IMXI

SEC source: 0001209191-21-002813 · doc4.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,420

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-21-002839 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 839,361

F1 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.02 to $16.36. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-21-003247 · doc4.xml · nonDerivative · entry 1

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,626

F1 · kind: The reporting person's inadvertent purchase of IMXI common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,404 shares, with the reporting person's sale of 1,404 shares of IMXI's common stock at a price of $18.250 per share on August 14, 2020. The reporting person notified IMXI of this matter and has agreed to pay to IMXI $3,882.06, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

SEC source: 0001209191-20-064084 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 862,529

F1 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F2 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-20-063620 · doc4.xml · nonDerivative · entry 1

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,322

F1 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4

SEC source: 0001209191-20-056920 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 912,529

F1 · shares: These shares of common stock were sold on November 4, 2020, following the exercise of the underwriters' overallotment option pursuant to a public offering that was consummated on October 5, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0000895345-20-001072 · form4.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,192,076

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. The reporting person, as well as Justin B. Wender, are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0000895345-20-001071 · form4.xml · nonDerivative · entry 1

Wender Justin B · CIK 0001297009 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,192,076

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. The reporting person, as well as Adam P. Godfrey, are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0000895345-20-001070 · form4.xml · nonDerivative · entry 1

Stella Point Capital LLC · CIK 0001746929 · 10% owner

SPC Intermex, LP · CIK 0001666699 · 10% owner

SPC Intermex GP, LLC · CIK 0001747018 · 10% owner

SPC Intermex Representative LLC · CIK 0001748193 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,192,076

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. SPC Intermex Representative LLC is the stockholder representative for certain shareholders of the subsidiaries of SPC Intermex, LP.

F4 · ownership.nature: Each of SPC Intermex GP, LLC, Stella Point Capital LLC and SPC Intermex Representative LLC may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. Adam P. Godfrey and Justin B. Wender are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0001209191-20-056474 · doc4.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

F3 · balance_after: The total direct holding have been adjusted to add one additional share that was not previously included due to a scriber's rounding error.

SEC source: 0001209191-20-056473 · doc4.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,824

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-056472 · doc4.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,291

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-056471 · doc4.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

F1 · shares: This amount includes 4,805 shares deliverable upon vesting and settlement of restricted stock units.

F2 · balance_after: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

SEC source: 0001209191-20-056470 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,146

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-053659 · doc4.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin-American Investment Holdings, Inc.

Disclosed balance after: 705,288

F1 · shares: These shares of common stock were sold pursuant to a public offering that was consummated on October 5, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: Indirectly held through Latin-American Investment Holdings, Inc.

SEC source: 0001209191-20-053651 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,037,529

F1 · shares: These shares of common stock were sold pursuant to a public offering that was consummated on October 5, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0000895345-20-000955 · form4.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director · 10% owner · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,805,826

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. The reporting person, as well as Justin B. Wender, are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0000895345-20-000954 · form4.xml · nonDerivative · entry 1

Wender Justin B · CIK 0001297009 · Director · 10% owner · Member of 10 % Onwer Group

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,805,826

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. The reporting person, as well as Adam P. Godfrey, are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0000895345-20-000953 · form4.xml · nonDerivative · entry 1

Stella Point Capital LLC · CIK 0001746929 · 10% owner · Member of 10% Owner Group

SPC Intermex, LP · CIK 0001666699 · 10% owner · Member of 10% Owner Group

SPC Intermex GP, LLC · CIK 0001747018 · 10% owner · Member of 10% Owner Group

SPC Intermex Representative LLC · CIK 0001748193 · 10% owner · Member of 10% Owner Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,805,826

F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 30, 2020.

F2 · price: This amount represents the $13.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.7425 per share.

F3 · ownership.nature: These shares of common stock of the issuer are directly held by SPC Intermex, LP. The general partner of SPC Intermex, LP is SPC Intermex GP, LLC and Stella Point Capital LLC is the sole manager of SPC Intermex GP, LLC. SPC Intermex Representative LLC is the stockholder representative for certain shareholders of the subsidiaries of SPC Intermex, LP.

F4 · ownership.nature: Each of SPC Intermex GP, LLC, Stella Point Capital LLC and SPC Intermex Representative LLC may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. Adam P. Godfrey and Justin B. Wender are the managing partners of and jointly control Stella Point Capital LLC, and each may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by SPC Intermex, LP, but each disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein.

SEC source: 0001209191-20-048317 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,162,529

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting persons as part of the reporting persons' financial planning to diversify their investments.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-20-048317 · doc4.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,167,089

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting persons as part of the reporting persons' financial planning to diversify their investments.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-20-048317 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,190,464

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting persons as part of the reporting persons' financial planning to diversify their investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.79 to $18.38. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-20-047951 · doc4.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,225,661

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting persons as part of the reporting persons' financial planning to diversify their investments.

F4 · price: This transaction was executed in multiple trades at prices ranging from $17.46 to $18.20. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001209191-20-047951 · doc4.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman · part of a 10% ownership group

Robert Lisy Family Revocable Trust · CIK 0001748205 · part of a 10% ownership group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 1,243,460

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting persons as part of the reporting persons' financial planning to diversify their investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.46 to $17.82. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

SEC source: 0001213900-20-022938 · ownership.xml · nonDerivative · entry 1

Abrams Amanda J · CIK 0001703393 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001209191-20-047208 · doc4.xml · nonDerivative · entry 4

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,726

F2 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-047208 · doc4.xml · nonDerivative · entry 3

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,202

F2 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-047208 · doc4.xml · nonDerivative · entry 2

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,202

F2 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-047208 · doc4.xml · nonDerivative · entry 1

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,202

F1 · kind: Sales were made as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-046808 · doc4.xml · nonDerivative · entry 2

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,202

F1 · kind: Sales were made as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-046808 · doc4.xml · nonDerivative · entry 1

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,202

F1 · kind: Sales were made as part of the reporting person's financial planning to diversify his investments.

SEC source: 0001209191-20-046473 · doc4.xml · nonDerivative · entry 2

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,202

SEC source: 0001209191-20-046473 · doc4.xml · nonDerivative · entry 1

Perez-Villarreal Jose · CIK 0001742497 · CAO & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,202

SEC source: 0001213900-20-022945 · ownership.xml · nonDerivative · entry 2

Patel Shami · CIK 0001378251 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,855

SEC source: 0001213900-20-022945 · ownership.xml · nonDerivative · entry 1

Patel Shami · CIK 0001378251 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,173

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 8

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 7

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,114

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 6

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,255

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 5

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,010

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 4

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,309

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 3

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,357

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 2

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,357

SEC source: 0001213900-20-022943 · ownership.xml · nonDerivative · entry 1

KUIPER JEREMY L · CIK 0001601000 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357

F1 · kind: Transferred to former spouse as part of divorce settlement.

F1 · price: Transferred to former spouse as part of divorce settlement.

SEC source: 0001209191-20-039530 · doc4.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,303

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 5,623 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-039531 · doc4.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,303

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock within 30 days thereof.

F2 · balance_after: This amount includes 5,623 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-039544 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,625

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock within 30 days thereof.

F2 · balance_after: This amount includes 5,623 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-039529 · doc4.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,770

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 5,623 shares deliverable upon vesting and settlement of restricted stock units.

SEC source: 0001209191-20-039528 · doc4.xml · derivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in substantially equal installments on each of June 26, 2021, June 26, 2022, June 26, 2023 and June 26, 2024.

SEC source: 0001213900-20-023274 · ownership.xml · nonDerivative · entry 9

Swarthmore Trust of 2016 · CIK 0001695108 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,471

SEC source: 0001213900-20-023274 · ownership.xml · nonDerivative · entry 8

Swarthmore Trust of 2016 · CIK 0001695108 · Member 13d group owns over 10%

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,502