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Nasdaq · USD

INSG

INSEEGO CORP.

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Tapewire entity
7061
SEC CIK
0001022652
Parsed reports
234

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 12, 2021 23:03 UTC
Mondor DanDirector · Chairman and CEO
Exercise / conversionCommon Stock 75,000 $0.94 $70,500.00
Disclosure

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · nonDerivative · entry 3

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:03 UTC
Mondor DanDirector · Chairman and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · derivative · entry 5

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:03 UTC
Mondor DanDirector · Chairman and CEO
SaleCommon Stock 75,000 $20.67 $1,550,250.00
Disclosure

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,488

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:03 UTC
Mondor DanDirector · Chairman and CEO
Exercise / conversionCommon Stock 75,000 $0.94 $70,500.00
Disclosure

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · derivative · entry 6

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,167

Underlying: Common Stock · 4,166 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,042 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · derivative · entry 5

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

Underlying: Common Stock · 1,042 shares

Expires 2029-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
SaleCommon Stock 4,166 $15.00 $62,490.00
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · nonDerivative · entry 4

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 4,166 $4.84 $20,163.44
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · nonDerivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
SaleCommon Stock 1,042 $15.00 $15,630.00
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:08 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 1,042 $4.78 $4,980.76
Disclosure

SEC source: 0001022652-21-000002 · wf-form4_161109048676330.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 02:46 UTC
Miller BrianDirector
SaleCommon Stock 493,546 $14.33 $7,072,020.63
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 3

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000,000

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 22:42 UTC
Braslyn Ltd.10% owner
SaleCommon Stock 293,848 $14.37 $4,224,035.62
Disclosure

SEC source: 0000899243-20-034137 · doc4.xml · nonDerivative · entry 4

Braslyn Ltd. · CIK 0001642355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614,830

F5 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $14.00 to $14.70.

F1 · ownership.direct: These securities are owned directly by Braslyn Ltd. ("Braslyn"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn, Golden Harbor Ltd., Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Braslyn.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:46 UTC
Miller BrianDirector
SaleCommon Stock 647,629 $14.79 $9,577,785.28
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 2

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,493,546

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:42 UTC
Braslyn Ltd.10% owner
SaleCommon Stock 190,590 $14.81 $2,822,199.54
Disclosure

SEC source: 0000899243-20-034137 · doc4.xml · nonDerivative · entry 3

Braslyn Ltd. · CIK 0001642355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908,678

F4 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $14.50 to $15.20.

F1 · ownership.direct: These securities are owned directly by Braslyn Ltd. ("Braslyn"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn, Golden Harbor Ltd., Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Braslyn.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,041 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · derivative · entry 12

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,417

Underlying: Common Stock · 1,041 shares

Expires 2029-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 4,167 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · derivative · entry 11

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,333

Underlying: Common Stock · 4,167 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
SaleCommon Stock 1,041 $16.24 $16,905.84
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 8

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 1,041 $4.78 $4,975.98
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 7

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
SaleCommon Stock 4,167 $16.24 $67,672.08
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 6

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 4,167 $4.84 $20,168.28
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 5

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:46 UTC
Miller BrianDirector
SaleCommon Stock 1,260,820 $15.59 $19,660,974.92
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,141,175

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:42 UTC
Braslyn Ltd.10% owner
SaleCommon Stock 178,949 $16.07 $2,875,710.43
Disclosure

SEC source: 0000899243-20-034137 · doc4.xml · nonDerivative · entry 2

Braslyn Ltd. · CIK 0001642355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,099,268

F3 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $16.01 to $16.38.

F1 · ownership.direct: These securities are owned directly by Braslyn Ltd. ("Braslyn"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn, Golden Harbor Ltd., Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Braslyn.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:42 UTC
Braslyn Ltd.10% owner
SaleCommon Stock 1,721,783 $15.62 $26,891,667.79
Disclosure

SEC source: 0000899243-20-034137 · doc4.xml · nonDerivative · entry 1

Braslyn Ltd. · CIK 0001642355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,278,217

F2 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $15.01 to $16.005.

F1 · ownership.direct: These securities are owned directly by Braslyn Ltd. ("Braslyn"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn, Golden Harbor Ltd., Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Braslyn.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 13,542 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · derivative · entry 10

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,458

Underlying: Common Stock · 13,542 shares

Expires 2029-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · derivative · entry 9

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 27,500 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
SaleCommon Stock 13,542 $15.00 $203,130.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 4

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 13,542 $4.78 $64,730.76
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
SaleCommon Stock 27,500 $15.00 $412,500.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:24 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 27,500 $4.84 $133,100.00
Disclosure

SEC source: 0001022652-20-000029 · wf-form4_160808185970101.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:54 UTC
Mondor DanDirector · Chairman and CEO
OtherCommon Stock 1,042 $7.92 $8,254.72
Disclosure

SEC source: 0001022652-20-000027 · wf-form4_160565726561331.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,488

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:18 UTC
Kahn DougEVP of Operations
OtherCommon Stock 1,518 $7.92 $12,025.60
Disclosure

SEC source: 0001022652-20-000025 · wf-form4_160565148389088.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:03 UTC GrantCommon Stock 15,882 $0.00 $0.00
Disclosure

SEC source: 0001022652-20-000023 · wf-form4_160521500817298.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,974

F1 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 01:46 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001683168-20-002527 · ownership.xml · derivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

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August 05, 2020 Filed Aug 6, 2020 01:46 UTC
Kahn DougEVP of Operations
SaleCommon Stock 20,000 $15.00 $300,000.00
Disclosure

SEC source: 0001683168-20-002527 · ownership.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 01:46 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 20,000 $4.84 $96,800.00
Disclosure

SEC source: 0001683168-20-002527 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
August 03, 2020 Filed Aug 6, 2020 01:30 UTC
SMITH STEPHEN MChief Financial Officer
SaleCommon Stock 12,590 $14.25 $179,407.50
Disclosure

SEC source: 0001683168-20-002526 · ownership.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,744

F1 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.61 to $14.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 29, 2020 Filed Aug 3, 2020 11:46 UTC
Kahn DougEVP of Operations
GrantStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $13.72 $0.00
Disclosure

SEC source: 0001683168-20-002456 · ownership.xml · derivative · entry 4

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-07-29

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
July 29, 2020 Filed Aug 3, 2020 11:46 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001683168-20-002456 · ownership.xml · derivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
July 29, 2020 Filed Aug 3, 2020 11:46 UTC
Kahn DougEVP of Operations
SaleCommon Stock 20,000 $13.00 $260,000.00
Disclosure

SEC source: 0001683168-20-002456 · ownership.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
July 29, 2020 Filed Aug 3, 2020 11:46 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 20,000 $4.84 $96,800.00
Disclosure

SEC source: 0001683168-20-002456 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 00:12 UTC
SMITH STEPHEN MChief Financial Officer
SaleCommon Stock 10,057 $11.32 $113,845.24
Disclosure

SEC source: 0001683168-20-002331 · ownership.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

F1 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.21 to $11.44, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:43 UTC
Kahn DougEVP of Operations
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001683168-20-002147 · ownership.xml · derivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:43 UTC
Kahn DougEVP of Operations
SaleCommon Stock 20,000 $11.00 $220,000.00
Disclosure

SEC source: 0001683168-20-002147 · ownership.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:43 UTC
Kahn DougEVP of Operations
Exercise / conversionCommon Stock 20,000 $4.84 $96,800.00
Disclosure

SEC source: 0001683168-20-002147 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:07 UTC
Kahn DougEVP of Operations
SaleCommon Stock 2,230 $10.42 $23,236.60
Disclosure

SEC source: 0001683168-20-001876 · ownership.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:07 UTC
Kahn DougEVP of Operations
GrantCommon Stock 6,380 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001876 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

F1 · kind: Shares issued pursuant to restricted stock units which vested immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:06 UTC
Mondor DanChairman & CEO
SaleCommon Stock 6,621 $10.42 $68,990.82
Disclosure

SEC source: 0001683168-20-001875 · ownership.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,446

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:06 UTC
Mondor DanChairman & CEO
GrantCommon Stock 19,148 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001875 · ownership.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,067

F1 · kind: Shares issued pursuant to restricted stock units which vested immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:06 UTC
Sharma AshishPresident IoT & Mobile
SaleCommon Stock 2,708 $10.42 $28,217.36
Disclosure

SEC source: 0001683168-20-001874 · ownership.xml · nonDerivative · entry 2

Sharma Ashish · CIK 0001811436 · President IoT & Mobile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,811

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:06 UTC
Sharma AshishPresident IoT & Mobile
GrantCommon Stock 7,868 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001874 · ownership.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · President IoT & Mobile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,519

F1 · kind: Shares issued pursuant to restricted stock units which vested immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.