Tapewire

Nasdaq · USD

ILMN

ILLUMINA, INC.

Export transactions ↓
Tapewire entity
3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 9, 2022 21:03 UTC
Frank John EdwardChief Public Affairs Officer
GrantPerformance Shares · Derivative 5,142 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013861 · form4.xml · derivative · entry 2

Frank John Edward · CIK 0001921247 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

Underlying: Common Stock · 5,142 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
May 05, 2022 Filed May 9, 2022 21:03 UTC
Frank John EdwardChief Public Affairs Officer
GrantCommon Stock 1,714 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013861 · form4.xml · nonDerivative · entry 1

Frank John Edward · CIK 0001921247 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of May 5, 2023, May 5, 2024, May 5, 2025, and May 5, 2026, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:54 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 368 $300.13 $110,447.84
Disclosure

SEC source: 0001127602-22-012861 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Charles Dadswell Trust

Disclosed balance after: 7,427

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 100 $355.38 $35,538.00
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 7

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 1,553 $352.82 $547,929.46
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 6

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 1,553 shares sold ranging from $352.43 to $353.19 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 300 $349.46 $104,838.00
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 5

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 300 shares sold ranging from $349.22 to $349.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 100 $346.25 $34,625.00
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 4

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,295

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 121 $344.78 $41,718.38
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 3

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 121 shares sold ranging from $344.77 to $344.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 100 $342.98 $34,298.00
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,516

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 20:33 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 200 $341.13 $68,226.00
Disclosure

SEC source: 0001127602-22-011971 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,616

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $340.96 to $341.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:19 UTC
Febbo Phillip G.SVP Chief Medical Officer
SaleCommon Stock 1,988 $360.01 $715,699.88
Disclosure

SEC source: 0001127602-22-011725 · form4.xml · nonDerivative · entry 2

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,774

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:19 UTC
Febbo Phillip G.SVP Chief Medical Officer
Tax withholdingCommon Stock 131 $363.84 $47,663.04
Disclosure

SEC source: 0001127602-22-011725 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,762

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:22 UTC
Pegels Kevin CarlChief of Global Operations
Tax withholdingCommon Stock 125 $363.84 $45,480.00
Disclosure

SEC source: 0001127602-22-011727 · form4.xml · nonDerivative · entry 1

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,914

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:17 UTC
Rollins CarissaSVP, Chief Information Officer
GrantPerformance Shares · Derivative 4,123 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011724 · form4.xml · derivative · entry 2

Rollins Carissa · CIK 0001916557 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123

Underlying: Common Stock · 4,123 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:17 UTC
Rollins CarissaSVP, Chief Information Officer
GrantCommon Stock 1,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011724 · form4.xml · nonDerivative · entry 1

Rollins Carissa · CIK 0001916557 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of April 5, 2023, April 5, 2024, April 5, 2025, and April 5, 2026, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:02 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 368 $342.83 $126,161.44
Disclosure

SEC source: 0001127602-22-010683 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Charles Dadswell Trust

Disclosed balance after: 7,795

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:31 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantPerformance Shares · Derivative 6,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008114 · form4.xml · derivative · entry 2

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 6,246 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:31 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantCommon Stock 2,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008114 · form4.xml · nonDerivative · entry 1

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,385

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:49 UTC
TOUSI SUSAN HSVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 12,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008124 · form4.xml · derivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

Underlying: Common Stock · 12,113 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:49 UTC
TOUSI SUSAN HSVP, Chief Commercial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,999 $330.25 Strike: $330.25 $11,558,419.75
Disclosure

SEC source: 0001127602-22-008124 · form4.xml · derivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,999

Underlying: Common Stock · 34,999 shares

Expires 2029-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional 25% of the shares subject to the option shall become exercisable each year thereafter, subject to optionee's continuing to be a service provider on such date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:47 UTC
TORRES JOSEVP, Chief Accounting Officer
GrantPerformance Shares · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008123 · form4.xml · derivative · entry 2

TORRES JOSE · CIK 0001666638 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454

Underlying: Common Stock · 1,454 shares

Expires 2024-12-29

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:47 UTC
TORRES JOSEVP, Chief Accounting Officer
GrantCommon Stock 969 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008123 · form4.xml · nonDerivative · entry 1

TORRES JOSE · CIK 0001666638 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 49 shares acquired through Employee Stock Purchase Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:43 UTC
SAMAD SAMSVP and CFO
GrantPerformance Shares · Derivative 6,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008120 · form4.xml · derivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 6,246 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:43 UTC
SAMAD SAMSVP and CFO
GrantCommon Stock 2,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008120 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:40 UTC
Reeves Kathryne GambrellSVP, Chief Marketing Officer
GrantPerformance Shares · Derivative 6,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008119 · form4.xml · derivative · entry 2

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 6,246 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:40 UTC
Reeves Kathryne GambrellSVP, Chief Marketing Officer
GrantCommon Stock 2,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008119 · form4.xml · nonDerivative · entry 1

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:37 UTC
Pegels Kevin CarlChief of Global Operations
GrantPerformance Shares · Derivative 4,543 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008117 · form4.xml · derivative · entry 2

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Underlying: Common Stock · 4,543 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:37 UTC
Pegels Kevin CarlChief of Global Operations
GrantCommon Stock 1,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008117 · form4.xml · nonDerivative · entry 1

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:34 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantPerformance Shares · Derivative 6,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008115 · form4.xml · derivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 6,246 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:34 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantCommon Stock 2,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008115 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:28 UTC
Febbo Phillip G.SVP Chief Medical Officer
GrantPerformance Shares · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008112 · form4.xml · derivative · entry 2

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085

Underlying: Common Stock · 9,085 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:28 UTC
Febbo Phillip G.SVP Chief Medical Officer
GrantCommon Stock 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008112 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:26 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 37,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008110 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,851

Underlying: Common Stock · 37,851 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:26 UTC
deSouza Francis ADirector · President and CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 109,371 $0.00 Strike: $330.25 $0.00
Disclosure

SEC source: 0001127602-22-008110 · form4.xml · derivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,371

Underlying: Common Stock · 109,371 shares

Expires 2029-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option become exercisable on the date indicated above, subject to the optionee's continuing to be a service provider on such date. An additional 25% of the shares subject to the option shall become exercisable each year thereafter subject to optionee's continuing to be a service provider on such date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:21 UTC
Aravanis AlexanderSVP, Chief Technology Officer
GrantPerformance Shares · Derivative 12,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008105 · form4.xml · derivative · entry 2

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

Underlying: Common Stock · 12,113 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:21 UTC
Aravanis AlexanderSVP, Chief Technology Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,999 $330.25 Strike: $330.25 $11,558,419.75
Disclosure

SEC source: 0001127602-22-008105 · form4.xml · derivative · entry 1

Aravanis Alexander · CIK 0001812464 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,999

Underlying: Common Stock · 34,999 shares

Expires 2029-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional 25% of the shares subject to the option shall become exercisable each year thereafter, subject to optionee's continuing to be a service provider on such date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:23 UTC
Dadswell CharlesSVP & General Counsel
GrantPerformance Shares · Derivative 6,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008107 · form4.xml · derivative · entry 2

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 6,246 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:23 UTC
Dadswell CharlesSVP & General Counsel
GrantCommon Stock 2,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008107 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Charles Dadswell Trust

Disclosed balance after: 8,163

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2022, November 5, 2023, November 5, 2024, and November 5, 2025, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 19,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · derivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,383 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 9,144 $319.86 $2,924,799.84
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,443

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 19,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F2 · balance_after: Balance includes 54 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:42 UTC
TOUSI SUSAN HSVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006630 · form4.xml · derivative · entry 3

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,561 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:42 UTC
TOUSI SUSAN HSVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,808 $319.86 $578,306.88
Disclosure

SEC source: 0001127602-22-006630 · form4.xml · nonDerivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,083

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:42 UTC
TOUSI SUSAN HSVP, Chief Commercial Officer
Exercise / conversionCommon Stock 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006630 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F2 · balance_after: Balance includes 56 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:39 UTC
SAMAD SAMSVP and CFO
Exercise / conversionPerformance Shares · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006629 · form4.xml · derivative · entry 3

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,561 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:39 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 1,808 $319.86 $578,306.88
Disclosure

SEC source: 0001127602-22-006629 · form4.xml · nonDerivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,215

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:39 UTC
SAMAD SAMSVP and CFO
Exercise / conversionCommon Stock 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006629 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:38 UTC
Pegels Kevin CarlChief of Global Operations
Exercise / conversionPerformance Shares · Derivative 1,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006628 · form4.xml · derivative · entry 3

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,065 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:38 UTC
Pegels Kevin CarlChief of Global Operations
Tax withholdingCommon Stock 386 $319.86 $123,465.96
Disclosure

SEC source: 0001127602-22-006628 · form4.xml · nonDerivative · entry 2

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,524

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:38 UTC
Pegels Kevin CarlChief of Global Operations
Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006628 · form4.xml · nonDerivative · entry 1

Pegels Kevin Carl · CIK 0001892104 · Chief of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.