Tapewire

Nasdaq · USD

INOD

INNODATA INC

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Tapewire entity
4551
SEC CIK
0000903651
Parsed reports
225

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026055
Jun 2026018
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 29, 2023 23:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001104659-23-096623 · tm2325102d3_4seq1.xml · derivative · entry 5

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,400

Underlying: Common Stock · 6,600 shares

Expires 2029-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options became fully vested on August 1, 2022.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 23:27 UTC SaleCommon Stock 6,600 $15.08 $99,528.00
Disclosure

SEC source: 0001104659-23-096623 · tm2325102d3_4seq1.xml · nonDerivative · entry 2

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trading prices ranging from $15.00 to $15.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 23:27 UTC Exercise / conversionCommon Stock 6,600 $1.24 $8,184.00
Disclosure

SEC source: 0001104659-23-096623 · tm2325102d3_4seq1.xml · nonDerivative · entry 1

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 23:18 UTC
ABUHOFF JACKDirector · CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,944 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-23-096621 · tm2325102-2_4seq1.xml · derivative · entry 5

ABUHOFF JACK · CIK 0001120632 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,056

Underlying: Common Stock · 14,944 shares

Expires 2028-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options became fully vested on July 13, 2021.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 23:18 UTC
ABUHOFF JACKDirector · CEO
SaleCommon Stock 14,944 $14.16 $211,607.04
Disclosure

SEC source: 0001104659-23-096621 · tm2325102-2_4seq1.xml · nonDerivative · entry 2

ABUHOFF JACK · CIK 0001120632 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,358

F1 · price: This transaction was executed in multiple trading prices ranging from $14.00 to $14.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 23:18 UTC
ABUHOFF JACKDirector · CEO
Exercise / conversionCommon Stock 14,944 $1.07 $15,990.08
Disclosure

SEC source: 0001104659-23-096621 · tm2325102-2_4seq1.xml · nonDerivative · entry 1

ABUHOFF JACK · CIK 0001120632 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 22:53 UTC SaleCommon Stock 6,858 $14.77 $101,292.66
Disclosure

SEC source: 0001104659-23-096617 · tm2325102-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,329

F1 · price: This transaction was executed in multiple trading prices ranging from $14.75 to $14.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:15 UTC SaleCommon Stock 188,946 $13.57 $2,563,997.22
Disclosure

SEC source: 0001104659-23-094893 · tm2324773-1_4seq1.xml · nonDerivative · entry 2

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,187

F2 · price: This transaction was executed in multiple trading prices ranging from $13.50 to $13.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:15 UTC SaleCommon Stock 28,482 $13.52 $385,076.64
Disclosure

SEC source: 0001104659-23-094893 · tm2324773-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,133

F1 · price: This transaction was executed in multiple trading prices ranging from $13.50 to $13.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.96 $0.00
Disclosure

SEC source: 0001104659-23-094242 · tm2324260-1_4seq1.xml · derivative · entry 5

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third of these stock options vested on August 3, 2022, one third vested on August 3, 2023, and the remaining one third will vest on August 3, 2024.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001104659-23-094242 · tm2324260-1_4seq1.xml · derivative · entry 4

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 20,000 shares

Expires 2029-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options became fully vested on August 1, 2022.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:10 UTC SaleCommon Stock 25,000 $13.55 $338,750.00
Disclosure

SEC source: 0001104659-23-094242 · tm2324260-1_4seq1.xml · nonDerivative · entry 3

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trading prices ranging from $13.50 to $13.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:10 UTC Exercise / conversionCommon Stock 5,000 $6.96 $34,800.00
Disclosure

SEC source: 0001104659-23-094242 · tm2324260-1_4seq1.xml · nonDerivative · entry 2

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:10 UTC Exercise / conversionCommon Stock 20,000 $1.24 $24,800.00
Disclosure

SEC source: 0001104659-23-094242 · tm2324260-1_4seq1.xml · nonDerivative · entry 1

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:53 UTC SaleCommon Stock 500 $12.28 $6,140.00
Disclosure

SEC source: 0001104659-23-073003 · tm2319263-2_4seq1.xml · nonDerivative · entry 2

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 500

F2 · ownership.nature: These shares were held in trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:53 UTC SaleCommon Stock 500 $12.24 $6,120.00
Disclosure

SEC source: 0001104659-23-073003 · tm2319263-2_4seq1.xml · nonDerivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 500

F1 · ownership.nature: These shares were held in trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:51 UTC SaleCommon Stock 41,278 $12.33 $508,957.74
Disclosure

SEC source: 0001104659-23-073001 · tm2319263-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,615

F1 · price: This transaction was executed in multiple trading prices ranging from $12.25 to $12.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:47 UTC SaleCommon Stock 7,780 $12.59 $97,950.20
Disclosure

SEC source: 0001104659-23-072307 · tm2318951-1_4seq1.xml · nonDerivative · entry 2

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,049,893

F2 · price: This transaction was executed in multiple trading prices ranging from $12.50 to $12.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:47 UTC SaleCommon Stock 73,784 $12.23 $902,378.32
Disclosure

SEC source: 0001104659-23-072307 · tm2318951-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,673

F1 · price: This transaction was executed in multiple trading prices ranging from $12.10 to $12.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,333 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001104659-23-066201 · tm2317374-1_4seq1.xml · derivative · entry 5

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires 2031-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third of these stock options vested on August 2, 2022, and the balance vest in two equal installments on August 2, 2023 and August 2, 2024.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 128,526 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-23-066201 · tm2317374-1_4seq1.xml · derivative · entry 4

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,526 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options became fully vested on December 30, 2019.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:19 UTC
MISHRA ASHOKEVP and COO
SaleCommon Stock 141,859 $11.26 $1,597,332.34
Disclosure

SEC source: 0001104659-23-066201 · tm2317374-1_4seq1.xml · nonDerivative · entry 3

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.00 to $11.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 13,333 $7.24 $96,530.92
Disclosure

SEC source: 0001104659-23-066201 · tm2317374-1_4seq1.xml · nonDerivative · entry 2

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:19 UTC
MISHRA ASHOKEVP and COO
Exercise / conversionCommon Stock 128,526 $2.45 $314,888.70
Disclosure

SEC source: 0001104659-23-066201 · tm2317374-1_4seq1.xml · nonDerivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:39 UTC SaleCommon Stock 59,010 $11.60 $684,516.00
Disclosure

SEC source: 0001104659-23-067093 · tm2317505-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,457

F1 · price: This transaction was executed in multiple trading prices ranging from $11.50 to $11.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:36 UTC SaleCommon Stock 45,751 $10.01 $457,967.51
Disclosure

SEC source: 0001104659-23-063640 · tm2316632-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,467

F1 · price: This transaction was executed in multiple trading prices ranging from $10.00 to $10.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.96 $0.00
Disclosure

SEC source: 0001104659-23-063638 · tm2316580-1_4seq1.xml · derivative · entry 3

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2031-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third of these stock options vested on August 3, 2022, and the balance vest in two equal installments on August 3, 2023 and August 3, 2024.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:34 UTC SaleCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-23-063638 · tm2316580-1_4seq1.xml · nonDerivative · entry 2

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This transaction was executed in multiple trading prices ranging from $10.00 to $10.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:34 UTC Exercise / conversionCommon Stock 5,000 $6.96 $34,800.00
Disclosure

SEC source: 0001104659-23-063638 · tm2316580-1_4seq1.xml · nonDerivative · entry 1

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 19, 2023 20:54 UTC SaleCommon Stock 4,249 $10.00 $42,490.00
Disclosure

SEC source: 0001104659-23-062726 · tm2316368-1_4.xml · nonDerivative · entry 2

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,236,218

Read SEC document
May 18, 2023 Filed May 18, 2023 20:41 UTC SaleCommon Stock 3,000 $9.91 $29,730.00
Disclosure

SEC source: 0001104659-23-062291 · tm2316272-1_4seq1.xml · nonDerivative · entry 1

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This transaction was executed in multiple trading prices ranging from $9.88 to $9.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:54 UTC SaleCommon Stock 50,000 $9.93 $496,500.00
Disclosure

SEC source: 0001104659-23-062726 · tm2316368-1_4.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,240,467

F1 · price: This transaction was executed in multiple trading prices ranging from $9.90 to $10.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2023 Filed May 18, 2023 20:34 UTC SaleCommon Stock 15,000 $8.26 $123,900.00
Disclosure

SEC source: 0001104659-23-062289 · tm2316243-1_4seq1.xml · nonDerivative · entry 1

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Pension Plan

Disclosed balance after: 20,774

F1 · shares: This transaction was executed in multiple trading prices ranging from $8.22 to $8.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2023 Filed May 17, 2023 21:48 UTC SaleCommon Stock 26,500 $9.01 $238,765.00
Disclosure

SEC source: 0001104659-23-061969 · tm2316155-1_4seq1.xml · nonDerivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290,467

F1 · price: This transaction was executed in multiple trading prices ranging from $9.00 to $9.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-23-061865 · tm2316083-1_4seq1.xml · derivative · entry 9

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2028-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options were granted to the reporting person on July 13, 2018 and were fully vested on the date of grant.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001104659-23-061865 · tm2316083-1_4seq1.xml · derivative · entry 8

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options were granted to the reporting person on December 30, 2016 and were fully vested on the date of grant.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:28 UTC SaleCommon Stock 70,000 $8.65 $605,500.00
Disclosure

SEC source: 0001104659-23-061865 · tm2316083-1_4seq1.xml · nonDerivative · entry 3

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This transaction was executed in multiple trading prices ranging from $8.50 to $9.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:28 UTC Exercise / conversionCommon Stock 40,000 $1.07 $42,800.00
Disclosure

SEC source: 0001104659-23-061865 · tm2316083-1_4seq1.xml · nonDerivative · entry 2

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:28 UTC Exercise / conversionCommon Stock 30,000 $2.45 $73,500.00
Disclosure

SEC source: 0001104659-23-061865 · tm2316083-1_4seq1.xml · nonDerivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2023 Filed Mar 3, 2023 21:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001104659-23-028432 · tm238388-1_4seq1.xml · derivative · entry 4

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were originally granted to the reporting person on July 13, 2018 and were fully vested on date of grant.

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March 01, 2023 Filed Mar 3, 2023 21:16 UTC Tax withholdingCommon Stock 3,084 $6.94 $21,402.96
Disclosure

SEC source: 0001104659-23-028432 · tm238388-1_4seq1.xml · nonDerivative · entry 2

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,916

F1 · shares: Represents shares of stock withheld for payment of the exercise price of stock options exercised.

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March 01, 2023 Filed Mar 3, 2023 21:16 UTC Exercise / conversionCommon Stock 20,000 $1.07 $21,400.00
Disclosure

SEC source: 0001104659-23-028432 · tm238388-1_4seq1.xml · nonDerivative · entry 1

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 07, 2022 Filed Oct 12, 2022 00:01 UTC
ABUHOFF JACKDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-22-107821 · tm2227860-3_4seq1.xml · derivative · entry 1

ABUHOFF JACK · CIK 0001120632 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2032-10-06

F1 · derivative.exercise_date: The stock option vests in three equal installments on October 7, 2023, October 7, 2024 and October 7, 2025.

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October 07, 2022 Filed Oct 12, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-22-107817 · tm2227860-1_4seq1.xml · derivative · entry 1

Espineli Marissa B · CIK 0001918785 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-10-06

F1 · derivative.exercise_date: The stock option vests in three equal installments on October 7, 2023, October 7, 2024 and October 7, 2025.

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October 07, 2022 Filed Oct 12, 2022 00:01 UTC
MISHRA ASHOKEVP and COO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-22-107820 · tm2227860-2_4seq1.xml · derivative · entry 1

MISHRA ASHOK · CIK 0001161075 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-10-06

F1 · derivative.exercise_date: The stock option vests in three equal installments on October 7, 2023, October 7, 2024 and October 7, 2025.

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September 07, 2022 Filed Sep 8, 2022 20:17 UTC GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001104659-22-098546 · tm2225456-3_4seq1.xml · derivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2032-09-06

F1 · derivative.exercise_date: The stock option vests in its entirety on September 7, 2023.

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September 07, 2022 Filed Sep 8, 2022 20:17 UTC GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001104659-22-098545 · tm2225456-2_4seq1.xml · derivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2032-09-06

F1 · derivative.exercise_date: The stock option vests in its entirety on September 7, 2023.

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September 07, 2022 Filed Sep 8, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001104659-22-098543 · tm2225456-1_4seq1.xml · derivative · entry 1

FORLENZA LOUISE C · CIK 0001197984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2032-09-06

F1 · derivative.exercise_date: The stock option vests in its entirety on September 7, 2023.

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June 13, 2022 Filed Jun 14, 2022 20:32 UTC PurchaseCommon Stock 10,000 $4.69 $46,900.00
Disclosure

SEC source: 0001104659-22-071032 · tm2218389-1_4seq1.xml · nonDerivative · entry 1

Massey Stewart R · CIK 0001460302 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SEP IRA

Disclosed balance after: 23,000

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March 10, 2022 Filed Mar 14, 2022 23:47 UTC GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001104659-22-033491 · tm229238-1_4seq1.xml · derivative · entry 1

Toor Nauman Sabeeh · CIK 0001723873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: The stock option vests in its entirety on January 1, 2025

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.