INV

SEC source: 0002001557-26-000044 · wk-form4_1772487794.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814,998

F1 · shares: Shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0002001557-26-000043 · wk-form4_1772487785.xml · nonDerivative · entry 1

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,274,030

F1 · shares: Shares withheld to cover tax withholding obligations in connection with vesting of restricted stock units.

SEC source: 0002001557-26-000032 · wk-form4_1771980208.xml · nonDerivative · entry 1

Brown Bruce · CIK 0001436840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,634

F1 · shares: Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the fourth quarter of 2025.

SEC source: 0002001557-26-000030 · wk-form4_1771980141.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,305

F1 · shares: Fully vested common stock, par value $0.0001 per share ("Common Stock"), of Innventure, Inc. (the "Issuer") received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the fourth calendar quarter of 2025.

F2 · balance_after: On September 30, 2025, the Reporting Person transferred 4,750 directly owned shares of Common Stock to the James O. Donnally Revocable Trust (the "Donnally Trust"). Additionally, on the date hereof, the Reporting Person transferred 7,180 directly owned shares of Common Stock to the Donnally Trust. The Reporting Person has voting and investment power over the shares of Common Stock held by the Donnally Trust.

SEC source: 0001140361-25-046069 · form4.xml · nonDerivative · entry 2

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,135,284

F3 · price: The shares were sold in multiple transactions at prices ranging from $4.33 to $5.12 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-046069 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,387,786

F1 · price: The shares were sold in multiple transactions at prices ranging from $4.65 to $5.08 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0002001557-25-000044 · wk-form4_1764969636.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 761,095

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.32, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-25-044244 · form4.xml · nonDerivative · entry 3

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,572,561

F4 · price: The shares were sold in multiple transactions at prices ranging from $4.52 to $5.00 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-044244 · form4.xml · nonDerivative · entry 2

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,745,150

F3 · price: The shares were sold in multiple transactions at prices ranging from $4.79 to $5.12 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0002001557-25-000030 · wk-form4_1764797484.xml · nonDerivative · entry 1

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,492,607

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.97 to $5.12, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0002001557-25-000028 · wk-form4_1764797394.xml · nonDerivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,935

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-25-044244 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,863,051

F1 · price: The shares were sold in multiple transactions at prices ranging from $4.88 to $5.62 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0002001557-25-000029 · wk-form4_1764797435.xml · nonDerivative · entry 1

Austrup Roland · CIK 0002032138 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868,164

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.92 to $5.23, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0002001557-25-000028 · wk-form4_1764797394.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 825,385

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.60, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0002001557-25-000023 · wk-form4_1764211045.xml · nonDerivative · entry 1

Haskell Gregory W · CIK 0002032516 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.10 to $5.18, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0002001557-25-000021 · wk-form4_1764210864.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.36, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0002001557-25-000020 · wk-form4_1764210839.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 907,378

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.64, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-25-054010 · wk-form4_1764106739.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 27,886

F1 · shares: Common Stock, par value $0.0001 per share ("Common Stock"), of Innventure, Inc. (the "Issuer") purchased by Our-No Family Holdings, LP. ("Our-No Family Holdings"). The Reporting Person has voting and investment power over the Common Stock held by Our-No Family Holdings.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.29 to $3.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Common Stock, par value $0.0001 per share ("Common Stock"), of Innventure, Inc. (the "Issuer") purchased by Our-No Family Holdings, LP. ("Our-No Family Holdings"). The Reporting Person has voting and investment power over the Common Stock held by Our-No Family Holdings.

SEC source: 0001140361-25-042895 · form4.xml · nonDerivative · entry 3

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,290,352

F4 · price: The shares were sold in multiple transactions at prices ranging from $3.11 to $3.84 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001628280-25-053637 · wk-form4_1763764188.xml · nonDerivative · entry 1

Niemeyer Suzanne · CIK 0001780863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,269

SEC source: 0001140361-25-042895 · form4.xml · nonDerivative · entry 2

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,592,563

F3 · price: The shares were sold in multiple transactions at prices ranging from $3.04 to $3.66 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-042895 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,828,328

F1 · price: The shares were sold in multiple transactions at prices ranging from $3.30 to $3.97 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-039740 · form4.xml · nonDerivative · entry 2

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,092,110

F3 · price: The shares were sold in multiple transactions at prices ranging from $2.51 to $3.09 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-039740 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,241,818

F1 · price: The shares were sold in multiple transactions at prices ranging from $2.85 to $3.05 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-039357 · form4.xml · nonDerivative · entry 3

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339,985

F4 · price: The shares were sold in multiple transactions at prices ranging from $2.92 to $3.23 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-039357 · form4.xml · nonDerivative · entry 2

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,603,612

F3 · price: The shares were sold in multiple transactions at prices ranging from $2.95 to $3.50 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-039357 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,797,199

F1 · price: The shares were sold in multiple transactions at prices ranging from $2.83 to $3.20 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-038098 · form4.xml · nonDerivative · entry 1

WE-INN LLC · CIK 0002039923 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,700

F1 · price: The shares were sold in multiple transactions at prices ranging from $3.45 to $4.81 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively.

SEC source: 0001140361-25-038054 · form4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,173,745

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.28, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-25-037732 · form4.xml · nonDerivative · entry 3

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,184,573

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.15, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0001140361-25-037732 · form4.xml · nonDerivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,193,179

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.01 to $5.015, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001140361-25-037732 · form4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,193,679

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.36, inclusive. The reporting person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-25-037031 · form4.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,055

F1 · shares: Fully vested common stock, par value $0.0001 per share ("Common Stock"), of Innventure, Inc. (the "Issuer") received by the Reporting Person under the Innventure, Inc. 2024 Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all of the cash retainer that would have otherwise been paid to the Reporting Person pursuant to the Plan during the third calendar quarter of 2025.

F4 · balance_after: On July 15, 2025, the Reporting Person transferred 7,377 directly owned shares of Common Stock to the Donnally Trust. The Reporting Person has voting and investment power over the shares of Common Stock held by the Donnally Trust.

SEC source: 0001140361-25-037032 · form4.xml · nonDerivative · entry 1

Brown Bruce · CIK 0001436840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,432

F1 · shares: Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Innventure, Inc. 2024 Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all of the cash retainer that would have otherwise been paid to the Reporting Person pursuant to the Plan during the third calendar quarter of 2025.

SEC source: 0001140361-25-032990 · form4.xml · nonDerivative · entry 1

Yablunosky David · CIK 0002032137 · Director · CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,530

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting in three equal installments on August 25, 2026, August 25, 2027, and August 25, 2028, subject to the Reporting Person's continuous service to the Issuer until the appliable vesting date.

SEC source: 0001140361-25-032989 · form4.xml · nonDerivative · entry 1

Niemeyer Suzanne · CIK 0001780863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,269

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting in three equal installments on August 25, 2026, August 25, 2027, and August 25, 2028, subject to the Reporting Person's continuous service to the Issuer until the appliable vesting date.

SEC source: 0001140361-25-032986 · form4.xml · nonDerivative · entry 1

Yablunosky David · CIK 0002032137 · Director · CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,790

F1 · date: This transaction is being reported late due to an administrative error.

F2 · shares: Shares withheld to cover tax withholding obligations in connection with the partial vesting of the restricted stock units.

SEC source: 0001140361-25-032984 · form4.xml · nonDerivative · entry 1

Niemeyer Suzanne · CIK 0001780863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,790

F1 · date: This transaction is being reported late due to an administrative error.

F2 · shares: Shares withheld to cover tax withholding obligations in connection with the partial vesting of the restricted stock units.

SEC source: 0001140361-25-024039 · form4.xml · nonDerivative · entry 1

Williams Elizabeth Suzanne · CIK 0002032919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.

SEC source: 0001140361-25-024041 · form4.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc. (the "Issuer").

SEC source: 0001140361-25-024043 · form4.xml · nonDerivative · entry 1

Amalfitano Michael · CIK 0001926902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.

SEC source: 0001140361-25-024042 · form4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,944

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.

SEC source: 0001140361-25-024040 · form4.xml · nonDerivative · entry 1

Brown Bruce · CIK 0001436840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682

F1 · shares: Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.

SEC source: 0001140361-25-016042 · form4.xml · derivative · entry 4

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,940,706 shares

Expires 2030-03-24

F1 · derivative.exercise_price: On April 25, 2025, the Glockner Family Venture Fund (the "Glockner Fund") converted 1,970,353 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the Glockner Fund of 3,940,706 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 25, 2025, the Reset Conversion Price was $5.00.

F1 · kind: On April 25, 2025, the Glockner Family Venture Fund (the "Glockner Fund") converted 1,970,353 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the Glockner Fund of 3,940,706 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 25, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 25, 2025, the Glockner Family Venture Fund (the "Glockner Fund") converted 1,970,353 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the Glockner Fund of 3,940,706 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 25, 2025, the Reset Conversion Price was $5.00.

F4 · ownership.nature: Represented shares of Series C Preferred Stock held directly by the Glockner Fund. The Reporting Person is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer, the general partner of the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

SEC source: 0001140361-25-016042 · form4.xml · nonDerivative · entry 1

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,680,272

F1 · kind: On April 25, 2025, the Glockner Family Venture Fund (the "Glockner Fund") converted 1,970,353 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the Glockner Fund of 3,940,706 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 25, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 25, 2025, the Glockner Family Venture Fund (the "Glockner Fund") converted 1,970,353 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the Glockner Fund of 3,940,706 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 25, 2025, the Reset Conversion Price was $5.00.

F2 · ownership.nature: Represents shares of Common Stock held directly by the Glockner Fund. The Reporting Person is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer Consulting Group, LLC ("Bellringer"), the general partner of the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act of 1934 (the "Exchange Act").

SEC source: 0001140361-25-016039 · form4.xml · derivative · entry 2

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452,668 shares

Expires 2030-03-24

F1 · derivative.exercise_price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · kind: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-016039 · form4.xml · nonDerivative · entry 1

Scott John Stewart · CIK 0001452844 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,417,719

F1 · kind: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-016035 · form4.xml · derivative · entry 2

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 228,322 shares

Expires 2030-03-24

F1 · derivative.exercise_price: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · kind: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-016035 · form4.xml · nonDerivative · entry 1

Otworth Michael · CIK 0001847082 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,480,607

F1 · kind: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

F1 · price: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.

SEC source: 0001140361-25-015429 · form4.xml · derivative · entry 8

Donnally James O · CIK 0002032141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,392,059

Underlying: Common Stock · 1,113,648 shares

Expires 2030-03-24

F7 · derivative.exercise_price: The Series C Preferred Stock, par value $0.0001 per share ("Series C Preferred Stock") of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock.

F11 · price: The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC, a wholly-owned subsidiary of the Issuer, by the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

F8 · derivative.exercise_date: Holders of Series C Preferred Stock may convert all of their shares of Series C Preferred Stock into shares of Common Stock upon the effectiveness of a registration statement filed with the SEC under the Securities Act of 1933, as amended, covering the resale of the shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock.

F11 · ownership.nature: The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC, a wholly-owned subsidiary of the Issuer, by the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.