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person · Reporting owner

Winters Terence E.

Disclosed activity across 1 company

Tapewire entity
175186
SEC CIK
0001591099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMMUNIC, INC.VTL · Entity 6306Director · Co-Chairman and CEOJune 14, 2017June 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMMUNIC, INC.

Report date June 14, 2017 · Filed June 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect194,966 Reported balance After 2017-06-14 transaction · row 1
1 source row

Row 1 · 2017-06-14 · Purchase · Acquired 10,000 · Balance 194,966

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.075 to $3.10. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4.

Common StockSEC Table I · non-derivativeIndirectBy trust119,964 Reported balance Holding disclosure · report date 2017-06-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 119,964

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.075 to $3.10. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 15, 2017 20:28 UTC IMMUNIC, INC. VTL · Entity 6306 PurchaseCommon Stock 10,000 $3.10 $30,981.00
Disclosure

SEC source: 0001280776-17-000074 · wf-form4_149755850136766.xml · nonDerivative · entry 1

Winters Terence E. · CIK 0001591099 · Director · Co-Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.075 to $3.10. The reporting person undertakes to provide Vital Therapies, Inc., any security holder of Vital Therapies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price range set forth in this footnote (1) to this Form 4.

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June 10, 2017 Filed Jun 14, 2017 00:16 UTC IMMUNIC, INC. VTL · Entity 6306 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001280776-17-000070 · wf-form4_149739935757762.xml · derivative · entry 1

Winters Terence E. · CIK 0001591099 · Director · Co-Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-06-09

F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 10, 2017, such that all of the shares of common stock subject to the option are vested by June 10, 2021, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.