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Nasdaq · USD

IKT

Inhibikase Therapeutics, Inc.

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5838
SEC CIK
0001750149
Parsed reports
110

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2025 Filed Jan 7, 2025 23:39 UTC GrantStock Option (Right to Buy) · Derivative 316,647 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0000950170-25-003125 · ownership.xml · derivative · entry 3

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,647

Underlying: Common Stock · 316,647 shares

Expires 2035-01-03

F3 · derivative.exercise_date: The options will vest and become exercisable upon the expiration of the exercise period of the Issuer's Series B-1 Warrants in an amount proportional to the actual number of Series B-1 Warrants exercised, subject to the Reporting Person's continuous service to the Issuer through such date. Any options that do not become vested shall be automatically forfeited without consideration in respect thereof.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:39 UTC GrantStock Option (Right to Buy) · Derivative 172,191 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0000950170-25-003125 · ownership.xml · derivative · entry 2

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,191

Underlying: Common Stock · 172,191 shares

Expires 2035-01-03

F2 · derivative.exercise_date: The options will vest and become exercisable upon the expiration of the exercise period of the Issuer's Series A-1 Warrants in an amount proportional to the actual number of Series A-1 Warrants exercised, subject to the Reporting Person's continuous service to the Issuer through such date. Any options that do not become vested shall be automatically forfeited without consideration in respect thereof.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:39 UTC GrantStock Option (Right to Buy) · Derivative 344,452 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000950170-25-003125 · ownership.xml · derivative · entry 1

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,452

Underlying: Common Stock · 344,452 shares

Expires 2035-01-03

F1 · derivative.exercise_date: The options vested and became exercisable on October 9, 2024.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:38 UTC GrantStock Option (Right to Buy) · Derivative 316,647 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0000950170-25-003123 · ownership.xml · derivative · entry 3

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,647

Underlying: Common Stock · 316,647 shares

Expires 2035-01-03

F3 · derivative.exercise_date: The options will vest and become exercisable upon the expiration of the exercise period of the Issuer's Series B-1 Warrants in an amount proportional to the actual number of Series B-1 Warrants exercised, subject to the Reporting Person's continuous service to the Issuer through such date. Any options that do not become vested shall be automatically forfeited without consideration in respect thereof.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:38 UTC GrantStock Option (Right to Buy) · Derivative 172,191 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0000950170-25-003123 · ownership.xml · derivative · entry 2

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,191

Underlying: Common Stock · 172,191 shares

Expires 2035-01-03

F2 · derivative.exercise_date: The options will vest and become exercisable upon the expiration of the exercise period of the Issuer's Series A-1 Warrants in an amount proportional to the actual number of Series A-1 Warrants exercised, subject to the Reporting Person's continuous service to the Issuer through such date. Any options that do not become vested shall be automatically forfeited without consideration in respect thereof.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:38 UTC GrantStock Option (Right to Buy) · Derivative 344,452 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000950170-25-003123 · ownership.xml · derivative · entry 1

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,452

Underlying: Common Stock · 344,452 shares

Expires 2035-01-03

F1 · derivative.exercise_date: The options vested and became exercisable on October 9, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:58 UTC
Canner DavidDirector
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0000950170-24-116787 · ownership.xml · derivative · entry 1

Canner David · CIK 0002041173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-10-21

F1 · derivative.exercise_date: The option shares vest 50% on each of the first two anniversaries of October 21, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:53 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0000950170-24-116785 · ownership.xml · derivative · entry 2

Bellini Roberto · CIK 0001802453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-10-21

F2 · derivative.exercise_date: The option shares vest 50% on each of the first two anniversaries of October 21, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:53 UTC PurchaseCommon Stock 1,460,000 $1.37 $2,000,200.00
Disclosure

SEC source: 0000950170-24-116785 · ownership.xml · nonDerivative · entry 1

Bellini Roberto · CIK 0001802453 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,460,000

F1 · ownership.nature: These securities are owned directly by BSQUARED CAPITAL INC ("BSQ"). Mr. Bellini is a shareholder and officer of BSQ. Mr. Bellini expressly disclaims beneficial ownership of the securities listed above except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:49 UTC
Kush ArvindDirector
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0000950170-24-116783 · ownership.xml · derivative · entry 2

Kush Arvind · CIK 0001986806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-10-21

F1 · derivative.exercise_date: The option shares vest 50% on each of the first two anniversaries of October 21, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:49 UTC
Kush ArvindDirector
PurchaseCommon Stock 145,000 $1.37 $198,650.00
Disclosure

SEC source: 0000950170-24-116783 · ownership.xml · nonDerivative · entry 1

Kush Arvind · CIK 0001986806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,000

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:43 UTC
Munshi AmitDirector
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0000950170-24-116780 · ownership.xml · derivative · entry 2

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-10-21

F1 · derivative.exercise_date: The option shares vest 50% on each of the first two anniversaries of October 21, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 23:43 UTC
Munshi AmitDirector
PurchaseCommon Stock 365,000 $1.37 $500,050.00
Disclosure

SEC source: 0000950170-24-116780 · ownership.xml · nonDerivative · entry 1

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Amit Munshi Revocable Trust

Disclosed balance after: 365,000

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:27 UTC
GRINT PAUL CDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0000950170-24-084674 · ownership.xml · derivative · entry 1

GRINT PAUL C · CIK 0001236548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: The options will vest on the earlier of July 16, 2025 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:23 UTC
Dion GiseleDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0000950170-24-084666 · ownership.xml · derivative · entry 1

Dion Gisele · CIK 0001873088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: The options will vest on the earlier of July 16, 2025 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:20 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0000950170-24-084656 · ownership.xml · derivative · entry 1

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Molino Ventures, LLC

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: The options will vest on the earlier of July 16, 2025 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:18 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0000950170-24-084655 · ownership.xml · derivative · entry 1

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-07-16

F1 · derivative.exercise_date: The options will vest on the earlier of July 16, 2025 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 17:14 UTC
Lees-Rolfe GarthChief Financial Officer
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0000950170-24-040358 · ownership.xml · derivative · entry 1

Lees-Rolfe Garth · CIK 0002017374 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2031-04-01

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on April 1, 2025, one-third of the options will vest and become exercisable on April 1, 2026, and one-third of the options will vest and become exercisable on April 1, 2027, in each case subject to continued employment through each such vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC
Werner Milton H.Director · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0000950170-24-041191 · ownership.xml · derivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2031-04-01

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on April 1, 2025, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2025, subject to continued employment through each such vesting date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:18 UTC GrantStock Option (right to buy) · Derivative 6,667 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0000950170-23-031856 · ownership.xml · derivative · entry 1

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Molino Ventures, LLC

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The options will vest on the earlier of June 30, 2024 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:16 UTC
Dion GiseleDirector
GrantStock Option (right to buy) · Derivative 6,667 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0000950170-23-031855 · ownership.xml · derivative · entry 1

Dion Gisele · CIK 0001873088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The options will vest on the earlier of June 30, 2024 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:12 UTC
GRINT PAUL CDirector
GrantStock Option (right to buy) · Derivative 6,667 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0000950170-23-031852 · ownership.xml · derivative · entry 1

GRINT PAUL C · CIK 0001236548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2033-06-30

F1 · derivative.exercise_date: The options will vest on the earlier of June 30, 2024 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:11 UTC GrantStock Option (right to buy) · Derivative 6,667 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0000950170-23-031850 · ownership.xml · derivative · entry 1

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The options will vest on the earlier of June 30, 2024 or the day prior to the next annual meeting of stockholders, subject to the director's continued service through such date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:00 UTC
Werner Milton H.Director · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 210,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000899243-23-007010 · doc4.xml · derivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/1/2024, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2024, subject to continued employment through each such vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:00 UTC
FRATTAROLI JOSEPHCheif Financial Officer
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000899243-23-007009 · doc4.xml · derivative · entry 2

FRATTAROLI JOSEPH · CIK 0001272668 · Cheif Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2023-03-01

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/1/2024, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2024, subject to continued employment through each such vesting date.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:08 UTC
Dion GiseleDirector
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000899243-22-030439 · doc4.xml · derivative · entry 1

Dion Gisele · CIK 0001873088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-09-01

F1 · derivative.exercise_date: The option shares vest 50% on each of the first two anniversaries of September 1, 2022.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 20:25 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 5,000 $0.80 $4,000.00
Disclosure

SEC source: 0000899243-22-028794 · doc4.xml · nonDerivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335,433

Read SEC document
June 24, 2022 Filed Jun 29, 2022 01:00 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-22-039712 · doc4.xml · derivative · entry 1

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Read SEC document
June 24, 2022 Filed Jun 29, 2022 01:00 UTC
GRINT PAUL CDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-22-039710 · doc4.xml · derivative · entry 1

GRINT PAUL C · CIK 0001236548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Read SEC document
June 24, 2022 Filed Jun 29, 2022 01:00 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-22-039708 · doc4.xml · derivative · entry 1

BERMAN DENNIS N · CIK 0001273858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Molino Ventures, LLC

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Read SEC document
June 24, 2022 Filed Jun 29, 2022 01:00 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-22-039709 · doc4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: This entire stock option grant will vest 100% in a single tranche on the earlier of June 24, 2023 or the day prior to the next annual meeting of stockholders.

Read SEC document
May 27, 2022 Filed May 31, 2022 14:16 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 5,000 $0.98 $4,880.00
Disclosure

SEC source: 0000899243-22-020094 · doc4.xml · nonDerivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330,433

Read SEC document
May 20, 2022 Filed May 23, 2022 20:57 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0000899243-22-019229 · doc4.xml · nonDerivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,325,433

Read SEC document
May 19, 2022 Filed May 23, 2022 20:54 UTC
FRATTAROLI JOSEPHChief Financial Officer
PurchaseCommon Stock 3,948 $0.64 $2,542.51
Disclosure

SEC source: 0000899243-22-019219 · doc4.xml · nonDerivative · entry 1

FRATTAROLI JOSEPH · CIK 0001272668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,091

Read SEC document
March 07, 2022 Filed Mar 10, 2022 01:21 UTC
Werner Milton H.Director · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0000899243-22-010332 · doc4.xml · derivative · entry 2

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-03-07

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/7/2023, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2024, subject to continued employment through each such vesting date.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 01:22 UTC
FRATTAROLI JOSEPHCheif Financial Officer
GrantStock Option (right to buy) · Derivative 62,500 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0000899243-22-010333 · doc4.xml · derivative · entry 2

FRATTAROLI JOSEPH · CIK 0001272668 · Cheif Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2029-03-07

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/7/2023, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2024, subject to continued employment through each such vesting date.

Read SEC document
March 07, 2022 Filed Mar 21, 2022 20:05 UTC
FRATTAROLI JOSEPHChief Financial Officer
GrantStock Option (right to buy) · Derivative 62,500 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0000899243-22-011699 · doc4.xml · derivative · entry 2

FRATTAROLI JOSEPH · CIK 0001272668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2029-03-07

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/7/2023, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2023, subject to continued employment through each such vesting date.

F2 · derivative.exercise_date: The original Form 4, filed on March 9, 2022, is being amended by this Form 4 amendment to correct an error that misreported that the 24 equal monthly installments mentioned in footnote 1 would begin on the first day of April 2024, rather than the first day of April 2023 as intended.

Read SEC document
March 07, 2022 Filed Mar 21, 2022 20:05 UTC
Werner Milton H.Director · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0000899243-22-011698 · doc4.xml · derivative · entry 2

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-03-07

F1 · derivative.exercise_date: One-third of the options will vest and become exercisable on 3/7/2023, and the remaining portion will vest and become exercisable in 24 equal monthly installments commencing on the first day of April 2023, subject to continued employment through each such vesting date.

F2 · derivative.exercise_date: The original Form 4, filed on March 9, 2022, is being amended by this Form 4 amendment solely to correct an error that misreported that the 24 equal monthly installments mentioned in footnote 1 would begin on the first day of April 2024, rather than the first day of April 2023 as intended.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:25 UTC
Werner Milton H.Director · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 21,853 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001104659-22-001168 · tm221641d1_4.xml · derivative · entry 2

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,853 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in twelve equal monthly installments beginning on March 1, 2015.

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January 03, 2022 Filed Jan 5, 2022 02:25 UTC
Werner Milton H.Director · President and CEO · 10% owner
Exercise / conversionCommon Stock 21,853 $2.02 $44,143.06
Disclosure

SEC source: 0001104659-22-001168 · tm221641d1_4.xml · nonDerivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,315,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2021 Filed Nov 19, 2021 13:13 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 400 $1.93 $772.00
Disclosure

SEC source: 0001104659-21-141628 · tm2133483d1_4.xml · nonDerivative · entry 6

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Domestic Partner

Disclosed balance after: 23,589

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 17, 2021 Filed Nov 19, 2021 13:13 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 1,334 $1.94 $2,587.96
Disclosure

SEC source: 0001104659-21-141628 · tm2133483d1_4.xml · nonDerivative · entry 5

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Domestic Partner

Disclosed balance after: 23,589

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 17, 2021 Filed Nov 19, 2021 13:13 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 3,186 $1.96 $6,244.56
Disclosure

SEC source: 0001104659-21-141628 · tm2133483d1_4.xml · nonDerivative · entry 4

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Domestic Partner

Disclosed balance after: 23,589

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 17, 2021 Filed Nov 19, 2021 13:13 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 1,100 $1.97 $2,167.00
Disclosure

SEC source: 0001104659-21-141628 · tm2133483d1_4.xml · nonDerivative · entry 3

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Domestic Partner

Disclosed balance after: 23,589

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 17, 2021 Filed Nov 19, 2021 13:13 UTC
Werner Milton H.Director · President and CEO · 10% owner
PurchaseCommon Stock 17,569 $1.98 $34,786.62
Disclosure

SEC source: 0001104659-21-141628 · tm2133483d1_4.xml · nonDerivative · entry 2

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Domestic Partner

Disclosed balance after: 23,589

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 17, 2021 Filed Aug 19, 2021 11:46 UTC
Werner Milton H.Director · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 21,853 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0000899243-21-033598 · doc4.xml · derivative · entry 2

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,853 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in twelve equal monthly installments beginning on June 1, 2013.

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August 17, 2021 Filed Aug 19, 2021 11:46 UTC
Werner Milton H.Director · President and CEO · 10% owner
Exercise / conversionCommon Stock 21,853 $2.02 $44,143.06
Disclosure

SEC source: 0000899243-21-033598 · doc4.xml · nonDerivative · entry 1

Werner Milton H. · CIK 0001827621 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 23:12 UTC GrantStock Option (right to buy) · Derivative 22,677 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001104659-21-086991 · tm2120992d4_4.xml · derivative · entry 1

O'Farrell Elizabeth G. · CIK 0001744662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Common Stock · 22,677 shares

Expires 2028-06-25

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June 25, 2021 Filed Jun 29, 2021 23:11 UTC
GRINT PAUL CDirector
GrantStock Option (right to buy) · Derivative 22,677 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001104659-21-086990 · tm2120992d3_4.xml · derivative · entry 1

GRINT PAUL C · CIK 0001236548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Common Stock · 22,677 shares

Expires 2028-06-25

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June 25, 2021 Filed Jun 29, 2021 23:10 UTC GrantStock Option (right to buy) · Derivative 22,677 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001104659-21-086988 · tm2120992d2_4.xml · derivative · entry 1

Freeman Roy Lester · CIK 0001799732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

Underlying: Common Stock · 22,677 shares

Expires 2028-06-25

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.