Scott John Stewart

SEC source: 0002001557-26-000044 · wk-form4_1772487794.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814,998

F1 · shares: Shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0002001557-25-000021 · wk-form4_1764210864.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.36, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-25-016039 · form4.xml · derivative · entry 2

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452,668 shares

Expires 2030-03-24

F1 · derivative.exercise_price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · kind: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-016039 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,417,719

F1 · kind: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-015431 · form4.xml · derivative · entry 5

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,334

Underlying: Common Stock · 181,068 shares

Expires 2030-03-24

F4 · derivative.exercise_price: The Series C Preferred Stock, par value $0.0001 per share ("Series C Preferred Stock") of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00 and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock.

F6 · price: The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC by the Reporting Person. The Reporting Person also received a cash payment of $194,507 from the Issuer in satisfaction of the loan.

F5 · derivative.exercise_date: Holders of Series C Preferred Stock may convert all of their shares of Series C Preferred Stock into shares of Common Stock upon the effectiveness of a registration statement filed with the SEC under the Securities Act of 1933, as amended, covering the resale of the shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 4

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,051

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 3

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

F3 · ownership.nature: On February 13, 2025, Innventure1 effected a pro rata distribution (the "Distribution") of all of the shares of Common Stock of the Issuer held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of Innventure1. Pursuant to the Distribution, (i) 4,280 shares of Common Stock were distributed to the Reporting Person and (ii) 54,053 shares of Common Stock were distributed to other members of Innventure1, which shares the Reporting Person has no pecuniary interest in.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,333

F2 · price: Received in connection with the Milestone Achievement. These shares of common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

F2 · ownership.nature: Received in connection with the Milestone Achievement. These shares of common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001140361-25-015431 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960,771

F1 · price: Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer ("Innventure LLC"), LCW Merger Sub, Inc., and Innventure Merger Sub, LLC (the "Milestone Achievement").

SEC source: 0001140361-24-049060 · form4.xml · derivative · entry 3

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,934

Underlying: Common Stock · 163,934 shares

Expires 2034-12-09

F3 · derivative.exercise_date: The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001140361-24-049060 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,867,861

F1 · shares: Restricted Stock Units granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.

SEC source: 0001452844-23-000004 · wf-form4_168383922431390.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,187

F1 · shares: The restricted stock units were granted as part of the Company's 2021 long-term incentive plan and will vest on the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Company's regular annual meeting of stockholders which occurs in the calendar year following the calendar year in which the date of grant occurs.

SEC source: 0001452844-22-000023 · wf-form4_165835423637072.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,709

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.21 to $7.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000021 · wf-form4_165831622460889.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,425

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000019 · wf-form4_165818341165678.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,971

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000017 · wf-form4_165791904626370.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,897

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000017 · wf-form4_165791904626370.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,697

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.005 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000015 · wf-form4_165765913194206.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000013 · wf-form4_165723137491289.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,709

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000013 · wf-form4_165723137491289.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000011 · wf-form4_165707161438970.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,896

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.295 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000009 · wf-form4_165645035375186.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,709

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.51 to $8.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000007 · wf-form4_165598569459193.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,709

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These share $8.18 to $8.60 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000007 · wf-form4_165598569459193.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,138

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These share $8.40 to $8.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001452844-22-000005 · wf-form4_165238653740781.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,709

F1 · shares: The restricted stock units were granted as part of the Company's 2021 long-term incentive plan and will vest on the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Company's regular annual meeting of stockholders which occurs in the calendar year following the calendar year in which the date of grant occurs.

SEC source: 0001452844-23-000002 · wf-form4_167632579499235.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dena Elizabeth Scott, Spouse

Disclosed balance after: 1,000,000

F1 · kind: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household.

SEC source: 0001452844-23-000002 · wf-form4_167632579499235.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,994

F1 · kind: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household.

F2 · balance_after: Includes 197,285 shares of common stock acquired on June 3, 2022, in a distribution exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001452844-22-000002 · wf-form4_164125322875458.xml · nonDerivative · entry 2

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2021 John S. Scott Family Exempt Irrevocable Trust

Disclosed balance after: 1,125,000

F1 · shares: The reporting person transferred 1,125,000 shares of the Company's common stock to a family trust of which the reporting person's spouse is trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001452844-22-000002 · wf-form4_164125322875458.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,262

F1 · shares: The reporting person transferred 1,125,000 shares of the Company's common stock to a family trust of which the reporting person's spouse is trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001452844-21-000004 · wf-form4_162888990168644.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731,262

F1 · shares: The restricted stock units were granted as part of the Company's 2021 long-term incentive plan and will vest on the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Company's regular annual meeting of stockholders which occurs in the calendar year following the calendar year in which the date of grant occurs.