Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2018 Filed Sep 25, 2018 23:28 UTC |
Halperin Errol R.Director
|
SaleCommon Stock | 89,417 | $0.29 | $25,939.87 |
DisclosureSEC source: 0001280776-18-000095 · wf-form4_153791811594828.xml · nonDerivative · entry 1 Halperin Errol R. · CIK 0001591095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 23:24 UTC |
BIENAIME JEAN JACQUESDirector
|
SaleCommon Stock | 26,619 | $0.30 | $8,001.67 |
DisclosureSEC source: 0001280776-18-000093 · wf-form4_153783147353536.xml · nonDerivative · entry 1 BIENAIME JEAN JACQUES · CIK 0001221590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3021. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:19 UTC |
Godshall Douglas EvanDirector
|
SaleCommon Stock | 69,375 | $0.35 | $24,191.06 |
DisclosureSEC source: 0001280776-18-000091 · wf-form4_153756112908197.xml · nonDerivative · entry 1 Godshall Douglas Evan · CIK 0001404227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.34 to $0.35. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 01:30 UTC |
Satter Muneer ADirector · 10% owner
|
SaleCommon Stock | 7,044,777 | $0.29 | $2,054,256.97 |
DisclosureSEC source: 0001280776-18-000089 · wf-form4_153723423594630.xml · nonDerivative · entry 3 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F7 · shares: The amount in Column 4 includes (a) 2,601,299 shares sold by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 1,813,047 shares sold by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) 2,630,431 shares sold by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (7), except to the extent of his pecuniary interest. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.24 to $0.3646. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range set forth in this footnote (8) to this Form 4. F9 · ownership.nature: All shares previously held by (a) the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee, (b) by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager, and (c) Satter Medical Technology Partners, L.P. for which the Reporting Person had sole voting and dispositive power over all such shares, have been disposed of as of the date of the filing of this Form 4. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 01:30 UTC |
Satter Muneer ADirector · 10% owner
|
SaleCommon Stock | 447,500 | $0.36 | $160,384.00 |
DisclosureSEC source: 0001280776-18-000089 · wf-form4_153723423594630.xml · nonDerivative · entry 2 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,044,777 F4 · shares: The amount in Column 4 includes (a) 165,240 shares sold by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 115,169 shares sold by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c)167,091 shares sold by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (4), except to the extent of his pecuniary interest. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.34 to $0.40. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The amount in Column 5 includes (a) 2,601,299 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 1,813,047 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) 2,630,431 shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (6), except to the extent of his pecuniary interest. Read SEC document |
| September 13, 2018 Filed Sep 18, 2018 01:26 UTC |
Hasnain FaheemDirector
|
SaleCommon Stock | 118,243 | $0.44 | $51,766.79 |
DisclosureSEC source: 0001280776-18-000088 · wf-form4_153723394976637.xml · nonDerivative · entry 2 Hasnain Faheem · CIK 0001352620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| September 13, 2018 Filed Sep 18, 2018 01:26 UTC |
Hasnain FaheemDirector
|
SaleCommon Stock | 59,200 | $0.44 | $25,911.84 |
DisclosureSEC source: 0001280776-18-000088 · wf-form4_153723394976637.xml · nonDerivative · entry 1 Hasnain Faheem · CIK 0001352620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,743 Read SEC document |
| September 13, 2018 Filed Sep 18, 2018 01:30 UTC |
Satter Muneer ADirector · 10% owner
|
SaleCommon Stock | 3,890,000 | $0.50 | $1,930,996.00 |
DisclosureSEC source: 0001280776-18-000089 · wf-form4_153723423594630.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,492,277 F1 · shares: The amount in Column 4 includes (a) 1,436,391 shares sold by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 1,001,131 shares sold by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) 1,452,478 shares sold by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (1), except to the extent of his pecuniary interest. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.41 to $0.598. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 2,766,539 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 1,928,216 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) 2,797,522 shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 13, 2018 Filed Sep 18, 2018 01:24 UTC |
BIENAIME JEAN JACQUESDirector
|
SaleCommon Stock | 20,000 | $0.47 | $9,400.00 |
DisclosureSEC source: 0001280776-18-000087 · wf-form4_153723383634954.xml · nonDerivative · entry 1 BIENAIME JEAN JACQUES · CIK 0001221590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,119 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:08 UTC |
Cohen CherylDirector
|
SaleCommon Stock | 3,500 | $0.55 | $1,925.00 |
DisclosureSEC source: 0001280776-18-000085 · wf-form4_153695571919596.xml · nonDerivative · entry 1 Cohen Cheryl · CIK 0001529371 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · ownership.nature: Shares held by Cheryl L. Cohen Trust U/A 04/01/05 Cheryl L. Cohen Trustee. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:47 UTC |
Stern AronChief Administrative Officer
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001280776-18-000075 · wf-form4_153065083078370.xml · derivative · entry 1 Stern Aron · CIK 0001591106 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-30 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 19:22 UTC |
MURAWSKI RICHARD MVice President, Manufacturing
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000069 · wf-form4_152875934073633.xml · derivative · entry 1 MURAWSKI RICHARD M · CIK 0001022850 · Vice President, Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 23:24 UTC |
Nash DuanePresident
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000073 · wf-form4_152875942911815.xml · derivative · entry 1 Nash Duane · CIK 0001591098 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 23:23 UTC |
Henry AndrewVP, Clinical Operations
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000072 · wf-form4_152875940863326.xml · derivative · entry 1 Henry Andrew · CIK 0001591104 · VP, Clinical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 23:23 UTC |
Ashley Robert A.Chief Technical Officer, EVP
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000071 · wf-form4_152875938337968.xml · derivative · entry 1 Ashley Robert A. · CIK 0001591017 · Chief Technical Officer, EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 23:22 UTC |
Swanson Michael V.Chief Financial Officer, EVP
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000070 · wf-form4_152875936106799.xml · derivative · entry 1 Swanson Michael V. · CIK 0001591694 · Chief Financial Officer, EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 09, 2018 Filed Jun 11, 2018 23:22 UTC |
DUNN JOHN MICHAELGeneral Counsel and Secretary
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001280776-18-000068 · wf-form4_152875931831922.xml · derivative · entry 1 DUNN JOHN MICHAEL · CIK 0001238648 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-06-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| May 23, 2018 Filed May 25, 2018 16:07 UTC |
Godshall Douglas EvanDirector
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000040 · wf-form4_152727884006375.xml · derivative · entry 1 Godshall Douglas Evan · CIK 0001404227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:09 UTC |
Hasnain FaheemDirector
|
GrantStock Option (right to buy) · Derivative | 41,353 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000045 · wf-form4_152727896677922.xml · derivative · entry 1 Hasnain Faheem · CIK 0001352620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,353 Underlying: Common Stock · 41,353 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:10 UTC |
Halperin Errol R.Director
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000046 · wf-form4_152727898790036.xml · derivative · entry 1 Halperin Errol R. · CIK 0001591095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:09 UTC |
Cohen CherylDirector
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000043 · wf-form4_152727894752915.xml · derivative · entry 1 Cohen Cheryl · CIK 0001529371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:09 UTC |
BIENAIME JEAN JACQUESDirector
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000042 · wf-form4_152727892665112.xml · derivative · entry 1 BIENAIME JEAN JACQUES · CIK 0001221590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:08 UTC |
Millis J. MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000041 · wf-form4_152727885948403.xml · derivative · entry 1 Millis J. Michael · CIK 0001591498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:07 UTC |
SEARS LOWELLDirector
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000039 · wf-form4_152727882222142.xml · derivative · entry 1 SEARS LOWELL · CIK 0001189160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:07 UTC |
Satter Muneer ADirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 29,538 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001280776-18-000038 · wf-form4_152727880596273.xml · derivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,538 Underlying: Common Stock · 29,538 shares Expires 2028-05-22 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary of the Grant Date or the day prior to the Company's 2019 annual meeting of stockholders. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 02:04 UTC |
Cox Russell J.Director · Chief Executive Officer
|
GrantNon-Qualifed Stock Option (right to buy) · Derivative | 1,588,832 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001280776-18-000004 · wf-form4_151511784041634.xml · derivative · entry 1 Cox Russell J. · CIK 0001512984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588,832 Underlying: Common Stock · 1,588,832 shares Expires 2028-01-02 F1 · derivative.exercise_date: Twenty five (25%) of the shares of common stock subject to the option shall vest one year from January 3, 2018, and thereafter, one forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly, such that all of the shares of common stock subject to the option are vested by January 3, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the Amended & Restated 2017 Inducement Equity Incentive Plan (the "Plan)) through each vesting date; provided, that, the unvested portion of the option, if any, that would vest during the 12-month period following his termination date had he remained employed by the Issuer through such date shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 23:47 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $5.57 | $278,570.00 |
DisclosureSEC source: 0001280776-17-000104 · wf-form4_151329524009150.xml · nonDerivative · entry 2 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,382,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.225 to $5.70. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (4) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:47 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $5.40 | $269,765.00 |
DisclosureSEC source: 0001280776-17-000104 · wf-form4_151329524009150.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,332,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.85. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 22:35 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $4.96 | $248,225.00 |
DisclosureSEC source: 0001280776-17-000102 · wf-form4_151303170349004.xml · nonDerivative · entry 3 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,282,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.05. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (5) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:35 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $4.92 | $246,185.00 |
DisclosureSEC source: 0001280776-17-000102 · wf-form4_151303170349004.xml · nonDerivative · entry 2 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,232,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.775 to $5.05. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (4) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:35 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $4.77 | $238,730.00 |
DisclosureSEC source: 0001280776-17-000102 · wf-form4_151303170349004.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,182,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.475 to $5.00. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 23:40 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 30,000 | $4.25 | $127,539.00 |
DisclosureSEC source: 0001280776-17-000091 · wf-form4_150543243848119.xml · nonDerivative · entry 3 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,132,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.075 to $4.45. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (5) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:19 UTC |
Hasnain FaheemDirector
|
PurchaseCommon Stock | 59,200 | $4.19 | $247,870.40 |
DisclosureSEC source: 0001280776-17-000092 · wf-form4_150550674325248.xml · nonDerivative · entry 1 Hasnain Faheem · CIK 0001352620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,943 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.925 to $4.45. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 23:40 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $4.13 | $206,465.00 |
DisclosureSEC source: 0001280776-17-000091 · wf-form4_150543243848119.xml · nonDerivative · entry 2 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,102,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.20. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (4) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:15 UTC |
BIENAIME JEAN JACQUESDirector
|
PurchaseCommon Stock | 10,000 | $4.00 | $39,969.00 |
DisclosureSEC source: 0001280776-17-000088 · wf-form4_150542014038755.xml · nonDerivative · entry 1 BIENAIME JEAN JACQUES · CIK 0001221590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,119 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.1347. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 23:40 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $3.74 | $187,225.00 |
DisclosureSEC source: 0001280776-17-000091 · wf-form4_150543243848119.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,052,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.625 to $3.90. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:14 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $3.53 | $176,615.00 |
DisclosureSEC source: 0001280776-17-000086 · wf-form4_150524726233137.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,002,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.65. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:10 UTC |
Hasnain FaheemDirector
|
GrantStock Option (right to buy) · Derivative | 15,222 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001280776-17-000084 · wf-form4_150472861787568.xml · derivative · entry 1 Hasnain Faheem · CIK 0001352620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,222 Underlying: Common Stock · 15,222 shares Expires 2027-09-04 F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan) through the vesting date, 100% of the shares will vest upon the earlier of the one (1) year anniversary from September 5, 2017 or the day prior to the Company's 2018 annual meeting of stockholders. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:13 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $3.10 | $31,008.00 |
DisclosureSEC source: 0001280776-17-000072 · wf-form4_149747478861937.xml · nonDerivative · entry 2 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,952,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.025 to $3.25. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (4) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:29 UTC |
DUNN JOHN MICHAELGeneral Counsel and Secretary
|
PurchaseCommon Stock | 2,400 | $3.09 | $7,416.96 |
DisclosureSEC source: 0001280776-17-000075 · wf-form4_149755857797011.xml · nonDerivative · entry 2 DUNN JOHN MICHAEL · CIK 0001238648 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:29 UTC |
DUNN JOHN MICHAELGeneral Counsel and Secretary
|
PurchaseCommon Stock | 100 | $3.08 | $307.50 |
DisclosureSEC source: 0001280776-17-000075 · wf-form4_149755857797011.xml · nonDerivative · entry 1 DUNN JOHN MICHAEL · CIK 0001238648 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,485 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:28 UTC |
Winters Terence E.Director · Co-Chairman and CEO
|
PurchaseCommon Stock | 10,000 | $3.10 | $30,981.00 |
DisclosureSEC source: 0001280776-17-000074 · wf-form4_149755850136766.xml · nonDerivative · entry 1 Winters Terence E. · CIK 0001591099 · Director · Co-Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.075 to $3.10. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 21:13 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $3.03 | $30,311.00 |
DisclosureSEC source: 0001280776-17-000072 · wf-form4_149747478861937.xml · nonDerivative · entry 1 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,942,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.95 to $3.10. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:27 UTC |
BIENAIME JEAN JACQUESDirector
|
PurchaseCommon Stock | 16,000 | $3.00 | $48,068.80 |
DisclosureSEC source: 0001280776-17-000073 · wf-form4_149755844275299.xml · nonDerivative · entry 1 BIENAIME JEAN JACQUES · CIK 0001221590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,119 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.995 to $3.095. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 20:05 UTC |
Satter Muneer ADirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $3.06 | $30,615.00 |
DisclosureSEC source: 0001280776-17-000061 · wf-form4_149729794029409.xml · nonDerivative · entry 3 Satter Muneer A · CIK 0001315797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,932,277 F1 · kind: All shares were purchased by Satter Medical Technology Partners, L.P. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.975 to $3.20. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (5) to this Form 4. F3 · ownership.nature: The amount in Column 5 includes (a) 4,202,930 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, and (c) the remaining balance of shares are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clauses (b) and (c) of this footnote (3), except to the extent of his pecuniary interest. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 20:11 UTC |
MURAWSKI RICHARD MVice President, Manufacturing
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001280776-17-000066 · wf-form4_149739905118930.xml · derivative · entry 1 MURAWSKI RICHARD M · CIK 0001022850 · Vice President, Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2027-06-09 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 10, 2017 Filed Jun 14, 2017 00:16 UTC |
Winters Terence E.Director · Co-Chairman and CEO
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001280776-17-000070 · wf-form4_149739935757762.xml · derivative · entry 1 Winters Terence E. · CIK 0001591099 · Director · Co-Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-06-09 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 10, 2017 Filed Jun 14, 2017 00:15 UTC |
Swanson Michael V.Chief Financial Officer, EVP
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001280776-17-000069 · wf-form4_149739928897864.xml · derivative · entry 1 Swanson Michael V. · CIK 0001591694 · Chief Financial Officer, EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-06-09 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 10, 2017 Filed Jun 14, 2017 00:13 UTC |
Stern AronChief Administrative Officer
|
GrantStock Option (right to buy) · Derivative | 22,143 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001280776-17-000068 · wf-form4_149739922138803.xml · derivative · entry 1 Stern Aron · CIK 0001591106 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,143 Underlying: Common Stock · 22,143 shares Expires 2027-06-09 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
| June 10, 2017 Filed Jun 14, 2017 00:12 UTC |
Nash DuanePresident
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001280776-17-000067 · wf-form4_149739911768796.xml · derivative · entry 1 Nash Duane · CIK 0001591098 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2027-06-09 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.