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Nasdaq · USD

INSM

INSMED Inc

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3174
SEC CIK
0001104506
Parsed reports
490

Last 12 months

Inside the activity.

0 purchase rows · 169 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025023
Dec 2025018
Jan 2026044
Feb 2026022
Mar 202608
Apr 2026010
May 2026019
Jun 2026013
Jul 202607
Aug 202604
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2022 Filed Jan 13, 2022 21:41 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
SaleCommon Stock 925 $25.11 $23,226.75
Disclosure

SEC source: 0001140361-22-001605 · form4.xml · nonDerivative · entry 1

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,961

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:41 UTC
Bonstein SaraChief Financial Officer
SaleCommon Stock 1,154 $25.11 $28,976.94
Disclosure

SEC source: 0001140361-22-001602 · form4.xml · nonDerivative · entry 1

Bonstein Sara · CIK 0001604019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,979

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:41 UTC
Flammer Martina M.D.Chief Medical Officer
SaleCommon Stock 1,495 $25.11 $37,539.45
Disclosure

SEC source: 0001140361-22-001603 · form4.xml · nonDerivative · entry 1

Flammer Martina M.D. · CIK 0001796960 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,038

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 21:28 UTC
Adsett RogerChief Operating Officer
SaleCommon Stock 1,759 $26.00 $45,734.00
Disclosure

SEC source: 0001140361-22-000963 · form4.xml · nonDerivative · entry 2

Adsett Roger · CIK 0001685904 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,420

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 21:25 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 5,337 $26.00 $138,762.00
Disclosure

SEC source: 0001140361-22-000961 · form4.xml · nonDerivative · entry 2

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,756

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 21:19 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
SaleCommon Stock 1,612 $26.00 $41,912.00
Disclosure

SEC source: 0001140361-22-000956 · form4.xml · nonDerivative · entry 2

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,428

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 21:15 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
SaleCommon Stock 387 $26.00 $10,062.00
Disclosure

SEC source: 0001140361-22-000953 · form4.xml · nonDerivative · entry 2

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,375

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:09 UTC
Adsett RogerChief Operating Officer
GrantStock Option (right to buy) · Derivative 85,690 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001167 · form4.xml · derivative · entry 2

Adsett Roger · CIK 0001685904 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,690

Underlying: Common Stock · 85,690 shares

Expires 2032-01-06

F3 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:09 UTC
Adsett RogerChief Operating Officer
GrantCommon Stock 17,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001167 · form4.xml · nonDerivative · entry 1

Adsett Roger · CIK 0001685904 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,155

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:08 UTC
Bonstein SaraChief Financial Officer
GrantStock Option (right to buy) · Derivative 62,840 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001165 · form4.xml · derivative · entry 2

Bonstein Sara · CIK 0001604019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,840

Underlying: Common Stock · 62,840 shares

Expires 2032-01-06

F4 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:08 UTC
Bonstein SaraChief Financial Officer
GrantCommon Stock 13,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001165 · form4.xml · nonDerivative · entry 1

Bonstein Sara · CIK 0001604019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,133

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

F3 · balance_after: Includes 772 shares acquired through the Company's 2018 Employee Stock Purchase Plan.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:07 UTC
Flammer Martina M.D.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 68,560 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001166 · form4.xml · derivative · entry 2

Flammer Martina M.D. · CIK 0001796960 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,560

Underlying: Common Stock · 68,560 shares

Expires 2032-01-06

F3 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:07 UTC
Flammer Martina M.D.Chief Medical Officer
GrantCommon Stock 14,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001166 · form4.xml · nonDerivative · entry 1

Flammer Martina M.D. · CIK 0001796960 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,533

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Lewis WilliamDirector · Chair and CEO
GrantStock Option (right to buy) · Derivative 148,540 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001164 · form4.xml · derivative · entry 2

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,540

Underlying: Common Stock · 148,540 shares

Expires 2032-01-06

F3 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Lewis WilliamDirector · Chair and CEO
GrantCommon Stock 30,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001164 · form4.xml · nonDerivative · entry 1

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,497

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
GrantStock Option (right to buy) · Derivative 45,700 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001162 · form4.xml · derivative · entry 2

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires 2032-01-06

F3 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
GrantCommon Stock 9,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001162 · form4.xml · nonDerivative · entry 1

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,833

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
GrantStock Option (right to buy) · Derivative 45,700 $0.00 Strike: $26.43 $0.00
Disclosure

SEC source: 0001140361-22-001168 · form4.xml · derivative · entry 2

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires 2032-01-06

F3 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 22:06 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
GrantCommon Stock 9,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001168 · form4.xml · nonDerivative · entry 1

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,886

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on January 6, 2022, for no consideration.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:28 UTC
Adsett RogerChief Operating Officer
SaleCommon Stock 3,068 $27.61 $84,707.48
Disclosure

SEC source: 0001140361-22-000963 · form4.xml · nonDerivative · entry 1

Adsett Roger · CIK 0001685904 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,179

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:23 UTC
Flammer Martina M.D.Chief Medical Officer
SaleCommon Stock 1,423 $27.61 $39,289.03
Disclosure

SEC source: 0001140361-22-000959 · form4.xml · nonDerivative · entry 1

Flammer Martina M.D. · CIK 0001796960 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,345

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:25 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 7,126 $27.61 $196,748.86
Disclosure

SEC source: 0001140361-22-000961 · form4.xml · nonDerivative · entry 1

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,093

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:19 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
SaleCommon Stock 1,503 $27.61 $41,497.83
Disclosure

SEC source: 0001140361-22-000956 · form4.xml · nonDerivative · entry 1

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,040

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

F2 · balance_after: Includes 29 shares acquired through the Company's 2018 Employee Stock Purchase Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:15 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
SaleCommon Stock 749 $27.61 $20,679.89
Disclosure

SEC source: 0001140361-22-000953 · form4.xml · nonDerivative · entry 1

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,762

F1 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units and to cover related broker fees.

F2 · balance_after: Includes 283 shares acquired through the Company's 2018 Employee Stock Purchase Plan.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionStock Option (right to buy) · Derivative 46,614 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · derivative · entry 9

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,228

Underlying: Common Stock · 46,614 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 46,614 $27.72 $1,292,140.08
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 6

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,219

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: This is the weighted average sales price representing 46,614 shares sold at prices ranging from $27.43 to $28.15 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionCommon Stock 46,614 $14.24 $663,783.36
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 5

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionStock Option (right to buy) · Derivative 46,614 $0.00 Strike: $14.24 $0.00
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · derivative · entry 8

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,842

Underlying: Common Stock · 46,614 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionStock Option (right to buy) · Derivative 3,386 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · derivative · entry 7

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,386 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 46,614 $28.21 $1,314,980.94
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 4

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,219

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: This is the weighted average sales price representing 46,614 shares sold at prices ranging from $27.95 to $28.45 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionCommon Stock 46,614 $14.24 $663,783.36
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 3

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 3,386 $28.20 $95,485.20
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 2

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,219

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This is the weighted average sales price representing 3,386 shares sold at prices ranging from $28.00 to $28.49 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:08 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionCommon Stock 3,386 $3.40 $11,512.40
Disclosure

SEC source: 0001140361-21-043222 · form4.xml · nonDerivative · entry 1

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 21:52 UTC GiftCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-039388 · form4.xml · nonDerivative · entry 1

SHAROKY MELVIN MD · CIK 0001182633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,976

F1 · kind: The reported transactions involved a gift of securities by the Reporting Person to each of the following individuals: Jason Wink (son-in-law) and Pilee Sharoky (daughter-in-law), neither of whom share the Reporting Person's household.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:27 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $12.44 $0.00
Disclosure

SEC source: 0001140361-21-036424 · form4.xml · derivative · entry 5

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested and became exercisable with respect to 12,500 shares upon receipt of the first written acceptance of an NDA or MAA filing from an applicable regulatory authority (FDA or EMA); and with respect to the remaining 12,500 shares upon receipt of the first written approval of an NDA or MAA filing from an applicable regulatory authority (FDA or EMA).

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:27 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 36,000 $0.00 Strike: $12.44 $0.00
Disclosure

SEC source: 0001140361-21-036424 · form4.xml · derivative · entry 4

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 36,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:27 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
SaleCommon Stock 340 $31.08 $10,567.20
Disclosure

SEC source: 0001140361-21-036424 · form4.xml · nonDerivative · entry 3

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,514

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: This is the weighted average sales price representing 340 shares sold at prices ranging from $31.00 to $31.14 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

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November 01, 2021 Filed Nov 3, 2021 20:27 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
SaleCommon Stock 60,660 $30.28 $1,836,784.80
Disclosure

SEC source: 0001140361-21-036424 · form4.xml · nonDerivative · entry 2

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,854

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: This is the weighted average sales price representing 60,660 shares sold at prices ranging from $30.00 to $30.99 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

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November 01, 2021 Filed Nov 3, 2021 20:27 UTC
Schaeffer Orlov S NicoleChief People Strategy Officer
Exercise / conversionCommon Stock 61,000 $12.44 $758,840.00
Disclosure

SEC source: 0001140361-21-036424 · form4.xml · nonDerivative · entry 1

Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 722 shares acquired through the Company's 2018 Employee Stock Purchase Plan.

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November 01, 2021 Filed Nov 3, 2021 20:27 UTC PurchaseCommon Stock 10,000 $30.15 $301,500.00
Disclosure

SEC source: 0001140361-21-036422 · form4.xml · nonDerivative · entry 1

Brennan David R · CIK 0001609305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,876

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November 01, 2021 Filed Nov 3, 2021 20:26 UTC PurchaseCommon Stock 14,235 $30.14 $429,042.90
Disclosure

SEC source: 0001140361-21-036421 · form4.xml · nonDerivative · entry 1

ENGELSEN STEINAR J · CIK 0001218860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,802

F1 · price: This is the weighted average sales price representing the shares purchased at prices ranging from $30.05 to $30.25 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares purchased at each price within the price range upon request.

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September 30, 2021 Filed Oct 1, 2021 20:10 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionStock Option (right to buy) · Derivative 96,614 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001140361-21-033275 · form4.xml · derivative · entry 4

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

Underlying: Common Stock · 96,614 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

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September 30, 2021 Filed Oct 1, 2021 20:10 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 13,307 $27.64 $367,805.48
Disclosure

SEC source: 0001140361-21-033275 · form4.xml · nonDerivative · entry 3

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,219

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: This is the weighted average sales price representing 13,307 shares sold at prices ranging from $27.60 to $27.74 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

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September 30, 2021 Filed Oct 1, 2021 20:10 UTC
Lewis WilliamDirector · Chair and CEO
SaleCommon Stock 83,307 $27.32 $2,275,947.24
Disclosure

SEC source: 0001140361-21-033275 · form4.xml · nonDerivative · entry 2

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,526

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: This is the weighted average sales price representing 83,307 shares sold at prices ranging from $26.60 to $27.59 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

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September 30, 2021 Filed Oct 1, 2021 20:10 UTC
Lewis WilliamDirector · Chair and CEO
Exercise / conversionCommon Stock 96,614 $3.40 $328,487.60
Disclosure

SEC source: 0001140361-21-033275 · form4.xml · nonDerivative · entry 1

Lewis William · CIK 0001402051 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 748 shares acquired through the Company's 2018 Employee Stock Purchase Plan.

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September 07, 2021 Filed Sep 9, 2021 20:10 UTC
SORIANO JOHNChief Compliance Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,349 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001140361-21-030808 · form4.xml · derivative · entry 3

SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,046

Underlying: Common Stock · 17,349 shares

Expires 2029-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.

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September 07, 2021 Filed Sep 9, 2021 20:10 UTC
SORIANO JOHNChief Compliance Officer
SaleCommon Stock 17,349 $28.20 $489,241.80
Disclosure

SEC source: 0001140361-21-030808 · form4.xml · nonDerivative · entry 2

SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,204

F1 · price: This is the weighted average sales price representing the shares sold at prices ranging from $28.11 to $28.37 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

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September 07, 2021 Filed Sep 9, 2021 20:10 UTC
SORIANO JOHNChief Compliance Officer
Exercise / conversionCommon Stock 17,349 $13.91 $241,324.59
Disclosure

SEC source: 0001140361-21-030808 · form4.xml · nonDerivative · entry 1

SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:54 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
GrantStock Option (right to buy) · Derivative 32,550 $0.00 Strike: $27.89 $0.00
Disclosure

SEC source: 0001140361-21-023940 · form4.xml · derivative · entry 2

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,550

Underlying: Common Stock · 32,550 shares

Expires 2031-07-08

F3 · derivative.exercise_date: In connection with the appointment of Mr. Smith as the Company's General Counsel, Senior Vice President, the Company granted Mr. Smith an option to purchase a total of 32,550 shares of the Company's common stock under the Company's 2019 Incentive Plan. The option becomes exercisable based on the following vesting schedule: twenty-five percent (25%) vest on the first anniversary of the date of grant and twelve and one-half percent (12.5%) vest on each six month anniversary date thereafter through the fourth anniversary of the date of grant, subject to Mr. Smith's continued employment with the Company on each vesting date.

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July 08, 2021 Filed Jul 9, 2021 20:54 UTC
Smith Michael AlexanderGeneral Counsel, Senior VP
GrantCommon Stock 6,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-023940 · form4.xml · nonDerivative · entry 1

Smith Michael Alexander · CIK 0001870278 · General Counsel, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,228

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant through the fourth anniversary date of the grant.

F2 · price: Each Restricted Stock Unit was received as a grant on July 8, 2021, for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.