Last 12 months
Inside the activity.
6 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2019 Filed Dec 16, 2019 22:01 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 33 | $30.00 | $990.00 |
DisclosureSEC source: 0001638599-19-001045 · doc4_6400.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,067 Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:37 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 4,000 | $29.80 | $119,200.00 |
DisclosureSEC source: 0001638599-19-001035 · doc4_6393.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,100 F2 · price: Reflects multiple sales transactions at share prices ranging from $29.61 to $29.99. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:37 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 1,625 | $73.07 | $118,731.93 |
DisclosureSEC source: 0001638599-19-001035 · doc4_6393.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,894 F3 · price: Reflects multiple purchase transactions at share prices ranging from $72.80 to $73.33. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares purchased at each price. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:02 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 2,200 | $30.02 | $66,044.00 |
DisclosureSEC source: 0001638599-19-001027 · doc4_6391.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,100 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:02 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 950 | $73.48 | $69,806.00 |
DisclosureSEC source: 0001638599-19-001027 · doc4_6391.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,269 Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 21:16 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 6,000 | $30.81 | $184,879.80 |
DisclosureSEC source: 0001638599-19-001024 · doc4_6389.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,300 F2 · price: Reflects multiple sales transactions at share prices ranging from $30.60 to $31.00. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 21:16 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 2,500 | $75.02 | $187,542.00 |
DisclosureSEC source: 0001638599-19-001024 · doc4_6389.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,319 F3 · price: Reflects multiple purchase transactions at share prices ranging from $74.94 to $75.18. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares purchased at each price. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 20:39 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 900 | $30.63 | $27,567.00 |
DisclosureSEC source: 0001638599-19-001007 · doc4_6385.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,300 Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 20:39 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 380 | $71.54 | $27,185.20 |
DisclosureSEC source: 0001638599-19-001007 · doc4_6385.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,819 Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 22:55 UTC |
Gold Alan DDirector · Executive Chairman
|
SaleSeries A Preferred Stock | 900 | $31.15 | $28,038.51 |
DisclosureSEC source: 0001638599-19-000978 · doc4_6359.xml · nonDerivative · entry 4 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,200 F2 · price: Reflects multiple sales transactions at share prices ranging from $30.885 to $31.250. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 22:55 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 350 | $78.49 | $27,471.26 |
DisclosureSEC source: 0001638599-19-000978 · doc4_6359.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,439 F3 · price: Reflects multiple purchase transactions at share prices ranging from $78.14 to $78.90. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares purchased at each price. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 17:47 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 300 | $84.23 | $25,269.99 |
DisclosureSEC source: 0001638599-19-000829 · doc4_6282.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,089 F1 · price: Reflects multiple purchase transactions at share prices ranging from $84.12 to $84.38. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares purchased at each price. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 10:01 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 300 | $88.64 | $26,592.00 |
DisclosureSEC source: 0001638599-19-000822 · doc4_6278.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,789 F1 · price: Reflects multiple purchase transactions at share prices ranging from $88.55 to $88.76. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares purchased at each price. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 15:15 UTC |
Stecher DavidDirector
|
PurchaseCommon Stock | 70 | $106.05 | $7,423.50 |
DisclosureSEC source: 0001638599-19-000715 · doc4_6230.xml · nonDerivative · entry 2 Stecher David · CIK 0001689405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 70 Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 15:15 UTC |
Stecher DavidDirector
|
PurchaseCommon Stock | 90 | $106.31 | $9,567.90 |
DisclosureSEC source: 0001638599-19-000715 · doc4_6230.xml · nonDerivative · entry 1 Stecher David · CIK 0001689405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:03 UTC |
Gold Alan DDirector · Executive Chairman
|
GiftCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000595 · doc4_6144.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,489 F1 · price: Bona fide gift to charity. Read SEC document |
| May 22, 2019 Filed May 22, 2019 17:21 UTC |
Stecher DavidDirector
|
GrantCommon Stock | 916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000546 · doc4_6122.xml · nonDerivative · entry 1 Stecher David · CIK 0001689405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 22, 2020, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:21 UTC |
Shoemaker ScottDirector
|
GrantCommon Stock | 916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000547 · doc4_6121.xml · nonDerivative · entry 1 Shoemaker Scott · CIK 0001689305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 22, 2020, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 17:21 UTC |
Kreitzer Gary ADirector
|
GrantCommon Stock | 1,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000548 · doc4_6120.xml · nonDerivative · entry 1 Kreitzer Gary A · CIK 0001298785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,575 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 22, 2020, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:55 UTC |
Smithers Paul E.Director · President, CEO and Director
|
SaleCommon Stock | 2,000 | $90.50 | $181,000.00 |
DisclosureSEC source: 0001638599-19-000537 · doc4_6111.xml · nonDerivative · entry 1 Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,565 F1 · price: Reflects multiple sales transactions at share prices ranging from $90.00 to $91.00. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:55 UTC |
Wolfe Brian J.VP, Gen. Counsel and Secretary
|
SaleCommon Stock | 3,181 | $89.01 | $283,140.81 |
DisclosureSEC source: 0001638599-19-000536 · doc4_6110.xml · nonDerivative · entry 1 Wolfe Brian J. · CIK 0001689397 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,955 F1 · price: Reflects multiple sales transactions at share prices ranging from $89.00 to $89.30. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 19:12 UTC |
HASTINGS CATHERINECFO, CAO and Treasurer
|
GrantCommon Stock | 7,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000091 · doc4_5864.xml · nonDerivative · entry 1 HASTINGS CATHERINE · CIK 0001693165 · CFO, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,454 F1 · price: Represents grant of restricted stock. One-third of the shares granted shall be released from the forfeiture restriction on each of the first three anniversaries of the grant date, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on each such date. Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 00:18 UTC |
Smithers Paul E.Director · President, CEO and Director
|
GrantCommon Stock | 11,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000094 · doc4_5866.xml · nonDerivative · entry 1 Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,565 F1 · price: Represents grant of restricted stock. One-third of the shares granted shall be released from the forfeiture restriction on each of the first three anniversaries of the grant date, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on each such date. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 19:12 UTC |
Wolfe Brian J.VP, Gen. Counsel and Secretary
|
GrantCommon Stock | 7,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000090 · doc4_5865.xml · nonDerivative · entry 1 Wolfe Brian J. · CIK 0001689397 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,136 F1 · price: Represents grant of restricted stock. One-third of the shares granted shall be released from the forfeiture restriction on each of the first three anniversaries of the grant date, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on each such date. Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 00:18 UTC |
Gold Alan DDirector · Executive Chairman
|
GrantCommon Stock | 17,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000095 · doc4_5867.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,489 F1 · price: Represents grant of restricted stock. One-third of the shares granted shall be released from the forfeiture restriction on each of the first three anniversaries of the grant date, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on each such date. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 20:28 UTC |
HASTINGS CATHERINECFO, CAO and Treasurer
|
Tax withholdingCommon Stock | 1,737 | $45.39 | $78,842.43 |
DisclosureSEC source: 0001638599-19-000007 · doc4_5830.xml · nonDerivative · entry 1 HASTINGS CATHERINE · CIK 0001693165 · CFO, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 01:42 UTC |
Smithers Paul E.Director · President, CEO and Director
|
Tax withholdingCommon Stock | 3,481 | $45.39 | $158,002.59 |
DisclosureSEC source: 0001638599-19-000012 · doc4_5831.xml · nonDerivative · entry 1 Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,207 F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 20:28 UTC |
Wolfe Brian J.VP, Gen. Counsel and Secretary
|
Tax withholdingCommon Stock | 1,938 | $45.39 | $87,965.82 |
DisclosureSEC source: 0001638599-19-000006 · doc4_5832.xml · nonDerivative · entry 1 Wolfe Brian J. · CIK 0001689397 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,564 F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 01:42 UTC |
Gold Alan DDirector · Executive Chairman
|
Tax withholdingCommon Stock | 12,412 | $45.39 | $563,380.68 |
DisclosureSEC source: 0001638599-19-000013 · doc4_5829.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,455 F2 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 17:10 UTC |
Kreitzer Gary ADirector
|
PurchaseCommon stock | 2,500 | $40.00 | $100,000.00 |
DisclosureSEC source: 0001638599-18-001173 · doc4_5722.xml · nonDerivative · entry 1 Kreitzer Gary A · CIK 0001298785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,430 F1 · price: Represents shares purchased by the reporting person in connection with Innovative Industrial Properties, Inc.'s follow-on public offering of common stock at the offering price pursuant to a registration statement on Form S-3 under the Securities Act of 1933, as amended. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 21:10 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 33,750 | $40.00 | $1,350,000.00 |
DisclosureSEC source: 0001638599-18-001174 · doc4_5593.xml · nonDerivative · entry 3 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children's Trust No. 2 Disclosed balance after: 33,750 F2 · price: Represents shares purchased by the reporting person in connection with Innovative Industrial Properties, Inc.'s follow-on public offering of common stock at the offering price pursuant to a registration statement on Form S-3 under the Securities Act of 1933, as amended. F3 · ownership.nature: An irrevocable trust of which a family member of the reporting person is a trustee and of which one of the reporting person's adult children is the sole beneficiary. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 21:10 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 33,750 | $40.00 | $1,350,000.00 |
DisclosureSEC source: 0001638599-18-001174 · doc4_5593.xml · nonDerivative · entry 2 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Children's Trust No. 1 Disclosed balance after: 33,750 F2 · price: Represents shares purchased by the reporting person in connection with Innovative Industrial Properties, Inc.'s follow-on public offering of common stock at the offering price pursuant to a registration statement on Form S-3 under the Securities Act of 1933, as amended. F3 · ownership.nature: An irrevocable trust of which a family member of the reporting person is a trustee and of which one of the reporting person's adult children is the sole beneficiary. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:10 UTC |
HG Vora Capital Management, LLC10% owner
|
SaleCommon Stock | 3,600 | $45.41 | $163,476.00 |
DisclosureSEC source: 0001214659-18-006100 · marketforms-42956.xml · nonDerivative · entry 3 HG Vora Capital Management, LLC · CIK 0001525362 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 525,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.66. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Securities owned directly by HG Vora Special Opportunities Master Fund, Ltd. ("HG Vora Special Opportunities"). HG Vora Capital Management, LLC ("HG Vora Capital") is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as an investment adviser to certain investment entities. HG Vora Capital, as investment manager of HG Vora Special Opportunities, may be deemed to beneficially own the securities owned directly by HG Vora Special Opportunities. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:10 UTC |
HG Vora Capital Management, LLC10% owner
|
SaleCommon Stock | 246,400 | $44.52 | $10,969,728.00 |
DisclosureSEC source: 0001214659-18-006100 · marketforms-42956.xml · nonDerivative · entry 2 HG Vora Capital Management, LLC · CIK 0001525362 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 528,600 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $45.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Securities owned directly by HG Vora Special Opportunities Master Fund, Ltd. ("HG Vora Special Opportunities"). HG Vora Capital Management, LLC ("HG Vora Capital") is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as an investment adviser to certain investment entities. HG Vora Capital, as investment manager of HG Vora Special Opportunities, may be deemed to beneficially own the securities owned directly by HG Vora Special Opportunities. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:10 UTC |
HG Vora Capital Management, LLC10% owner
|
SaleCommon Stock | 225,000 | $44.01 | $9,902,250.00 |
DisclosureSEC source: 0001214659-18-006100 · marketforms-42956.xml · nonDerivative · entry 1 HG Vora Capital Management, LLC · CIK 0001525362 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 775,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Securities owned directly by HG Vora Special Opportunities Master Fund, Ltd. ("HG Vora Special Opportunities"). HG Vora Capital Management, LLC ("HG Vora Capital") is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as an investment adviser to certain investment entities. HG Vora Capital, as investment manager of HG Vora Special Opportunities, may be deemed to beneficially own the securities owned directly by HG Vora Special Opportunities. Read SEC document |
| August 22, 2018 Filed Oct 5, 2018 21:10 UTC |
Gold Alan DDirector · Executive Chairman
|
GiftCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-001174 · doc4_5593.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,867 F1 · price: Bona fide gift to charity. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 16:49 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 200 | $36.29 | $7,258.00 |
DisclosureSEC source: 0001638599-18-000653 · doc4_5474.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,867 Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 19:47 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 100 | $37.18 | $3,718.00 |
DisclosureSEC source: 0001638599-18-000633 · doc4_5465.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,667 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 17:14 UTC |
Wolfe Brian J.VP, Gen. Counsel and Secretary
|
SaleCommon Stock | 6,013 | $37.34 | $224,551.88 |
DisclosureSEC source: 0001638599-18-000627 · doc4_5448.xml · nonDerivative · entry 1 Wolfe Brian J. · CIK 0001689397 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,502 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:14 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseSeries A Preferred Stock | 100 | $27.22 | $2,722.00 |
DisclosureSEC source: 0001638599-18-000628 · doc4_5449.xml · nonDerivative · entry 2 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,100 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:14 UTC |
Gold Alan DDirector · Executive Chairman
|
PurchaseCommon Stock | 100 | $36.36 | $3,636.00 |
DisclosureSEC source: 0001638599-18-000628 · doc4_5449.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,567 Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:10 UTC |
Shoemaker ScottDirector
|
GrantCommon Stock | 1,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000571 · doc4_5421.xml · nonDerivative · entry 1 Shoemaker Scott · CIK 0001689305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 23, 2019, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| May 23, 2018 Filed May 23, 2018 17:10 UTC |
Stecher DavidDirector
|
GrantCommon Stock | 1,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000570 · doc4_5423.xml · nonDerivative · entry 1 Stecher David · CIK 0001689405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 23, 2019, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| May 23, 2018 Filed May 23, 2018 17:10 UTC |
Kreitzer Gary ADirector
|
GrantCommon Stock | 1,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000572 · doc4_5422.xml · nonDerivative · entry 1 Kreitzer Gary A · CIK 0001298785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,930 F1 · price: Represents grant of restricted stock. All of the shares shall be released from the forfeiture restriction on May 23, 2019, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:20 UTC |
HASTINGS CATHERINECFO, CAO and Treasurer
|
GrantCommon Stock | 6,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000063 · doc4_5180.xml · nonDerivative · entry 1 HASTINGS CATHERINE · CIK 0001693165 · CFO, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,619 F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2019, January 1, 2020 and January 1, 2021, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Smithers Paul E.Director · President, CEO and Director
|
GrantCommon Stock | 11,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000064 · doc4_5181.xml · nonDerivative · entry 1 Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,688 F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2019, January 1, 2020 and January 1, 2021, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 16:20 UTC |
Wolfe Brian J.VP, Gen. Counsel and Secretary
|
GrantCommon Stock | 6,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000062 · doc4_5182.xml · nonDerivative · entry 1 Wolfe Brian J. · CIK 0001689397 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,515 F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2019, January 1, 2020 and January 1, 2021, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Gold Alan DDirector · Executive Chairman
|
GrantCommon Stock | 40,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-18-000065 · doc4_5179.xml · nonDerivative · entry 1 Gold Alan D · CIK 0001298786 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,467 F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2019, January 1, 2020 and January 1, 2021, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 13:18 UTC |
HASTINGS CATHERINECFO, CAO and Treasurer
|
Tax withholdingCommon Stock | 998 | $32.31 | $32,245.38 |
DisclosureSEC source: 0001638599-18-000014 · doc4_5160.xml · nonDerivative · entry 1 HASTINGS CATHERINE · CIK 0001693165 · CFO, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,827 F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 18:19 UTC |
Smithers Paul E.Director · President, CEO and Director
|
Tax withholdingCommon Stock | 2,343 | $32.31 | $75,702.33 |
DisclosureSEC source: 0001638599-18-000015 · doc4_5161.xml · nonDerivative · entry 1 Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,802 F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.