Smithers Paul E.

SEC source: 0001689308-26-000008 · form4-06232026_090619.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,876

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2027, January 1, 2028, and January 1, 2029, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001689308-26-000006 · form4-01222026_120104.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,577

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2027, January 1, 2028, and January 1, 2029, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001689308-26-000004 · form4-01072026_120121.xml · derivative · entry 3

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Company's common stock.

F3 · derivative.exercise_date: The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan.

F3 · derivative.expiration_date: The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan.

SEC source: 0001689308-26-000004 · form4-01072026_120121.xml · nonDerivative · entry 2

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,934

F1 · kind: Represents payment of tax liability by the withholding of shares of common stock by Innovative Industrial Properties, Inc. incident to the settlement of the reporting person's restricted stock units.

SEC source: 0001689308-26-000004 · form4-01072026_120121.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001689308-26-000002 · form4-01062026_120159.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,450

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to Innovative Industrial Properties, Inc. (the "Company") incident to the vesting of the reporting person's restricted stock.

SEC source: 0001415889-25-005421 · form4-02252025_060203.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,433

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2026, January 1, 2027, and January 1, 2028, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001415889-25-000628 · form4-01032025_110145.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,976

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to Innovative Industrial Properties, Inc. (the "Company") incident to the vesting of the reporting person's restricted stock.

SEC source: 0001415889-24-001442 · form4-01182024_030141.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,779

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2025, January 1, 2026 and January 1, 2027, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001415889-24-000311 · form4-01032024_090113.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,548

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to Innovative Industrial Properties, Inc. (the "Company") incident to the vesting of the reporting person's restricted stock.

SEC source: 0001415889-23-001270 · form4-01202023_040102.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,146

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2024, January 1, 2025 and January 1, 2026, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001415889-23-000168 · form4-01042023_010139.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,598

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to Innovative Industrial Properties, Inc. (the "Company") incident to the vesting of the reporting person's restricted stock.

SEC source: 0001415889-22-000501 · form4-01122022_120132.xml · derivative · entry 2

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,792

Underlying: Common Stock · 30,792 shares

Expires not disclosed

F2 · derivative.exercise_date: Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total stockholder return over the performance period beginning January 11, 2022 and ending on December 31, 2024, and certification of such performance by the Compensation Committee of the Board of Directors of the Company following the conclusion of the performance period.

F2 · derivative.expiration_date: Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total stockholder return over the performance period beginning January 11, 2022 and ending on December 31, 2024, and certification of such performance by the Compensation Committee of the Board of Directors of the Company following the conclusion of the performance period.

SEC source: 0001415889-22-000501 · form4-01122022_120132.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,026

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2023, January 1, 2024 and January 1, 2025, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. (the "Company") on such date.

SEC source: 0001415889-22-000139 · form4-01042022_110122.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,443

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to Innovative Industrial Properties, Inc. (the "Company") incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-21-000694 · doc4_7336.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,786

SEC source: 0001638599-21-000386 · doc4_7180.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,740

SEC source: 0001638599-21-000384 · doc4_7164.xml · nonDerivative · entry 2

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,740

SEC source: 0001638599-21-000384 · doc4_7164.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,740

SEC source: 0001638599-21-000062 · doc4_7002.xml · derivative · entry 4

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,238

Underlying: Common Stock · 21,238 shares

Expires not disclosed

F4 · derivative.exercise_date: Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over the performance period beginning January 11, 2021 and ending on December 31, 2023, and certification of such performance by the Compensation Committee of the Board of Directors of the Company following the conclusion of the performance period.

F4 · derivative.expiration_date: Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over the performance period beginning January 11, 2021 and ending on December 31, 2023, and certification of such performance by the Compensation Committee of the Board of Directors of the Company following the conclusion of the performance period.

SEC source: 0001638599-21-000062 · doc4_7002.xml · derivative · entry 3

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,654

Underlying: Common Stock · 6,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovative Industrial Properties, Inc. (the "Company") common stock.

F3 · derivative.exercise_date: One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2022, January 1, 2023 and January 1, 2024, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.

F3 · derivative.expiration_date: One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2022, January 1, 2023 and January 1, 2024, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.

SEC source: 0001638599-21-000009 · doc4_6969.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,740

F1 · kind: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-20-000023 · doc4_6449.xml · derivative · entry 2

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,653

Underlying: Common Stock · 10,653 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovativte Industrial Properties, Inc. common stock.

F2 · derivative.exercise_date: One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2021, January 1, 2022 and January 1, 2023, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.

F2 · derivative.expiration_date: One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2021, January 1, 2022 and January 1, 2023, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.

SEC source: 0001638599-20-000009 · doc4_6432.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,809

F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-19-000537 · doc4_6111.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,565

F1 · price: Reflects multiple sales transactions at share prices ranging from $90.00 to $91.00. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price.

SEC source: 0001638599-19-000094 · doc4_5866.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,565

F1 · price: Represents grant of restricted stock. One-third of the shares granted shall be released from the forfeiture restriction on each of the first three anniversaries of the grant date, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on each such date.

SEC source: 0001638599-19-000012 · doc4_5831.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,207

F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-18-000064 · doc4_5181.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,688

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2019, January 1, 2020 and January 1, 2021, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.

SEC source: 0001638599-18-000015 · doc4_5161.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,802

F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-17-000521 · doc4_4727.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,145

F1 · acquired: Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.

SEC source: 0001638599-17-000073 · doc4_4472.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,688

F1 · price: Represents grant of restricted stock. One-third of the shares shall be released from the forfeiture restriction on each of January 1, 2018, January 1, 2019 and January 1, 2020, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.

SEC source: 0001638599-16-001740 · doc4_4426.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825

F1 · price: Represents grant of restricted stock. All of the shares granted shall be released from the forfeiture restriction on May 30, 2017, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.

SEC source: 0001638599-16-001657 · doc4_4377.xml · nonDerivative · entry 1

Smithers Paul E. · CIK 0001689308 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000