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NYSE · USD

INUV

Inuvo, Inc.

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7934
SEC CIK
0000829323
Parsed reports
286

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2019 Filed Aug 16, 2019 21:40 UTC Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011638 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 98,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011637 · doc4.xml · derivative · entry 4

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,000

Underlying: Common Stock · 98,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on August 14, 2019, 33.33% on January 1, 2020 and 33.33% on July 1, 2020.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
Howe Richard KDirector · Chairman & CEO
GrantRestricted Stock Unit · Derivative 294,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011637 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,000

Underlying: Common Stock · 294,000 shares

Expires 2020-07-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on August 14, 2019, 33.33% on January 1, 2020 and 33.33% on July 1, 2020.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 38,465 $0.21 $8,077.65
Disclosure

SEC source: 0001225208-19-011637 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,479

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 98,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011637 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 46,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011636 · doc4.xml · derivative · entry 4

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

Underlying: Common Stock · 46,667 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on August 14, 2019, 33.33% on January 1, 2020 and 33.33% on July 1, 2020.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
BARRETT DON WALKER IIIChief Operating Officer
GrantRestricted Stock Unit · Derivative 140,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011636 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2020-07-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on August 14, 2019, 33.33% on January 1, 2020 and 33.33% on July 1, 2020.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 14,164 $0.21 $2,974.44
Disclosure

SEC source: 0001225208-19-011636 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,240

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:40 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 46,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011636 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 22:09 UTC PurchaseCommon Stock 167,000 $0.30 $50,100.00
Disclosure

SEC source: 0001225208-19-010333 · doc4.xml · nonDerivative · entry 3

TERRELL PATRICK · CIK 0001221222 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Meagan Terrell Trust, Patrick Terrell Trustee

Disclosed balance after: 167,000

Read SEC document
July 15, 2019 Filed Jul 17, 2019 22:09 UTC PurchaseCommon Stock 167,000 $0.30 $50,100.00
Disclosure

SEC source: 0001225208-19-010333 · doc4.xml · nonDerivative · entry 2

TERRELL PATRICK · CIK 0001221222 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kimberly Terrell Trust, Patrick Terrell Trustee

Disclosed balance after: 167,000

Read SEC document
July 15, 2019 Filed Jul 17, 2019 22:09 UTC PurchaseCommon Stock 333,000 $0.30 $99,900.00
Disclosure

SEC source: 0001225208-19-010333 · doc4.xml · nonDerivative · entry 1

TERRELL PATRICK · CIK 0001221222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,694

Read SEC document
July 15, 2019 Filed Jul 17, 2019 22:08 UTC PurchaseCommon Stock 1,650,000 $0.30 $495,000.00
Disclosure

SEC source: 0001225208-19-010332 · doc4.xml · nonDerivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,200

F1 · balance_after: Mr. Morgan may be deemed to be the beneficial owner of the 3,711,200 shares of Common Stock held by Ingalls & Snyder, LLC on his behalf.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:04 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 5,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010197 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 5,250 shares

Expires 2021-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:04 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 1,232 $0.36 $443.52
Disclosure

SEC source: 0001225208-19-010197 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,843

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:04 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010197 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 31,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009925 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 31,500 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on June 30, 2019, 25% on June 30, 2020 and 50% on June 30, 2021.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 12,364 $0.42 $5,192.88
Disclosure

SEC source: 0001225208-19-009925 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,944

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 31,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009925 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009924 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 11,250 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on June 30, 2019, 25% on June 30, 2020 and 50% on June 30, 2021.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC Tax withholdingCommon Stock 4,621 $0.42 $1,940.82
Disclosure

SEC source: 0001225208-19-009924 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,112

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009924 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009923 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on June 30, 2019, 25% on June 30, 2020 and 50% on June 30, 2021.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 4,553 $0.42 $1,912.26
Disclosure

SEC source: 0001225208-19-009923 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,737

F1 · shares: Shares withheld by Inuvo, Inc. to satisfy the individual's withholding taxes payable upon vesting of restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:23 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009923 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006460 · doc4.xml · derivative · entry 2

TERRELL PATRICK · CIK 0001221222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,961 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionCommon Stock 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006460 · doc4.xml · nonDerivative · entry 1

TERRELL PATRICK · CIK 0001221222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006459 · doc4.xml · derivative · entry 2

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,961 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionCommon Stock 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006459 · doc4.xml · nonDerivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Morgan may be deemed to be the beneficial owner of 2,061,200 shares of Common Stock held by Ingalls & Snyder, LLC on his behalf.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006458 · doc4.xml · derivative · entry 3

Cameron Gordon J · CIK 0001688988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,961 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionCommon Stock 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006458 · doc4.xml · nonDerivative · entry 1

Cameron Gordon J · CIK 0001688988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006457 · doc4.xml · derivative · entry 2

BURNETT G KENT · CIK 0001182840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,961 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 21:30 UTC Exercise / conversionCommon Stock 38,961 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006457 · doc4.xml · nonDerivative · entry 1

BURNETT G KENT · CIK 0001182840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC Tax withholdingCommon Stock 14,341 $0.69 $9,895.29
Disclosure

SEC source: 0001225208-18-012687 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,483

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012687 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,824

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 14,584 $0.69 $10,062.96
Disclosure

SEC source: 0001225208-18-012686 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,290

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
BARRETT DON WALKER IIIChief Operating Officer
GrantCommon Stock 46,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012686 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,874

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 2,287 $0.69 $1,578.03
Disclosure

SEC source: 0001225208-18-012685 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,825

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
PISARIS JOHN BGeneral Counsel
GrantCommon Stock 9,392 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012685 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,112

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 38,465 $0.69 $26,540.85
Disclosure

SEC source: 0001225208-18-012684 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,808

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
Howe Richard KDirector · Chairman & CEO
GrantCommon Stock 98,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012684 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,273

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:14 UTC
Haldeman AndreaChief Revenue Officer
GrantCommon Stock 20,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012683 · doc4.xml · nonDerivative · entry 1

Haldeman Andrea · CIK 0001709648 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,664

Read SEC document
August 14, 2018 Filed Aug 24, 2018 20:09 UTC Amendment
Haldeman AndreaChief Revenue Officer
Tax withholdingCommon Stock 4,885 $0.69 $3,370.65
Disclosure

SEC source: 0001225208-18-012897 · doc4a.xml · nonDerivative · entry 1

Haldeman Andrea · CIK 0001709648 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,779

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:34 UTC PurchaseCommon Stock 9,020 $0.68 $6,133.60
Disclosure

SEC source: 0001225208-18-012623 · doc4.xml · nonDerivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022,239

F1 · ownership.direct: Mr. Morgan may be deemed to be the beneficial owner of 2,022,239 shares of Common Stock held by Ingalls & Snyder, LLC on his behalf.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:58 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 6,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012399 · doc4.xml · derivative · entry 5

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,038 shares

Expires 2018-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:58 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 1,456 $0.69 $1,004.64
Disclosure

SEC source: 0001225208-18-012399 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,720

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August 04, 2018 Filed Aug 7, 2018 20:58 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 6,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012399 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 27, 2018 Filed Jul 31, 2018 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012085 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2018-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

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July 27, 2018 Filed Jul 31, 2018 21:07 UTC Tax withholdingCommon Stock 7,644 $0.67 $5,121.48
Disclosure

SEC source: 0001225208-18-012085 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,824

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July 27, 2018 Filed Jul 31, 2018 21:07 UTC Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012085 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.