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INFU

InfuSystem Holdings, Inc

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6163
SEC CIK
0001337013
Parsed reports
322

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2020 Filed Aug 4, 2020 20:50 UTC SaleCommon Stock 5,600 $11.98 $67,088.00
Disclosure

SEC source: 0001014108-20-000095 · primary_doc.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Read SEC document
June 30, 2020 Filed Jun 30, 2020 18:15 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 400,000 $11.00 $4,400,000.00
Disclosure

SEC source: 0001445866-20-000935 · primary_doc.xml · nonDerivative · entry 1

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001338294 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823,087

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 18:22 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 20,350 $11.87 $241,554.50
Disclosure

SEC source: 0001445866-20-000924 · primary_doc.xml · nonDerivative · entry 3

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001338294 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223,087

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 28, 2020 Filed Jun 29, 2020 18:22 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 794 $12.09 $9,599.46
Disclosure

SEC source: 0001445866-20-000924 · primary_doc.xml · nonDerivative · entry 2

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001338294 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243,437

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 18:22 UTC
Meridian OHC Partners, LPDirector · 10% owner
SaleCommon Stock 95,529 $12.33 $1,177,872.57
Disclosure

SEC source: 0001445866-20-000924 · primary_doc.xml · nonDerivative · entry 1

Meridian OHC Partners, LP · CIK 0001601397 · Director · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001338294 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,244,231

F1 · ownership.direct: These securities were owned by Meridian OHC Partners, LP. The shares reported in Column 4 were sold in multiple transactions and the price reported is the weighted-average price for the day. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 18:08 UTC OtherCommon Stock 16,801 $0.00 $0.00
Disclosure

SEC source: 0001445866-20-000847 · form4.xml · nonDerivative · entry 1

BlueLine Capital Partners II, L.P. · CIK 0001460781 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,339,760

F1 · ownership.direct: These securities were owned by BlueLine Capital Partners II, LP. On June 11, 2020, BlueLine Capital Partners II, LP executed an in-kind distribution, without consideration, of 16,801 shares of the Issuer's common stock to certain of its limited partners. BlueLine Partners, LLC is the general partner of BlueLine Capital Partners II, LP, and Scott Shuda is managing director of BlueLine Partners, LLC. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:56 UTC SaleCommon Stock 43,083 $10.66 $459,264.78
Disclosure

SEC source: 0001014108-20-000081 · primary_doc.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Read SEC document
May 26, 2020 Filed May 28, 2020 22:57 UTC
Steele Barry GExecutive VP and CFO
PurchaseCommon Stock 1,876 $10.59 $19,866.84
Disclosure

SEC source: 0001014108-20-000080 · primary_doc.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,876

F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 22:50 UTC
RUIZ THOMAS MARKChief Commercial Officer
SaleCommon Stock 7,033 $11.00 $77,363.00
Disclosure

SEC source: 0001014108-20-000079 · primary_doc.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Read SEC document
May 22, 2020 Filed May 28, 2020 22:50 UTC
RUIZ THOMAS MARKChief Commercial Officer
SaleCommon Stock 3,516 $11.37 $39,976.92
Disclosure

SEC source: 0001014108-20-000079 · primary_doc.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,996

Read SEC document
May 20, 2020 Filed May 22, 2020 19:05 UTC
Sheehan JeannineChief Administrative Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000068 · primary_doc.xml · derivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:34 UTC
Shuda ScottDirector · 10% owner
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000071 · primary_doc.xml · derivative · entry 1

Shuda Scott · CIK 0001486636 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning June 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:57 UTC
Steele Barry GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000067 · primary_doc.xml · derivative · entry 1

Steele Barry G · CIK 0001305741 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021.

Read SEC document
May 20, 2020 Filed May 23, 2020 00:05 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000075 · primary_doc.xml · derivative · entry 1

Sansone Christopher R. · CIK 0001519525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning June 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:57 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000074 · primary_doc.xml · derivative · entry 1

Montgomery Darrell B · CIK 0001639250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning June 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:49 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000073 · primary_doc.xml · derivative · entry 1

GENDRON PAUL ANDREW · CIK 0001769450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning June 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:41 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000072 · primary_doc.xml · derivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-05-20

F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning June 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:22 UTC
Whitman KevinVP and Corporate Controller
GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000070 · primary_doc.xml · derivative · entry 1

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will fully vest on May 20, 2023.

F2 · derivative.expiration_date: These restricted stock units will fully vest on May 20, 2023.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:12 UTC
RUIZ THOMAS MARKChief Commercial Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000069 · primary_doc.xml · derivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-20

F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F3 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:39 UTC
Lachance CarrieExecutive VP and COO
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000066 · primary_doc.xml · derivative · entry 2

Lachance Carrie · CIK 0001790024 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-20

F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F3 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021.

Read SEC document
May 20, 2020 Filed May 22, 2020 22:31 UTC
Dilorio RichardDirector · President and CEO
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001014108-20-000065 · primary_doc.xml · derivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-05-20

F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant.

F3 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001014108-20-000050 · primary_doc.xml · derivative · entry 3

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC Tax withholdingCommon Stock 16,917 $12.13 $205,203.21
Disclosure

SEC source: 0001014108-20-000050 · primary_doc.xml · nonDerivative · entry 2

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,029

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:09 UTC Exercise / conversionCommon Stock 60,000 $3.42 $205,200.00
Disclosure

SEC source: 0001014108-20-000050 · primary_doc.xml · nonDerivative · entry 1

Lehman Gregg Owen · CIK 0001376620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 22:03 UTC
Shuda ScottDirector · 10% owner
SaleCommon Stock 169,960 $8.37 $1,422,531.21
Disclosure

SEC source: 0001445866-20-000310 · primary_doc.xml · nonDerivative · entry 1

Shuda Scott · CIK 0001486636 · Director · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 3,356,561

F1 · ownership.direct: These securities are owned by Imua T Capital Investments, LLC. The price reported in Column 4 is a weighted average price. These shares reported herein were traded in multiple transactions. The reporting persons undertake to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price. Imua T Capital Investments, LLC is a member of the group described in Amendment No. 1 to Schedule 13D filed by Meridian OHC Partners, LP and others on August 31, 2018. Imua T Capital Investments, LLC is managed separately from the other members of such group, and the securities reported transacting herein were all of the shares held by Imua T Capital Investments, LLC.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:03 UTC
Sheehan JeannineChief Administrative Officer
PurchaseCommon Stock 150 $8.61 $1,290.75
Disclosure

SEC source: 0001014108-20-000048 · primary_doc.xml · nonDerivative · entry 2

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 345

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:03 UTC
Sheehan JeannineChief Administrative Officer
PurchaseCommon Stock 75 $8.70 $652.50
Disclosure

SEC source: 0001014108-20-000048 · primary_doc.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 195

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 14:40 UTC
Sheehan JeannineChief Administrative Officer
PurchaseCommon Stock 40 $7.96 $318.40
Disclosure

SEC source: 0001014108-20-000046 · primary_doc.xml · nonDerivative · entry 2

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 120

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 14:40 UTC
Sheehan JeannineChief Administrative Officer
PurchaseCommon Stock 80 $7.92 $633.60
Disclosure

SEC source: 0001014108-20-000046 · primary_doc.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 80

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 18:32 UTC
Dilorio RichardDirector · President and CEO
PurchaseCommon Stock 1,000 $7.99 $7,990.00
Disclosure

SEC source: 0001014108-20-000045 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,689

Read SEC document
March 23, 2020 Filed Mar 25, 2020 18:27 UTC PurchaseCommon Stock 10,000 $5.77 $57,700.00
Disclosure

SEC source: 0001014108-20-000044 · primary_doc.xml · nonDerivative · entry 1

GENDRON PAUL ANDREW · CIK 0001769450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to 5.99, inclusive. The Reporting Person undertakes to provide to InfuSystem Holdings, Inc., any security holder of InfuSystem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 18:14 UTC
Sheehan JeannineExecutive VP and CAO
GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000014 · primary_doc.xml · nonDerivative · entry 1

Sheehan Jeannine · CIK 0001775188 · Executive VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2019 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 23:23 UTC
Whitman KevinVP and Corporate Controller
GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000015 · primary_doc.xml · derivative · entry 1

Whitman Kevin · CIK 0001768114 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will fully vest on December 31, 2020.

F2 · derivative.expiration_date: These restricted stock units will fully vest on December 31, 2020.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 23:04 UTC
RUIZ THOMAS MARKVP of Sales and Marketing
Tax withholdingCommon Stock 1,937 $8.85 $17,142.45
Disclosure

SEC source: 0001014108-20-000013 · primary_doc.xml · nonDerivative · entry 2

RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on February 6, 2020.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 23:04 UTC
RUIZ THOMAS MARKVP of Sales and Marketing
GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000013 · primary_doc.xml · nonDerivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,987

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2019 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

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February 06, 2020 Filed Feb 10, 2020 22:58 UTC
Lachance CarrieExecutive VP and COO
GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000012 · primary_doc.xml · nonDerivative · entry 1

Lachance Carrie · CIK 0001790024 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,286

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2019 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

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February 06, 2020 Filed Feb 10, 2020 22:52 UTC
Dilorio RichardDirector · President and CEO
Tax withholdingCommon Stock 4,125 $8.85 $36,506.25
Disclosure

SEC source: 0001014108-20-000011 · primary_doc.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,689

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on February 6, 2020.

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February 06, 2020 Filed Feb 10, 2020 22:52 UTC
Dilorio RichardDirector · President and CEO
GrantCommon Stock 11,300 $0.00 $0.00
Disclosure

SEC source: 0001014108-20-000011 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,814

F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2019 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan.

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November 08, 2019 Filed Nov 12, 2019 20:52 UTC
Dilorio RichardDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000171 · primary_doc.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

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November 08, 2019 Filed Nov 12, 2019 20:52 UTC
Dilorio RichardDirector · President and CEO
Tax withholdingCommon Stock 46,008 $6.50 $299,052.00
Disclosure

SEC source: 0001014108-19-000171 · primary_doc.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,514

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units granted on August 23, 2018.

F1 · balance_after: This total includes 1,227 shares acquired recently through the Company's Employee Stock Purchase Plan.

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November 08, 2019 Filed Nov 12, 2019 20:52 UTC
Dilorio RichardDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000171 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1,227 shares acquired recently through the Company's Employee Stock Purchase Plan.

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November 01, 2019 Filed Nov 5, 2019 21:31 UTC
Lachance CarrieExecutive VP and COO
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000166 · primary_doc.xml · derivative · entry 1

Lachance Carrie · CIK 0001790024 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will cliff vest on November 1, 2021.

F2 · derivative.expiration_date: These restricted stock units will cliff vest on November 1, 2021.

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November 01, 2019 Filed Nov 5, 2019 21:24 UTC
RUIZ THOMAS MARKVP of Sales and Marketing
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000165 · primary_doc.xml · derivative · entry 1

RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units will cliff vest on November 1, 2021.

F2 · derivative.expiration_date: These restricted stock units will cliff vest on November 1, 2021.

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September 27, 2019 Filed Sep 30, 2019 20:29 UTC
Dilorio RichardDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000160 · primary_doc.xml · derivative · entry 3

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of a portion of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of a portion of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents the acquisition of Issuer's common stock by reporting person pursuant to the vesting and settlement of a portion of the restricted stock units granted on August 23, 2018. Restricted stock units convert into common stock on a one-for-one basis.

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September 27, 2019 Filed Sep 30, 2019 20:29 UTC
Dilorio RichardDirector · President and CEO
Tax withholdingCommon Stock 16,368 $5.31 $86,914.08
Disclosure

SEC source: 0001014108-19-000160 · primary_doc.xml · nonDerivative · entry 2

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,295

F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units granted on August 23, 2018.

F1 · balance_after: This total includes 1,739 shares acquired recently through the Company's Employee Stock Purchase Plan.

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September 27, 2019 Filed Sep 30, 2019 20:29 UTC
Dilorio RichardDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014108-19-000160 · primary_doc.xml · nonDerivative · entry 1

Dilorio Richard · CIK 0001706994 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1,739 shares acquired recently through the Company's Employee Stock Purchase Plan.

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September 06, 2019 Filed Sep 6, 2019 20:42 UTC
Shuda ScottDirector · 10% owner
PurchaseCommon Stock 2,000 $5.05 $10,100.00
Disclosure

SEC source: 0001445866-19-001110 · form4.xml · nonDerivative · entry 3

Shuda Scott · CIK 0001486636 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Capital Partners, L.P. · CIK 0001338149 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526,521

F1 · ownership.direct: These securities are owned by BlueLine Capital Partners II, LP.

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September 05, 2019 Filed Sep 6, 2019 20:42 UTC
Shuda ScottDirector · 10% owner
PurchaseCommon Stock 2,000 $5.00 $10,000.00
Disclosure

SEC source: 0001445866-19-001110 · form4.xml · nonDerivative · entry 2

Shuda Scott · CIK 0001486636 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Capital Partners, L.P. · CIK 0001338149 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,524,521

F1 · ownership.direct: These securities are owned by BlueLine Capital Partners II, LP.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 20:42 UTC
Shuda ScottDirector · 10% owner
PurchaseCommon Stock 1,004 $4.90 $4,919.60
Disclosure

SEC source: 0001445866-19-001110 · form4.xml · nonDerivative · entry 1

Shuda Scott · CIK 0001486636 · Director · 10% owner

Meridian OHC LLC · CIK 0001601538 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Capital Partners, L.P. · CIK 0001338149 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522,521

F1 · ownership.direct: These securities are owned by BlueLine Capital Partners II, LP.

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August 30, 2019 Filed Sep 3, 2019 19:46 UTC PurchaseCommon Stock 1,716 $4.95 $8,495.74
Disclosure

SEC source: 0001014108-19-000157 · primary_doc.xml · nonDerivative · entry 5

Sansone Christopher R. · CIK 0001519525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 308,118

F2 · ownership.nature: The reported securities are directly owned by Sansone Partners (QP), L.P., a Delaware limited partnership. The Reporting Person is the managing member of (i) the general partner of this limited partnership and (ii) the investment manager of this limited partnership and, as such, may be deemed to indirectly beneficially own the shares held by this limited partnership. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.