form4.xml · nonDerivative · entry 4

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,252,285

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of the common stock, par value $0.0001 per share ("Common Stock") of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 7,126 shares of Common Stock were distributed to the Reporting Person and (ii) 51,207 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015432 · form4.xml · nonDerivative · entry 3

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of the common stock, par value $0.0001 per share ("Common Stock") of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 7,126 shares of Common Stock were distributed to the Reporting Person and (ii) 51,207 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

F3 · ownership.nature: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of the common stock, par value $0.0001 per share ("Common Stock") of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 7,126 shares of Common Stock were distributed to the Reporting Person and (ii) 51,207 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 4

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,051

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 3

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

F3 · ownership.nature: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015427 · form4.xml · nonDerivative · entry 1

Haskell Gregory W · CIK 0002032516 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,115

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer, LCW Merger Sub, Inc., and Innventure Merger Sub, LLC.

SEC source: 0001140361-25-015429 · form4.xml · nonDerivative · entry 4

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 739,566

F4 · price: Received by the Glockner Family Venture Fund (the "Glockner Fund") in connection with the Milestone Achievement. The Reporting Person is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer Consulting Group, LLC ("Bellringer"), the general partner of the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

F4 · ownership.nature: Received by the Glockner Family Venture Fund (the "Glockner Fund") in connection with the Milestone Achievement. The Reporting Person is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer Consulting Group, LLC ("Bellringer"), the general partner of the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

SEC source: 0001140361-25-015429 · form4.xml · nonDerivative · entry 3

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,333

F3 · price: Received in connection with the Milestone Achievement. These shares of Common Stock are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

F3 · ownership.nature: Received in connection with the Milestone Achievement. These shares of Common Stock are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

SEC source: 0001140361-25-015429 · form4.xml · nonDerivative · entry 2

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,486,512

F2 · price: Received by the Donnally Trust in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among the Issuer (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer ("Innventure LLC"), LCW Merger Sub, Inc., and Innventure Merger Sub, LLC (the "Milestone Achievement").

F1 · ownership.nature: Reflects shares of common stock, par value $0.0001 per share ("Common Stock") of Innventure, Inc. (the "Issuer") held by the James O. Donnally Revocable Trust (the "Donnally Trust"). The Reporting Person has voting and investment power over the shares of Common Stock held by the Donnally Trust.

SEC source: 0001140361-25-015428 · form4.xml · nonDerivative · entry 2

Yablunosky David · CIK 0002032137 · Director · CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Community National Bank Custodian FBO David Yablunosky Roth IRA

Disclosed balance after: 32,866

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer, LCW Merger Sub, Inc., and Innventure Merger Sub, LLC.

SEC source: 0001140361-25-015430 · form4.xml · nonDerivative · entry 1

Austrup Roland · CIK 0002032138 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,264

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer, LCW Merger Sub, Inc., and Innventure Merger Sub, LLC.

SEC source: 0001140361-25-015432 · form4.xml · nonDerivative · entry 2

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,333

F2 · price: Received in connection with the Milestone Achievement. These shares of Common Stock are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

F2 · ownership.nature: Received in connection with the Milestone Achievement. These shares of Common Stock are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001140361-25-015432 · form4.xml · nonDerivative · entry 1

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,245,159

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer ("Innventure LLC"), LCW Merger Sub, Inc., and Innventure Merger Sub, LLC (the "Milestone Achievement").

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,333

F2 · price: Received in connection with the Milestone Achievement. These shares of common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

F2 · ownership.nature: Received in connection with the Milestone Achievement. These shares of common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960,771

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer ("Innventure LLC"), LCW Merger Sub, Inc., and Innventure Merger Sub, LLC (the "Milestone Achievement").

SEC source: 0001140361-24-049064 · form4.xml · nonDerivative · entry 1

Williams Elizabeth Suzanne · CIK 0002032919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,377

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of the Company's shareholders.

SEC source: 0001140361-24-049058 · form4.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,377

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of the Company's shareholders.

SEC source: 0001140361-24-049055 · form4.xml · derivative · entry 3

Yablunosky David · CIK 0002032137 · Director · CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,934

Underlying: Common Stock · 163,934 shares

Expires 2034-12-09

F2 · derivative.exercise_date: The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable with respect to (i) 25% of the shares of Common Stock underlying the Stock Options on May 1, 2025 and (ii) 75% of the shares of Common Stock underlying the Stock Options in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049055 · form4.xml · nonDerivative · entry 1

Yablunosky David · CIK 0002032137 · Director · CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,066

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting in three equal installments on May 1, 2025, May 1, 2026, and May 1, 2027, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049066 · form4.xml · nonDerivative · entry 1

Brown Bruce · CIK 0001436840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,377

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of the Company's shareholders.

SEC source: 0001140361-24-049062 · form4.xml · nonDerivative · entry 1

Amalfitano Michael · CIK 0001926902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,377

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of the Company's shareholders.

SEC source: 0001140361-24-049060 · form4.xml · derivative · entry 3

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,934

Underlying: Common Stock · 163,934 shares

Expires 2034-12-09

F3 · derivative.exercise_date: The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049060 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,867,861

F1 · shares: Restricted Stock Units granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049053 · form4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177,639

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of the Company's shareholders.

SEC source: 0001140361-24-049051 · form4.xml · derivative · entry 2

Niemeyer Suzanne · CIK 0001780863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,934

Underlying: Common Stock · 163,934 shares

Expires 2034-12-09

F2 · derivative.exercise_date: The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable with respect to (i) 25% of the shares of Common Stock underlying the Stock Options on May 1, 2025 and (ii) 75% of the shares of Common Stock underlying the Stock Options in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049051 · form4.xml · nonDerivative · entry 1

Niemeyer Suzanne · CIK 0001780863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,066

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting in three equal installments on May 1, 2025, May 1, 2026, and May 1, 2027, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049049 · form4.xml · derivative · entry 3

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,295

Underlying: Common Stock · 262,295 shares

Expires 2034-12-09

F3 · derivative.exercise_date: The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049049 · form4.xml · nonDerivative · entry 1

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,090,330

F1 · shares: Restricted Stock Units granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.