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Aravanis Alexander

Disclosed activity across 1 company

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111569
SEC CIK
0001812464

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ILLUMINA, INC.ILMN · Entity 3137SVP, Chief Technology OfficerJuly 05, 2023July 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ILLUMINA, INC.

Report date July 05, 2023 · Filed July 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,587 Reported balance After 2023-07-05 transaction · row 1
1 source row

Row 1 · 2023-07-05 · Tax withholding · Disposed 409 · Balance 12,587

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2023 Filed Jul 6, 2023 20:14 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 409 $187.03 $76,495.27
Disclosure

SEC source: 0001127602-23-020393 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,587

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:02 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 6,045 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008564 · form4.xml · derivative · entry 3

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045

Underlying: Common Stock · 6,045 shares

Expires 2025-12-28

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:02 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 4,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008564 · form4.xml · derivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030

Underlying: Common Stock · 4,030 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:02 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 10,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008564 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,996

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2023, November 5, 2024, November 5, 2025, and November 5, 2026, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:08 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 2,320 $202.16 $469,011.20
Disclosure

SEC source: 0001127602-23-006855 · form4.xml · nonDerivative · entry 4

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F3 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 2,320 shares sold ranging from $201.89 to $202.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:08 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 3,078 $201.42 $619,970.76
Disclosure

SEC source: 0001127602-23-006855 · form4.xml · nonDerivative · entry 3

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,242

F3 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 3,078 shares sold ranging from $200.88 to $201.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 23:08 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 9,292 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006855 · form4.xml · derivative · entry 5

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,292 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 23:08 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 3,894 $202.84 $789,858.96
Disclosure

SEC source: 0001127602-23-006855 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Read SEC document
February 21, 2023 Filed Feb 23, 2023 23:08 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006855 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020.

F2 · balance_after: Balance includes 65 shares acquired through Employee Stock Purchase Plan.

Read SEC document
November 08, 2022 Filed Nov 8, 2022 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 361 $218.00 $78,698.00
Disclosure

SEC source: 0001127602-22-025117 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

F2 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 191 $217.19 $41,483.29
Disclosure

SEC source: 0001127602-22-025117 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218

F1 · balance_after: Balance includes 63 shares acquired through Employee Stock Purchase Plan.

Read SEC document
July 07, 2022 Filed Jul 7, 2022 21:25 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 539 $200.00 $107,800.00
Disclosure

SEC source: 0001127602-22-019062 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346

F2 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:25 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 285 $193.02 $55,010.70
Disclosure

SEC source: 0001127602-22-019062 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

F1 · balance_after: Balance includes 43 shares acquired through Employee Stock Purchase Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:21 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 12,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008105 · form4.xml · derivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

Underlying: Common Stock · 12,113 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:21 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,999 $330.25 Strike: $330.25 $11,558,419.75
Disclosure

SEC source: 0001127602-22-008105 · form4.xml · derivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,999

Underlying: Common Stock · 34,999 shares

Expires 2029-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional 25% of the shares subject to the option shall become exercisable each year thereafter, subject to optionee's continuing to be a service provider on such date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:52 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 361 $386.35 $139,472.35
Disclosure

SEC source: 0001127602-21-029346 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:53 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 191 $408.14 $77,954.74
Disclosure

SEC source: 0001127602-21-028721 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 483 $417.62 $201,710.46
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 7

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 200 $416.48 $83,296.00
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 6

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 200 shares sold ranging from $416.11 to $417.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 393 $413.24 $162,403.32
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 5

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 393 shares sold ranging from $413.12 to $413.55 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 366 $412.15 $150,846.90
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 4

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 366 shares sold ranging from $412.04 to $412.40 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 645 $411.47 $265,398.15
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 3

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 645 shares sold ranging from $411.03 to $411.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 639 $410.47 $262,290.33
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 639 shares sold ranging from $410.01 to $410.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:11 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 200 $409.28 $81,856.00
Disclosure

SEC source: 0001127602-21-028415 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,405

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $409 to $409.565 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 21:27 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 2,926 $423.00 $1,237,698.00
Disclosure

SEC source: 0001127602-21-027761 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 173 $414.70 $71,743.10
Disclosure

SEC source: 0001127602-21-027452 · form4.xml · nonDerivative · entry 5

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 173 shares sold ranging from $414.24 to $415.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 154 $413.52 $63,682.08
Disclosure

SEC source: 0001127602-21-027452 · form4.xml · nonDerivative · entry 4

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 154 shares sold ranging from $413.01 to $413.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 1,051 $412.28 $433,306.28
Disclosure

SEC source: 0001127602-21-027452 · form4.xml · nonDerivative · entry 3

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,051 shares sold ranging from $412 to $412.83 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 948 $411.38 $389,988.24
Disclosure

SEC source: 0001127602-21-027452 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,909

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 948 shares sold ranging from $410.98 to $411.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:50 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 600 $410.42 $246,252.00
Disclosure

SEC source: 0001127602-21-027452 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,857

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 600 shares sold ranging from $409.96 to $410.93 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 22:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 151 $411.22 $62,094.22
Disclosure

SEC source: 0001127602-21-027096 · form4.xml · nonDerivative · entry 5

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 151 shares sold ranging from $411.045 to $411.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Cancel

Read SEC document
October 12, 2021 Filed Oct 14, 2021 22:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 709 $410.52 $291,058.68
Disclosure

SEC source: 0001127602-21-027096 · form4.xml · nonDerivative · entry 4

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,608

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 709 shares sold ranging from $410 to $410.985 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Cancel

Read SEC document
October 12, 2021 Filed Oct 14, 2021 22:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 893 $409.48 $365,665.64
Disclosure

SEC source: 0001127602-21-027096 · form4.xml · nonDerivative · entry 3

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 893 shares sold ranging from $408.98 to $409.915 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Cancel

Read SEC document
October 12, 2021 Filed Oct 14, 2021 22:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 750 $408.33 $306,247.50
Disclosure

SEC source: 0001127602-21-027096 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,210

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 750 shares sold ranging from $407.89 to $408.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Cancel

Read SEC document
October 12, 2021 Filed Oct 14, 2021 22:29 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 423 $407.29 $172,283.67
Disclosure

SEC source: 0001127602-21-027096 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 423 shares sold ranging from $406.76 to $407.69 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Cancel

Read SEC document
August 18, 2021 Filed Sep 3, 2021 23:17 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 9,949 $510.61 $5,080,058.89
Disclosure

SEC source: 0001127602-21-024923 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,383

F2 · shares: Represents tax withholding, required pursuant to the terms of the Merger Agreement, in connection with the shares received in respect of the GRAIL stock options held by the reporting person as of immediately prior to the Closing.

Read SEC document
August 18, 2021 Filed Sep 3, 2021 23:17 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 21,653 $510.61 $11,056,238.33
Disclosure

SEC source: 0001127602-21-024923 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,332

F1 · shares: Represents shares acquired by the reporting person pursuant to the terms of the Agreement and Plan of Merger, dated as of September 20, 2020, as amended, by and among Illumina, Inc. and GRAIL, Inc. ("GRAIL"), among others (the "Merger Agreement"). At the closing of the transactions contemplated by the Merger Agreement (the "Closing"), the reporting person became entitled to receive in respect of the shares of Class A Common Stock of GRAIL and GRAIL stock options held by him as of immediately prior to the Closing the shares of Illumina common stock reported above, based on, in each case, an exchange ratio determined pursuant to the terms of the Merger Agreement.

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July 07, 2021 Filed Jul 7, 2021 22:26 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 539 $477.59 $257,421.01
Disclosure

SEC source: 0001127602-21-021690 · form4.xml · nonDerivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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July 05, 2021 Filed Jul 7, 2021 22:26 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 285 $474.85 $135,332.25
Disclosure

SEC source: 0001127602-21-021690 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

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February 09, 2021 Filed Feb 11, 2021 23:40 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 6,623 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005280 · form4.xml · derivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,623

Underlying: Common Stock · 6,623 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:40 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 2,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005280 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,503

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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July 06, 2020 Filed Jul 8, 2020 20:31 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 9,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021285 · form4.xml · derivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,885

Underlying: Common Stock · 9,885 shares

Expires 2023-01-01

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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July 06, 2020 Filed Jul 8, 2020 20:31 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021285 · form4.xml · nonDerivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of July 5, 2021, July 5, 2022, July 5, 2023 and July 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.