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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 2,552 $296.00 $755,392.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 6

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,005

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 5,609 $296.00 $1,660,264.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 5

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,557

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionCommon Stock 3,431 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 4

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 3

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,735

F3 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionCommon Stock 8,210 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 4,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,809

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:10 UTC
TOUSI SUSAN HSVP Product Development
Exercise / conversionPerformance Shares · Derivative 9,969 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005392 · form4.xml · derivative · entry 4

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,969 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:10 UTC
TOUSI SUSAN HSVP Product Development
Tax withholdingCommon Stock 6,920 $296.00 $2,048,320.00
Disclosure

SEC source: 0001127602-20-005392 · form4.xml · nonDerivative · entry 3

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,654

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:10 UTC
TOUSI SUSAN HSVP Product Development
Exercise / conversionCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005392 · form4.xml · nonDerivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:10 UTC
TOUSI SUSAN HSVP Product Development
GrantCommon Stock 4,985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005392 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,605

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:09 UTC
SAMAD SAMSVP and CFO
Exercise / conversionPerformance Shares · Derivative 6,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005390 · form4.xml · derivative · entry 4

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,626 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on January 6, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on January 6, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on January 6, 2017.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:09 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 4,513 $296.00 $1,335,848.00
Disclosure

SEC source: 0001127602-20-005390 · form4.xml · nonDerivative · entry 3

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:09 UTC
SAMAD SAMSVP and CFO
Exercise / conversionCommon Stock 6,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005390 · form4.xml · nonDerivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on January 6, 2017.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:09 UTC
SAMAD SAMSVP and CFO
GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005390 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on January 6, 2017.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:08 UTC Exercise / conversionPerformance Shares · Derivative 11,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005389 · form4.xml · derivative · entry 4

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,728 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:08 UTC Tax withholdingCommon Stock 8,226 $296.00 $2,434,896.00
Disclosure

SEC source: 0001127602-20-005389 · form4.xml · nonDerivative · entry 3

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,506

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:08 UTC Exercise / conversionCommon Stock 11,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005389 · form4.xml · nonDerivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:08 UTC GrantCommon Stock 5,864 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005389 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,004

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:05 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Exercise / conversionPerformance Shares · Derivative 13,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005385 · form4.xml · derivative · entry 4

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,488 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:05 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Tax withholdingCommon Stock 9,531 $296.00 $2,821,176.00
Disclosure

SEC source: 0001127602-20-005385 · form4.xml · nonDerivative · entry 3

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,112

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:05 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Exercise / conversionCommon Stock 13,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005385 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:05 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
GrantCommon Stock 6,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005385 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:39 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 35,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005375 · form4.xml · derivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,184 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:39 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 25,659 $296.00 $7,595,064.00
Disclosure

SEC source: 0001127602-20-005375 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,158

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:39 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 35,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005375 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:39 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 17,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005375 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,633

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:36 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionPerformance Shares · Derivative 7,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005374 · form4.xml · derivative · entry 4

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,624 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:36 UTC
Dadswell CharlesSVP & General Counsel
Tax withholdingCommon Stock 5,174 $296.00 $1,531,504.00
Disclosure

SEC source: 0001127602-20-005374 · form4.xml · nonDerivative · entry 3

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,769

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:36 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionCommon Stock 7,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005374 · form4.xml · nonDerivative · entry 2

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:36 UTC
Dadswell CharlesSVP & General Counsel
GrantCommon Stock 3,812 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005374 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,319

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:23 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 625 $300.24 $187,650.00
Disclosure

SEC source: 0001127602-20-003993 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,623

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 625 shares sold ranging from $300.00 to $300.51 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

F3 · balance_after: Balance includes 70 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:51 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantPerformance Shares · Derivative 4,995 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004398 · form4.xml · derivative · entry 2

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 4,995 shares

Expires 2023-01-01

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:51 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004398 · form4.xml · nonDerivative · entry 1

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:12 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantPerformance Shares · Derivative 6,243 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004419 · form4.xml · derivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

Underlying: Common Stock · 6,243 shares

Expires 2023-01-01

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:12 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004419 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:10 UTC
TOUSI SUSAN HSVP Product Development
GrantPerformance Shares · Derivative 6,243 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004416 · form4.xml · derivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

Underlying: Common Stock · 6,243 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:10 UTC
TOUSI SUSAN HSVP Product Development
GrantCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004416 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,620

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 74 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 23:08 UTC
SAMAD SAMSVP and CFO
GrantPerformance Shares · Derivative 4,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004413 · form4.xml · derivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370

Underlying: Common Stock · 4,370 shares

Expires 2023-01-01

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 23:08 UTC
SAMAD SAMSVP and CFO
GrantCommon Stock 1,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004413 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 23:03 UTC GrantPerformance Shares · Derivative 4,995 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004411 · form4.xml · derivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 4,995 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 23:03 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004411 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,140

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 68 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 23:00 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
GrantPerformance Shares · Derivative 6,243 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004410 · form4.xml · derivative · entry 2

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

Underlying: Common Stock · 6,243 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 23:00 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
GrantCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004410 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,022

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 53 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 22:58 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
GrantPerformance Shares · Derivative 7,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004406 · form4.xml · derivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,492

Underlying: Common Stock · 7,492 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 22:58 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
GrantCommon Stock 2,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004406 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,411

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 69 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 22:54 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantPerformance Shares · Derivative 5,619 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004400 · form4.xml · derivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

Underlying: Common Stock · 5,619 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 22:54 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantCommon Stock 1,873 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004400 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 63 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 22:56 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantPerformance Shares · Derivative 999 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004403 · form4.xml · derivative · entry 2

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999

Underlying: Common Stock · 999 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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February 05, 2020 Filed Feb 7, 2020 22:56 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantCommon Stock 999 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004403 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 88 shares acquired through Employee Stock Purchase Plan.

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February 05, 2020 Filed Feb 7, 2020 22:49 UTC
Febbo Phillip G.SVP Chief Medical Officer
GrantPerformance Shares · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004396 · form4.xml · derivative · entry 2

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 3,746 shares

Expires 2023-01-01

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.