ILMN

SEC source: 0001127602-24-006771 · form4.xml · nonDerivative · entry 3

Thaysen Jacob · CIK 0001625263 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,861

F3 · price: Weighted average sale price representing 692 shares sold ranging from $136.59 to $137.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-24-006771 · form4.xml · nonDerivative · entry 2

Thaysen Jacob · CIK 0001625263 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,169

F2 · price: Weighted average sale price representing 1,553 shares sold ranging from $135.47 to $136.32 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-24-006771 · form4.xml · nonDerivative · entry 1

Thaysen Jacob · CIK 0001625263 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,616

F1 · price: Weighted average sale price representing 5,085 shares sold ranging from $134.39 to $135.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-24-000103 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,568

F1 · shares: Dr. Gottlieb elected to receive 100% of his 2023 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is based on the quotient of (i) the cash compensation otherwise payable for the immediately completed quarter divided by (ii) the volume weighted average closing price per share during the immediately completed quarter, calculated by reference to each trading day during such quarter. The amount reported on this Form represents Dr. Gottlieb's 4th quarter 2023 retainer fees.

SEC source: 0001127602-23-027096 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,314

SEC source: 0001127602-23-026971 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 43,743

SEC source: 0001127602-23-026970 · form4.xml · nonDerivative · entry 1

Rollins Carissa · CIK 0001916557 · SVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,173

F1 · balance_after: Balance includes 80 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-026969 · form4.xml · nonDerivative · entry 1

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,396

SEC source: 0001127602-23-026968 · form4.xml · nonDerivative · entry 1

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,277

SEC source: 0001127602-23-026967 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,629

F1 · balance_after: Balance includes 31 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-026966 · form4.xml · nonDerivative · entry 1

GOSWAMI JOYDEEP · CIK 0001533115 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,777

SEC source: 0001127602-23-026965 · form4.xml · nonDerivative · entry 1

Ericksen Scott D · CIK 0001950482 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,733

F1 · balance_after: Balance includes 89 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-026963 · form4.xml · nonDerivative · entry 1

Barnard Steven · CIK 0001990125 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657

SEC source: 0001127602-23-026964 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Charles Dadswell Trust

Disclosed balance after: 15,483

F1 · balance_after: Balance includes 39 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-025723 · form4.xml · nonDerivative · entry 1

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,122

SEC source: 0001127602-23-025721 · form4.xml · nonDerivative · entry 1

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,664

F1 · balance_after: Balance includes 103 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-025719 · form4.xml · derivative · entry 2

Thaysen Jacob · CIK 0001625263 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,572

Underlying: Common Stock · 17,572 shares

Expires 2025-12-28

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

SEC source: 0001127602-23-025719 · form4.xml · nonDerivative · entry 1

Thaysen Jacob · CIK 0001625263 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,531

F1 · shares: Grant of restricted stock units shall vest as follows: 33.3% of the shares subject to the award shall vest on each of October 5, 2024, October 5, 2025, and October 5, 2026, subject to the awardee's continuing status as a service provider on such dates.

SEC source: 0001127602-23-025340 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,348

F1 · shares: Dr. Gottlieb elected to receive 100% of his 2023 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is based on the quotient of (i) the cash compensation otherwise payable for the immediately completed quarter divided by (ii) the volume weighted average closing price per share during the immediately completed quarter, calculated by reference to each trading day during such quarter. The amount reported on this Form represents Dr. Gottlieb's 3rd quarter 2023 retainer fees.

SEC source: 0001127602-23-023870 · form4.xml · derivative · entry 3

Barnard Steven · CIK 0001990125 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Common Stock · 1,255 shares

Expires 2024-12-29

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

SEC source: 0001127602-23-023870 · form4.xml · derivative · entry 2

Barnard Steven · CIK 0001990125 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882

Underlying: Common Stock · 1,882 shares

Expires 2025-12-28

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

SEC source: 0001127602-23-023870 · form4.xml · nonDerivative · entry 1

Barnard Steven · CIK 0001990125 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,210

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of September 5, 2024, September 5, 2025, September 5, 2026, and September 5, 2027, subject to awardee's continuing status as a service provider on such dates.

SEC source: 0001127602-23-023172 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,524

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Balance includes 2 shares acquired through Employee Stock Purchase Plan.

SEC source: 0001127602-23-021349 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,022

SEC source: 0001127602-23-020393 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,587

SEC source: 0001127602-23-019762 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,206

F1 · shares: Dr. Gottlieb elected to receive 100% of his 2023 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is fixed at the end of each calendar quarter based on the volume weighted average closing price of Illumina common stock of $205.7858 during such calendar quarter. The amount reported on this Form represents Dr. Gottlieb's second quarter 2023 retainer fees.

SEC source: 0001127602-23-019413 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,522

SEC source: 0001127602-23-017872 · form4.xml · nonDerivative · entry 1

MACMILLAN STEPHEN P · CIK 0001239351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-018079 · form4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017243 · form4.xml · nonDerivative · entry 1

Teno Andrew · CIK 0001700750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017241 · form4.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,008

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017240 · form4.xml · nonDerivative · entry 1

SCHILLER PHILIP W · CIK 0001214110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,693

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017239 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,103

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017238 · form4.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,975

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017237 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,296

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017235 · form4.xml · nonDerivative · entry 1

DORSA CAROLINE · CIK 0001181174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,421

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-017233 · form4.xml · nonDerivative · entry 1

ARNOLD FRANCES · CIK 0001665419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,572

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

SEC source: 0001127602-23-016874 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,600 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-016874 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-016874 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,164

SEC source: 0001127602-23-016870 · form4.xml · nonDerivative · entry 1

DORSA CAROLINE · CIK 0001181174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,889

SEC source: 0001127602-23-016724 · form4.xml · nonDerivative · entry 4

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,022

F4 · price: Weighted average sale price representing 1,676 shares sold ranging from $209.21 to $210.21 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-23-016724 · form4.xml · nonDerivative · entry 3

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,698

F3 · price: Weighted average sale price representing 1,506 shares sold ranging from $208.20 to $209.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-23-016724 · form4.xml · nonDerivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,204

F2 · price: Weighted average sale price representing 1,618 shares sold ranging from $207.12 to $208.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-23-016724 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,822

F1 · price: Weighted average sale price representing 200 shares sold ranging from $205.30 to $205.90 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

SEC source: 0001127602-23-015019 · form4.xml · nonDerivative · entry 1

Frank John Edward · CIK 0001921247 · Chief Public Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,166

SEC source: 0001127602-23-012778 · form4.xml · nonDerivative · entry 1

Rollins Carissa · CIK 0001916557 · SVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,497

SEC source: 0001127602-23-012775 · form4.xml · nonDerivative · entry 1

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,042

SEC source: 0001127602-23-012178 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

F1 · shares: Dr. Gottlieb elected to receive 100% of his 2023 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is fixed at the end of each calendar quarter based on the volume weighted average closing price of Illumina common stock of $210.4738 during such calendar quarter. The amount reported on this Form represents Dr. Gottlieb's first quarter 2023 retainer fees.

SEC source: 0001127602-23-008590 · form4.xml · derivative · entry 3

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045

Underlying: Common Stock · 6,045 shares

Expires 2025-12-28

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.