Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 18, 2020 17:11 UTC |
DEWS JOSEPH W IVDirector
|
PurchaseCommon Stock | 4,712 | $5.20 | $24,502.40 |
DisclosureSEC source: 0001036262-20-000013 · primary_doc.xml · nonDerivative · entry 5 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,270 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:11 UTC |
DEWS JOSEPH W IVDirector
|
PurchaseCommon Stock | 100 | $5.19 | $519.00 |
DisclosureSEC source: 0001036262-20-000013 · primary_doc.xml · nonDerivative · entry 4 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,558 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:11 UTC |
DEWS JOSEPH W IVDirector
|
PurchaseCommon Stock | 620 | $5.15 | $3,193.00 |
DisclosureSEC source: 0001036262-20-000013 · primary_doc.xml · nonDerivative · entry 3 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,458 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:11 UTC |
DEWS JOSEPH W IVDirector
|
PurchaseCommon Stock | 2,800 | $5.10 | $14,280.00 |
DisclosureSEC source: 0001036262-20-000013 · primary_doc.xml · nonDerivative · entry 2 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,838 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:11 UTC |
DEWS JOSEPH W IVDirector
|
PurchaseCommon Stock | 38 | $5.05 | $191.90 |
DisclosureSEC source: 0001036262-20-000013 · primary_doc.xml · nonDerivative · entry 1 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,038 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 16:14 UTC |
Grant Richard N. Jr.Director · President & CEO
|
GrantCommon Stock | 75,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000012 · primary_doc.xml · nonDerivative · entry 2 Grant Richard N. Jr. · CIK 0001821315 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,610 F2 · shares: The shares acquired are performance-based restricted shares issued pursuant to the Issuer's Third Amended and Restated 2014 Stock Plan, that will vest on August 24, 2023 dependent upon certain performance criteria. The amount shown reflects the number of share that will vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 112,743. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 16:14 UTC |
Grant Richard N. Jr.Director · President & CEO
|
GrantCommon Stock | 66,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000012 · primary_doc.xml · nonDerivative · entry 1 Grant Richard N. Jr. · CIK 0001821315 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,448 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Third Amended and Restated 2014 Stock Plan and will vest 25% annually commencing on August 24, 2021. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 15:04 UTC |
Maginnis Gerald J.Director
|
PurchaseCommon Stock | 10,250 | $4.99 | $51,147.50 |
DisclosureSEC source: 0001036262-20-000010 · primary_doc.xml · nonDerivative · entry 1 Maginnis Gerald J. · CIK 0001655302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 13:44 UTC |
Maginnis Gerald J.Director
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000009 · primary_doc.xml · nonDerivative · entry 2 Maginnis Gerald J. · CIK 0001655302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F2 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 50% on each of the following dates: September 30, 2020 and December 31, 2020. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 13:44 UTC |
Maginnis Gerald J.Director
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000009 · primary_doc.xml · nonDerivative · entry 1 Maginnis Gerald J. · CIK 0001655302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest in increments of 25% annually commencing on July 29, 2021. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 19:59 UTC |
ABRAMS STEVEN JDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000002 · primary_doc.xml · nonDerivative · entry 1 ABRAMS STEVEN J · CIK 0001565893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
Beck Jeffrey ADirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000004 · primary_doc.xml · nonDerivative · entry 1 Beck Jeffrey A · CIK 0001461071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:09 UTC |
DEWS JOSEPH W IVDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000003 · primary_doc.xml · nonDerivative · entry 1 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 19:50 UTC |
KRAUT WILLIAMDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000001 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,200 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 15:00 UTC |
REGAN HUGH T JRSecretary,Treasurer & CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 19,700 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001036262-20-000006 · primary_doc.xml · derivative · entry 2 REGAN HUGH T JR · CIK 0001051993 · Secretary,Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 19,700 shares Expires 2030-03-08 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 9, 2021. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 15:00 UTC |
REGAN HUGH T JRSecretary,Treasurer & CFO
|
GrantCommon Stock | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000006 · primary_doc.xml · nonDerivative · entry 1 REGAN HUGH T JR · CIK 0001051993 · Secretary,Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% annually commencing on March 9, 2021. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:49 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 46,600 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001036262-20-000005 · primary_doc.xml · derivative · entry 3 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,600 Underlying: Common Stock · 46,600 shares Expires 2030-03-08 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 9, 2021. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:49 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantCommon Stock | 15,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-20-000005 · primary_doc.xml · nonDerivative · entry 1 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,708 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 25% annually commencing on March 9, 2021. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:23 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 880 | $4.43 | $3,898.40 |
DisclosureSEC source: 0001036262-19-000013 · primary_doc.xml · nonDerivative · entry 4 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,148 Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:23 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 300 | $4.40 | $1,318.50 |
DisclosureSEC source: 0001036262-19-000013 · primary_doc.xml · nonDerivative · entry 3 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,268 Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:23 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 7,772 | $4.40 | $34,196.80 |
DisclosureSEC source: 0001036262-19-000013 · primary_doc.xml · nonDerivative · entry 2 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,968 Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 15:23 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 748 | $4.40 | $3,291.20 |
DisclosureSEC source: 0001036262-19-000013 · primary_doc.xml · nonDerivative · entry 1 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,196 Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:15 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 700 | $4.36 | $3,052.00 |
DisclosureSEC source: 0001036262-19-000012 · primary_doc.xml · nonDerivative · entry 2 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,448 Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:15 UTC |
PELRIN JAMESDirector · President & CEO
|
PurchaseCommon Stock | 1,600 | $4.30 | $6,880.00 |
DisclosureSEC source: 0001036262-19-000012 · primary_doc.xml · nonDerivative · entry 1 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,748 Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 17:21 UTC |
Beck Jeffrey ADirector
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000011 · primary_doc.xml · nonDerivative · entry 2 Beck Jeffrey A · CIK 0001461071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F2 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest 50% on each of the following dates: September 30, 2019 and December 31, 2019. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 17:21 UTC |
Beck Jeffrey ADirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000011 · primary_doc.xml · nonDerivative · entry 1 Beck Jeffrey A · CIK 0001461071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Second Amended and Restated 2014 Stock Plan and will vest in increments of 25% annually commencing on July 31, 2020. Read SEC document |
| June 19, 2019 Filed Jun 24, 2019 10:42 UTC |
MATTHIESSEN ROBERT EDirector
|
Disposition to issuerCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000009 · primary_doc.xml · nonDerivative · entry 1 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,731 F1 · shares: The shares disposed are unvested restricted shares forfeited due to the fact that the reporting person's term as a director ended on June 19, 2019 and he did not stand for reelection. The 6,750 shares forfeited are from the restricted stock award granted to the reporting person on March 11, 2019 Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:04 UTC |
MATTHIESSEN ROBERT EDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000007 · primary_doc.xml · nonDerivative · entry 1 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 16:50 UTC |
REGAN HUGH T JRSecretary,Treasurer & CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 39,400 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001036262-19-000006 · primary_doc.xml · derivative · entry 2 REGAN HUGH T JR · CIK 0001051993 · Secretary,Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,400 Underlying: Common Stock · 39,400 shares Expires 2029-03-10 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 11, 2020. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 16:50 UTC |
REGAN HUGH T JRSecretary,Treasurer & CFO
|
GrantCommon Stock | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000006 · primary_doc.xml · nonDerivative · entry 1 REGAN HUGH T JR · CIK 0001051993 · Secretary,Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,400 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest in increments of 25% annually commencing on March 11, 2020. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:23 UTC |
DEWS JOSEPH W IVDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000008 · primary_doc.xml · nonDerivative · entry 1 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:38 UTC |
KRAUT WILLIAMDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000005 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,200 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:31 UTC |
ABRAMS STEVEN JDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000004 · primary_doc.xml · nonDerivative · entry 1 ABRAMS STEVEN J · CIK 0001565893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:19 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 93,200 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001036262-19-000003 · primary_doc.xml · derivative · entry 3 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,200 Underlying: Common Stock · 93,200 shares Expires 2029-03-10 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 11, 2020. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:19 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantCommon Stock | 31,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-19-000003 · primary_doc.xml · nonDerivative · entry 1 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,148 F1 · shares: The shares acquired are restricted shares acquired pursuant to the Issuer's Amended and Restated 2014 Stock Plan and will vest 25% annually commencing on March 11, 2020. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 14:21 UTC |
MATTHIESSEN ROBERT EDirector
|
SaleCommon Stock | 500 | $5.89 | $2,945.00 |
DisclosureSEC source: 0001036262-19-000002 · primary_doc.xml · nonDerivative · entry 1 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,481 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 14:54 UTC |
KRAUT WILLIAMDirector
|
SaleCommon Stock | 600 | $5.89 | $3,534.00 |
DisclosureSEC source: 0001036262-19-000001 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,200 F1 · shares: The sales reported in this form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 11:26 UTC |
MATTHIESSEN ROBERT EDirector
|
SaleCommon Stock | 500 | $7.71 | $3,855.00 |
DisclosureSEC source: 0001036262-18-000009 · primary_doc.xml · nonDerivative · entry 1 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,981 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:42 UTC |
KRAUT WILLIAMDirector
|
SaleCommon Stock | 600 | $7.77 | $4,661.64 |
DisclosureSEC source: 0001036262-18-000010 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:18 UTC |
KRAUT WILLIAMDirector
|
SaleCommon Stock | 100 | $7.18 | $717.50 |
DisclosureSEC source: 0001036262-18-000008 · primary_doc.xml · nonDerivative · entry 2 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,400 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:18 UTC |
KRAUT WILLIAMDirector
|
SaleCommon Stock | 500 | $7.15 | $3,575.00 |
DisclosureSEC source: 0001036262-18-000008 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:32 UTC |
KRAUT WILLIAMDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000004 · primary_doc.xml · nonDerivative · entry 1 KRAUT WILLIAM · CIK 0001566032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:18 UTC |
DEWS JOSEPH W IVDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000003 · primary_doc.xml · nonDerivative · entry 1 DEWS JOSEPH W IV · CIK 0001604939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:10 UTC |
ABRAMS STEVEN JDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000002 · primary_doc.xml · nonDerivative · entry 1 ABRAMS STEVEN J · CIK 0001565893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 11:23 UTC |
MATTHIESSEN ROBERT EDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000005 · primary_doc.xml · nonDerivative · entry 1 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,481 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest 25% on each of the following dates: March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 12:52 UTC |
REGAN HUGH T JRSecretary, Treasurer & CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 32,200 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001036262-18-000007 · primary_doc.xml · derivative · entry 2 REGAN HUGH T JR · CIK 0001051993 · Secretary, Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,200 Underlying: Common Stock · 32,200 shares Expires 2028-03-11 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 12, 2019. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 12:52 UTC |
REGAN HUGH T JRSecretary, Treasurer & CFO
|
GrantCommon Stock | 10,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000007 · primary_doc.xml · nonDerivative · entry 1 REGAN HUGH T JR · CIK 0001051993 · Secretary, Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,200 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest in increments of 25% annually commencing on March 12, 2019. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 16:39 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,900 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001036262-18-000006 · primary_doc.xml · derivative · entry 3 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 Underlying: Common Stock · 60,900 shares Expires 2028-03-11 F3 · derivative.exercise_date: The option vests in four equal installments beginning on March 12, 2019. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 16:39 UTC |
PELRIN JAMESDirector · President & CEO
|
GrantCommon Stock | 20,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001036262-18-000006 · primary_doc.xml · nonDerivative · entry 1 PELRIN JAMES · CIK 0001309992 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,048 F1 · shares: The shares acquired are restricted shares issued pursuant to the Issuer's 2014 Stock Plan and will vest in increments of 25% annually commencing on March 12, 2019. Read SEC document |
| December 31, 2017 Filed Jan 30, 2018 15:15 UTC |
MATTHIESSEN ROBERT EDirector
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Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 34,000 | $0.00 Strike: $6.35 | $0.00 |
DisclosureSEC source: 0001036262-18-000001 · primary_doc.xml · derivative · entry 4 MATTHIESSEN ROBERT E · CIK 0001051994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,000 shares Expires not disclosed F5 · shares: The options disposed are unvested employee stock options forfeited as a result of the reporting person's retirement on 12/31/17. The option was completely unvested and therefore was 100% forfeited as of 12/31/17. F5 · derivative.exercise_date: The options disposed are unvested employee stock options forfeited as a result of the reporting person's retirement on 12/31/17. The option was completely unvested and therefore was 100% forfeited as of 12/31/17. F5 · derivative.expiration_date: The options disposed are unvested employee stock options forfeited as a result of the reporting person's retirement on 12/31/17. The option was completely unvested and therefore was 100% forfeited as of 12/31/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.