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Nasdaq · USD

INOD

INNODATA INC

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Tapewire entity
4551
SEC CIK
0000903651
Parsed reports
225

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026055
Jun 2026018
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2022 Filed Mar 14, 2022 23:48 UTC
ABUHOFF JACKDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 832,926 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001104659-22-033493 · tm229238-3_4seq1.xml · derivative · entry 1

ABUHOFF JACK · CIK 0001120632 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,926

Underlying: Common Stock · 832,926 shares

Expires 2032-03-09

F1 · derivative.exercise_date: The stock option vests in its entirety on January 1, 2025.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 23:47 UTC
MISHRA ASHOKEVP and COO
GrantStock Option (Right to Buy) · Derivative 416,632 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001104659-22-033492 · tm229238-2_4seq1.xml · derivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,632

Underlying: Common Stock · 416,632 shares

Expires 2032-03-09

F1 · derivative.exercise_date: The stock option vests in its entirety on January 1, 2025.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · derivative · entry 6

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,526

Underlying: Common Stock · 100 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 100 $8.28 $828.00
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · nonDerivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 100 $2.45 $245.00
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,906 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · derivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,626

Underlying: Common Stock · 9,906 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 9,906 $8.28 $82,021.68
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:26 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 9,906 $2.45 $24,269.70
Disclosure

SEC source: 0001104659-21-112563 · tm2126930-1_4.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,168 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · derivative · entry 9

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,532

Underlying: Common Stock · 5,168 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.

Read SEC document
August 30, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 5,168 $8.28 $42,791.04
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 6

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 30, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 5,168 $2.45 $12,661.60
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · derivative · entry 8

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,700

Underlying: Common Stock · 5,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 5,000 $8.13 $40,650.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 5,000 $2.45 $12,250.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · derivative · entry 7

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,700

Underlying: Common Stock · 1,300 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 1,300 $8.00 $10,400.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:00 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 1,300 $2.45 $3,185.00
Disclosure

SEC source: 0001104659-21-111094 · tm2126634-1_4.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:53 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100247 · tm2124171-6_4seq1.xml · derivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in its entirety on August 2, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:53 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100246 · tm2124171-5_4seq1.xml · derivative · entry 1

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in its entirety on August 2, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:53 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100245 · tm2124171-4_4seq1.xml · derivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in its entirety on August 2, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:52 UTC
ABUHOFF JACKDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100244 · tm2124171-3_4seq1.xml · derivative · entry 1

ABUHOFF JACK · CIK 0001120632 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in three equal installments on August 2, 2022, August 2, 2023 and August 2, 2024.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:52 UTC
MISHRA ASHOKEVP and COO
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100241 · tm2124171-2_4seq1.xml · derivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in three equal installments on August 2, 2022, August 2, 2023 and August 2, 2024.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:51 UTC
Spelker Mark AEVP and CFO
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-21-100240 · tm2124171-1_4seq1.xml · derivative · entry 1

Spelker Mark A · CIK 0001827402 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The stock option vests in three equal installments on August 2, 2022, August 2, 2023 and August 2, 2024.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 29,354 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · derivative · entry 10

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,354 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and were fully vested on date of grant.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:20 UTC SaleCommon Stock 29,354 $7.35 $215,751.90
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · nonDerivative · entry 4

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.25 to $7.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:20 UTC Exercise / conversionCommon Stock 29,354 $2.85 $83,658.90
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · nonDerivative · entry 3

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,646 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · derivative · entry 9

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Underlying: Common Stock · 10,646 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and were fully vested on date of grant.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:20 UTC SaleCommon Stock 10,646 $7.27 $77,396.42
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · nonDerivative · entry 2

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.25 to $7.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:20 UTC Exercise / conversionCommon Stock 10,646 $2.85 $30,341.10
Disclosure

SEC source: 0001104659-21-081480 · tm2119718d1_4.xml · nonDerivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:35 UTC SaleCommon Stock 10,000 $7.08 $70,800.00
Disclosure

SEC source: 0001104659-21-080198 · tm2119487-1_4seq1.xml · nonDerivative · entry 1

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pension Plan

Disclosed balance after: 18,858

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.06 to $7.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,384 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · derivative · entry 6

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,384 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 13,384 $7.03 $94,089.52
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · nonDerivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.00 to $7.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 13,384 $2.85 $38,144.40
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · derivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Underlying: Common Stock · 13,000 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 13,000 $6.81 $88,530.00
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.54 to $7.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:40 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 13,000 $2.85 $37,050.00
Disclosure

SEC source: 0001104659-21-078278 · tm2119069d1_4.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:24 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-076463 · tm2118497-1_4seq1.xml · derivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,384

Underlying: Common Stock · 5,000 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:24 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 5,000 $6.39 $31,950.00
Disclosure

SEC source: 0001104659-21-076463 · tm2118497-1_4seq1.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.35 to $6.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:24 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 5,000 $2.85 $14,250.00
Disclosure

SEC source: 0001104659-21-076463 · tm2118497-1_4seq1.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,450 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · derivative · entry 6

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,384

Underlying: Common Stock · 3,450 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

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May 26, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 3,450 $6.51 $22,459.50
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · nonDerivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.50 to $6.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

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May 26, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 3,450 $2.85 $9,832.50
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,702 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · derivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,834

Underlying: Common Stock · 2,702 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

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May 25, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 2,702 $6.63 $17,914.26
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 25, 2021 Filed May 27, 2021 21:25 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 2,702 $2.85 $7,700.70
Disclosure

SEC source: 0001104659-21-073356 · tm2117789-1_4seq1.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 21, 2021 Filed May 24, 2021 21:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,031 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · derivative · entry 6

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,536

Underlying: Common Stock · 3,031 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

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May 21, 2021 Filed May 24, 2021 21:19 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 3,031 $6.62 $20,065.22
Disclosure

SEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · nonDerivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 21, 2021 Filed May 24, 2021 21:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 3,031 $2.85 $8,638.35
Disclosure

SEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,855 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · derivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,567

Underlying: Common Stock · 11,855 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.

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May 20, 2021 Filed May 24, 2021 21:19 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 11,855 $6.62 $78,480.10
Disclosure

SEC source: 0001104659-21-071350 · tm2117400-1_4seq1.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.