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Nasdaq · USD

IMXI

International Money Express, Inc.

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5575
SEC CIK
0001683695
Parsed reports
384

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 20:31 UTC GrantCommon Stock 4,886 $0.00 $0.00
Disclosure

SEC source: 0001683695-22-000018 · wf-form4_165705307692466.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,713

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2023 and be settled in shares of common stock.

F2 · balance_after: The amount includes 4,886 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:32 UTC GrantCommon Stock 4,886 $0.00 $0.00
Disclosure

SEC source: 0001683695-22-000020 · wf-form4_165705313533199.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2023 and be settled in shares of common stock.

F2 · balance_after: The amount includes 4,886 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:36 UTC
Rincon JohnDirector
SaleCommon Stock 33,486 $20.21 $676,912.79
Disclosure

SEC source: 0001683695-22-000017 · wf-form4_165489340104988.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rincon Capital Partners, LLC

Disclosed balance after: 46,945

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.665. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Rincon Capital Partners, LLC.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 23:44 UTC
Rincon JohnDirector
SaleCommon Stock 50,000 $20.61 $1,030,745.00
Disclosure

SEC source: 0001683695-22-000016 · wf-form4_165473186616652.xml · nonDerivative · entry 2

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rincon Capital Partners, LLC

Disclosed balance after: 80,431

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.47 to $20.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Rincon Capital Partners, LLC.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 23:44 UTC
Rincon JohnDirector
SaleCommon Stock 50,000 $20.57 $1,028,270.00
Disclosure

SEC source: 0001683695-22-000016 · wf-form4_165473186616652.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rincon Capital Partners, LLC

Disclosed balance after: 130,431

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.28 to $20.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Rincon Capital Partners, LLC.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:50 UTC
Aguilar JosephChief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 31,250 $12.45 Strike: $12.45 $389,062.50
Disclosure

SEC source: 0001683695-22-000015 · wf-form4_165411659315522.xml · derivative · entry 5

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 31,250 shares

Expires 2030-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in substantially equal installments on each of June 26, 2021, June 26, 2022, June 26, 2023 and June 26, 2024.

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May 31, 2022 Filed Jun 1, 2022 20:50 UTC
Aguilar JosephChief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 62,500 $14.46 Strike: $14.46 $903,750.00
Disclosure

SEC source: 0001683695-22-000015 · wf-form4_165411659315522.xml · derivative · entry 4

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2029-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in substantially equal installments on each of September 23, 2020, September 23, 2021, September 23, 2022 and September 23, 2023.

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May 31, 2022 Filed Jun 1, 2022 20:50 UTC
Aguilar JosephChief Operating Officer
SaleCommon Stock 93,750 $20.62 $1,933,125.00
Disclosure

SEC source: 0001683695-22-000015 · wf-form4_165411659315522.xml · nonDerivative · entry 3

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,906

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:50 UTC
Aguilar JosephChief Operating Officer
Exercise / conversionCommon Stock 31,250 $12.45 $389,062.50
Disclosure

SEC source: 0001683695-22-000015 · wf-form4_165411659315522.xml · nonDerivative · entry 2

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:50 UTC
Aguilar JosephChief Operating Officer
Exercise / conversionCommon Stock 62,500 $14.46 $903,750.00
Disclosure

SEC source: 0001683695-22-000015 · wf-form4_165411659315522.xml · nonDerivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Aug 19, 2022 20:21 UTC Amendment
Aguilar JosephChief Operating Officer
SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001683695-22-000034 · wf-form4a_166094046100178.xml · nonDerivative · entry 2

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,396

F1 · shares: .On June 1, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of options, he sold 93,750 shares of the underlying stock. In fact, as reported in this amendment, no shares of the underlying stock were sold, and 70,260 shares of the underlying stock were withheld to cover tax and option costs.

Read SEC document
May 31, 2022 Filed Aug 19, 2022 20:21 UTC Amendment
Aguilar JosephChief Operating Officer
Tax withholdingCommon Stock 70,260 $20.62 $1,448,761.20
Disclosure

SEC source: 0001683695-22-000034 · wf-form4a_166094046100178.xml · nonDerivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,396

F1 · shares: .On June 1, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of options, he sold 93,750 shares of the underlying stock. In fact, as reported in this amendment, no shares of the underlying stock were sold, and 70,260 shares of the underlying stock were withheld to cover tax and option costs.

Read SEC document
May 17, 2022 Filed May 17, 2022 18:45 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 9,909 $19.42 $192,452.60
Disclosure

SEC source: 0001683695-22-000014 · wf-form4_165282750285464.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 513,629

F4 · price: This transaction was executed in multiple trades at prices ranging from $19.25 to $19.54. The price reported above reflects the weighted average sale price.

F2 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 16, 2022 Filed May 17, 2022 18:45 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 17,448 $19.24 $335,751.86
Disclosure

SEC source: 0001683695-22-000014 · wf-form4_165282750285464.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 523,538

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.075 to $19.69. The price reported above reflects the weighted average sale price.

F2 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 13, 2022 Filed May 13, 2022 21:04 UTC
Rincon JohnDirector
SaleCommon Stock 11,539 $19.66 $226,878.66
Disclosure

SEC source: 0001683695-22-000013 · wf-form4_165247573490687.xml · nonDerivative · entry 3

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 455,288

F4 · price: This transaction was executed in multiple trades at prices ranging from $19.60 to $19.69. The price reported above reflects the weighted average sale price.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
May 13, 2022 Filed May 17, 2022 18:45 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 19,607 $19.64 $385,061.87
Disclosure

SEC source: 0001683695-22-000014 · wf-form4_165282750285464.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 540,986

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.40 to $19.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in foot notes (1), (3) and (4) on this Form 4.

F2 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 12, 2022 Filed May 12, 2022 18:24 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 23,366 $19.88 $464,516.08
Disclosure

SEC source: 0001683695-22-000012 · wf-form4_165239425920202.xml · nonDerivative · entry 4

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 560,593

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F6 · price: This transaction was executed in multiple trades at prices ranging from $19.50 to $20.04. The price reported above reflects the weighted average sale price.

F3 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 12, 2022 Filed May 12, 2022 18:24 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 15,006 $19.26 $289,075.58
Disclosure

SEC source: 0001683695-22-000012 · wf-form4_165239425920202.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 583,959

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F5 · price: This transaction was executed in multiple trades at prices ranging from $19.03 to $19.49. The price reported above reflects the weighted average sale price.

F3 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 12, 2022 Filed May 13, 2022 21:04 UTC
Rincon JohnDirector
SaleCommon Stock 17,000 $19.54 $332,242.90
Disclosure

SEC source: 0001683695-22-000013 · wf-form4_165247573490687.xml · nonDerivative · entry 2

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 466,827

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.25 to $19.92. The price reported above reflects the weighted average sale price.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
May 11, 2022 Filed May 12, 2022 18:24 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 37,956 $19.87 $753,995.94
Disclosure

SEC source: 0001683695-22-000012 · wf-form4_165239425920202.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 598,965

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F4 · price: This transaction was executed in multiple trades at prices ranging from $19.56 to $20.26. The price reported above reflects the weighted average sale price.

F3 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
May 11, 2022 Filed May 13, 2022 21:04 UTC
Rincon JohnDirector
SaleCommon Stock 11,977 $19.82 $237,436.84
Disclosure

SEC source: 0001683695-22-000013 · wf-form4_165247573490687.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 483,827

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.80 to $19.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in Footnotes (1), (3) and (4) on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
May 10, 2022 Filed May 12, 2022 18:24 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 26,708 $20.00 $534,053.17
Disclosure

SEC source: 0001683695-22-000012 · wf-form4_165239425920202.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 636,921

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.66 to $20.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in footnotes (2), (4), (5) and (6) on this Form 4.

F3 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:04 UTC GrantCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001683695-22-000006 · wf-form4_164910625190982.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,827

F1 · kind: Shares issued as part of annual retainer for services as Lead Independent Director, Chair of Audit Committee and Chair of the Compensation Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:04 UTC GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001683695-22-000005 · wf-form4_164910623045196.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,620

F1 · kind: Shares issued as part of annual retainer for services as Chair of the Nominating and Corporate Governance Committee.

F2 · ownership.direct: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
March 17, 2022 Filed Mar 17, 2022 20:10 UTC PurchaseCommon Stock 500 $20.37 $10,183.00
Disclosure

SEC source: 0001200876-22-000024 · wf-form4_164754781492039.xml · nonDerivative · entry 1

Fernandez Bernardo B. Jr. · CIK 0001903628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.35 to $20.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 18:26 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 150,000 $17.74 $2,661,000.00
Disclosure

SEC source: 0001200876-22-000023 · wf-form4_164704114069389.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 663,629

F1 · kind: Sales were made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.57 to $17.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.nature: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 16:36 UTC
Luciano ErnestoGeneral Counsel, CLO & Sec
GrantCommon Stock 9,340 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000021 · wf-form4_164686179831031.xml · nonDerivative · entry 1

Luciano Ernesto · CIK 0001833077 · General Counsel, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,860

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 16:37 UTC
Bende Andras QuinnChief Financial Officer
GrantCommon Stock 18,680 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000022 · wf-form4_164686182304829.xml · nonDerivative · entry 1

Bende Andras Quinn · CIK 0001834834 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,766

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 16:35 UTC
Nilsen RandyChief Revenue Officer
GrantCommon Stock 18,680 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000018 · wf-form4_164686156243934.xml · nonDerivative · entry 1

Nilsen Randy · CIK 0001745468 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,828

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 16:36 UTC
Lisy RobertDirector · CEO, President & Chairman
GrantCommon Stock 93,400 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000020 · wf-form4_164686176935722.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,440

F1 · kind: The reported transaction is an award of restricted stock. The restricted stock will vest in 4 annual installments beginning February 28, 2023 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock. The restricted stock will vest in 4 annual installments beginning February 28, 2023 and be settled in shares of common stock.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 21:36 UTC
Aguilar JosephChief Operating Officer
GrantCommon Stock 18,680 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000019 · wf-form4_164686174437631.xml · nonDerivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,906

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on February 28, 2023 and be settled in shares of common stock.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:09 UTC
Bende Andras QuinnChief Financial Officer
Tax withholdingCommon Stock 914 $15.74 $14,386.36
Disclosure

SEC source: 0001200876-22-000016 · wf-form4_164678456307682.xml · nonDerivative · entry 1

Bende Andras Quinn · CIK 0001834834 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,086

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:12 UTC
Luciano ErnestoGeneral Counsel, CLO & Sec
Tax withholdingCommon Stock 480 $15.74 $7,555.20
Disclosure

SEC source: 0001200876-22-000017 · wf-form4_164678471891544.xml · nonDerivative · entry 1

Luciano Ernesto · CIK 0001833077 · General Counsel, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,520

Read SEC document
March 04, 2022 Filed Mar 8, 2022 18:23 UTC
Nilsen RandyChief Revenue Officer
Tax withholdingCommon Stock 1,182 $15.74 $18,604.68
Disclosure

SEC source: 0001200876-22-000015 · wf-form4_164678181404499.xml · nonDerivative · entry 1

Nilsen Randy · CIK 0001745468 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,148

Read SEC document
March 04, 2022 Filed Mar 8, 2022 18:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Tax withholdingCommon Stock 8,678 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000013 · wf-form4_164678162765816.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,040

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March 04, 2022 Filed Mar 8, 2022 23:21 UTC
Aguilar JosephChief Operating Officer
Tax withholdingCommon Stock 1,182 $15.74 $18,604.68
Disclosure

SEC source: 0001200876-22-000014 · wf-form4_164678167047119.xml · nonDerivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,226

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January 07, 2022 Filed Jan 10, 2022 22:36 UTC GrantCommon Stock 3,104 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000007 · wf-form4_164185419032887.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: The amount includes 3,104 shares deliverable upon vesting and settlement of restricted stock units.

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January 07, 2022 Filed Jan 10, 2022 22:22 UTC GrantCommon Stock 3,104 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000005 · wf-form4_164185330459561.xml · nonDerivative · entry 1

Fernandez Bernardo B. Jr. · CIK 0001903628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: The amount includes 3,104 shares deliverable upon vesting and settlement of restricted stock units.

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December 31, 2021 Filed Jan 4, 2022 22:35 UTC GrantCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000001 · wf-form4_164133567959772.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,148

F1 · kind: Shares issued as part of annual retainer for services as Lead Independent Director and Chair of Audit Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

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December 31, 2021 Filed Jan 4, 2022 22:36 UTC GrantCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000002 · wf-form4_164133578744199.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,523

F1 · kind: Shares issued as part of annual retainer for services as Chair of Nominating and Corporate Governance Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

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December 31, 2021 Filed Jan 4, 2022 22:38 UTC GrantCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001200876-22-000003 · wf-form4_164133588498977.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,406

F1 · kind: Shares issued as part of annual retainer for services as Chair of Compensation Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

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December 20, 2021 Filed Dec 21, 2021 17:52 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (right to buy) · Derivative 5,531 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001200876-21-000020 · wf-form4_164012715099328.xml · derivative · entry 5

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,387

Underlying: Common Stock · 5,531 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

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December 20, 2021 Filed Dec 21, 2021 17:52 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 5,531 $15.50 $85,730.50
Disclosure

SEC source: 0001200876-21-000020 · wf-form4_164012715099328.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,718

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December 20, 2021 Filed Dec 21, 2021 17:52 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 5,531 $9.91 $54,812.21
Disclosure

SEC source: 0001200876-21-000020 · wf-form4_164012715099328.xml · nonDerivative · entry 1

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (right to buy) · Derivative 22,873 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · derivative · entry 11

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,918

Underlying: Common Stock · 22,873 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

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December 17, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 22,873 $15.92 $364,023.80
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 8

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,718

F5 · price: This transaction was executed in multiple trades at prices ranging from $15.73 to $16.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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December 17, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 22,873 $9.91 $226,671.43
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 7

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (right to buy) · Derivative 11,667 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · derivative · entry 10

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,791

Underlying: Common Stock · 11,667 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

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December 16, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 11,667 $15.99 $186,532.00
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 6

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,718

F4 · price: This transaction was executed in multiple trades at prices ranging from $15.86 to $16.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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December 16, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 11,667 $9.91 $115,619.97
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 5

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.