Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| InfuSystem Holdings, IncINFU · Entity 6163 | Chief Commercial Officer | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
InfuSystem Holdings, Inc
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,893 |
Ending reported balance
After 2022-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-01 · Exercise / conversion · Acquired 10,000 · Balance 42,893 Row 2 · 2022-09-01 · Sale · Disposed 10,000 · Balance 32,893 F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.98 · Expires 2022-09-06 | Direct | 0 |
Reported balance
After 2022-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-01 · Exercise / conversion · Disposed 10,000 · Balance 0 F2: Stock option vests 33% per year on anniversary date starting September 7, 2018 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Stock option vests 33% per year on anniversary date starting September 7, 2018
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2022 Filed Sep 6, 2022 22:39 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · derivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting September 7, 2018 Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:39 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $7.60 | $75,950.00 |
DisclosureSEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,893 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:39 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 10,000 | $1.98 | $19,800.00 |
DisclosureSEC source: 0001628280-22-024407 · wf-form4_166250396482404.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · derivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,000 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting September 7, 2018 Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 15,000 | $9.88 | $148,200.00 |
DisclosureSEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,893 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 15,000 | $1.98 | $29,700.00 |
DisclosureSEC source: 0001628280-22-016889 · wf-form4_165489907583598.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:02 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 2,064 | $8.49 | $17,523.36 |
DisclosureSEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 4 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,893 F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022 Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:02 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,957 F3 · shares: On May 20, 2022, 4,700 performance-based restricted stock units, granted on May 20, 2020, vested Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:02 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 4,391 | $8.49 | $37,279.59 |
DisclosureSEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,257 F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 20, 2022 Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:02 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015222 · wf-form4_165333972712997.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,648 F1 · shares: On May 20, 2022, 10,000 performance-based restricted stock units, granted on May 20, 2020, vested Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:17 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionRestricted Stock Units · Derivative | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · derivative · entry 5 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: These restricted stock units cliff vested on May 18, 2022. F4 · derivative.expiration_date: These restricted stock units cliff vested on May 18, 2022. Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:17 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 4,240 | $8.45 | $35,828.00 |
DisclosureSEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 4 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,648 F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022 Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:17 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantCommon Stock | 9,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,888 F2 · shares: On May 18, 2022, 9,744 performance-based restricted stock units, granted on May 18, 2021, vested Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:17 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 1,389 | $8.45 | $11,737.05 |
DisclosureSEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,144 F1 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2022 Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:17 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015085 · wf-form4_165308504630370.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:14 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014663 · wf-form4_165282201289880.xml · derivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: These restricted stock units will cliff vest on May 17, 2025. F5 · derivative.expiration_date: These restricted stock units will cliff vest on May 17, 2025. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:14 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (right to buy) · Derivative | 18,328 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001628280-22-014663 · wf-form4_165282201289880.xml · derivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,328 Underlying: Common Stock · 18,328 shares Expires 2032-05-17 F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2021 Equity Plan, which is computed as the closing price of the Company's common stock reported on the NYSE American LLC on the date of grant. F3 · derivative.exercise_date: The option, representing the right to purchase a total of 18,328 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 17, 2023. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 22:53 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 76 | $17.00 | $1,292.00 |
DisclosureSEC source: 0001014108-21-000225 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,980 Read SEC document |
| November 01, 2021 Filed Nov 5, 2021 21:39 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000188 · primary_doc.xml · derivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units cliff vested on November 1, 2021. F2 · derivative.expiration_date: These restricted stock units cliff vested on November 1, 2021. Read SEC document |
| November 01, 2021 Filed Nov 5, 2021 21:39 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000188 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 21, 2021 16:09 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantRestricted Stock Units · Derivative | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000121 · primary_doc.xml · derivative · entry 4 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821 Underlying: Common Stock · 2,821 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: These restricted stock units will cliff vest on May 18, 2022. F4 · derivative.expiration_date: These restricted stock units will cliff vest on May 18, 2022. Read SEC document |
| May 18, 2021 Filed May 21, 2021 16:09 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantRestricted Stock Units · Derivative | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000121 · primary_doc.xml · derivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,229 Underlying: Common Stock · 6,229 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units will cliff vest on May 18, 2024. F3 · derivative.expiration_date: These restricted stock units will cliff vest on May 18, 2024. Read SEC document |
| May 18, 2021 Filed May 21, 2021 16:09 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (right to buy) · Derivative | 9,134 | $0.00 Strike: $19.50 | $0.00 |
DisclosureSEC source: 0001014108-21-000121 · primary_doc.xml · derivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,134 Underlying: Common Stock · 9,134 shares Expires 2031-05-18 F1 · derivative.exercise_date: The option, representing the right to purchase a total of 9,134 shares of InfuSystem Holdings, Inc. common stock, vests in three equal annual installments beginning May 18, 2022. Read SEC document |
| May 18, 2021 Filed May 21, 2021 16:09 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000121 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,524 Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 02:06 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantCommon Stock | 2,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-21-000030 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,922 F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2020 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan. F2 · balance_after: This total includes an additional 2,281 shares acquired recently through the Company's Employee Stock Purchase Plan. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:10 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 64,745 | $11.95 | $773,702.75 |
DisclosureSEC source: 0001014108-20-000113 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 12 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 11 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2026-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · derivative · entry 10 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 6,003 | $12.53 | $75,217.59 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 9 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,708 F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Disposition to issuerCommon Stock | 4,289 | $12.53 | $53,741.17 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 8 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,711 F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 25,000 | $2.15 | $53,750.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 7 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 9,039 | $12.53 | $113,258.67 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 6 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Disposition to issuerCommon Stock | 8,810 | $12.53 | $110,389.30 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 5 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,039 F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 40,000 | $2.76 | $110,400.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 4 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 11,380 | $12.53 | $142,591.40 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,849 F2 · kind: Represents the withholding of Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Disposition to issuerCommon Stock | 10,734 | $12.53 | $134,497.02 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,229 F1 · kind: Represents shares forfeited to pay the exercise price of the stock option exercised on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 22:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 50,000 | $2.69 | $134,500.00 |
DisclosureSEC source: 0001014108-20-000099 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:50 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 7,033 | $11.00 | $77,363.00 |
DisclosureSEC source: 0001014108-20-000079 · primary_doc.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963 Read SEC document |
| May 22, 2020 Filed May 28, 2020 22:50 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 3,516 | $11.37 | $39,976.92 |
DisclosureSEC source: 0001014108-20-000079 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,996 Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:12 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001014108-20-000069 · primary_doc.xml · derivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F2 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant. F3 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:04 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 1,937 | $8.85 | $17,142.45 |
DisclosureSEC source: 0001014108-20-000013 · primary_doc.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 F2 · kind: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on February 6, 2020. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:04 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantCommon Stock | 5,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-20-000013 · primary_doc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,987 F1 · kind: The reported shares were issued as part of the issuer's Short Term Incentive ("STI") plan relating to the issuer's 2019 performance. The issuer's board of directors decided that a portion of the award determined payable to the issuer's executive team would be payable in the form of fully-vested shares of the issuer's common stock. Such shares are issued under the issuer's 2014 Equity Plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-19-000165 · primary_doc.xml · derivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units will cliff vest on November 1, 2021. F2 · derivative.expiration_date: These restricted stock units will cliff vest on November 1, 2021. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:18 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.70 | $0.00 |
DisclosureSEC source: 0001437749-19-010358 · rdgdoc.xml · derivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · VP OF SALES AND MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-05-15 F1 · derivative.exercise_date: Stock option vests 33% per year on anniversary date starting May 15, 2020. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:03 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionRestricted Stock Units · Derivative | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006236 · rdgdoc.xml · derivative · entry 3 RUIZ THOMAS MARK · CIK 0001768484 · VP OF SALES AND MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the acquisition of the Issuer's common stock by reporting person pursuant to the vesting and settlement of a one remaining portion of the restricted stock units (RSUs) granted on March 11, 2015. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents the acquisition of the Issuer's common stock by reporting person pursuant to the vesting and settlement of a one remaining portion of the restricted stock units (RSUs) granted on March 11, 2015. Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents the acquisition of the Issuer's common stock by reporting person pursuant to the vesting and settlement of a one remaining portion of the restricted stock units (RSUs) granted on March 11, 2015. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:03 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Tax withholdingCommon Stock | 584 | $4.14 | $2,417.76 |
DisclosureSEC source: 0001437749-19-006236 · rdgdoc.xml · nonDerivative · entry 2 RUIZ THOMAS MARK · CIK 0001768484 · VP OF SALES AND MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,836 F2 · price: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of one remaining portion of the restricted stock units (RSUs) granted on March 11, 2015. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:03 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | Exercise / conversionCommon Stock | 2,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-006236 · rdgdoc.xml · nonDerivative · entry 1 RUIZ THOMAS MARK · CIK 0001768484 · VP OF SALES AND MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the acquisition of the Issuer's common stock by reporting person pursuant to the vesting and settlement of a one remaining portion of the restricted stock units (RSUs) granted on March 11, 2015. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.