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Nasdaq · USD

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Intellicheck, Inc.

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Tapewire entity
7153
SEC CIK
0001040896
Parsed reports
335

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2020 Filed Jan 27, 2020 17:04 UTC Exercise / conversionCommon Stock, $.001 par value 50,000 $1.15 $57,500.00
Disclosure

SEC source: 0001493152-20-001147 · ownership.xml · nonDerivative · entry 1

DAVIS JACK ALAN · CIK 0001356205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 20:35 UTC
Smith Guy LDirector
Exercise / conversionOption (Right to Buy) · Derivative 13,788 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001493152-20-000412 · ownership.xml · derivative · entry 3

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,788 shares

Expires 2020-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 20:35 UTC
Smith Guy LDirector
Exercise / conversionCommon Stock, $.001 par value 11,337 $1.44 $16,325.28
Disclosure

SEC source: 0001493152-20-000412 · ownership.xml · nonDerivative · entry 2

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 13,788 options granted, 2,451 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 11,337 shares.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 20:35 UTC
Smith Guy LDirector
Tax withholdingCommon Stock, $.001 par value 13,788 $8.10 $111,682.80
Disclosure

SEC source: 0001493152-20-000412 · ownership.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,995

F1 · shares: Of the 13,788 options granted, 2,451 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 11,337 shares.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:42 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 2,670 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0001493152-20-000085 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on December 31, 2019.

Read SEC document
December 12, 2019 Filed Dec 31, 2019 21:38 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, $.001 par value 185 $8.15 $1,507.75
Disclosure

SEC source: 0001493152-19-019936 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 2,060

F1 · balance_after: These shares are owned by Mr. Lewis' spouse. Mr. Lewis disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 13:00 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 4,008 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001493152-19-014860 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on September 30, 2019.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 13:25 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, $.001 par value 1,000 $4.53 $4,530.00
Disclosure

SEC source: 0001493152-19-012037 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:30 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 3,454 $0.00 Strike: $5.79 $0.00
Disclosure

SEC source: 0001493152-19-010148 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,454

Underlying: Common Stock · 3,454 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:28 UTC GrantRestricted Stock Unit · Derivative 345 $0.00 Strike: $5.79 $0.00
Disclosure

SEC source: 0001493152-19-010145 · ownership.xml · derivative · entry 1

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Underlying: Common Stock · 345 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on June 28, 2019.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Exercise / conversionOption (Right to Buy) · Derivative 10,949 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · derivative · entry 6

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,949 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Exercise / conversionOption (Right to Buy) · Derivative 16,423 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · derivative · entry 5

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,423 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Exercise / conversionCommon Stock, $.001 par value 2,203 $3.93 $8,657.79
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · nonDerivative · entry 4

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Of the 10,949 options granted, 8,746 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 2,203 shares.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Exercise / conversionCommon Stock, $.001 par value 3,305 $3.93 $12,988.65
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · nonDerivative · entry 3

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 16,423 options granted, 13,118 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 3,305 shares.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Tax withholdingCommon Stock, $.001 par value 10,949 $4.92 $53,869.08
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · nonDerivative · entry 2

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,355

F2 · shares: Of the 10,949 options granted, 8,746 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 2,203 shares.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:29 UTC
Smith Guy LDirector
Tax withholdingCommon Stock, $.001 par value 16,423 $4.92 $80,801.16
Disclosure

SEC source: 0001493152-19-009441 · ownership.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,304

F1 · shares: Of the 16,423 options granted, 13,118 shares were surrendered to Intellicheck as settlement for exercise resulting in the acquisition of 3,305 shares.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:36 UTC GrantRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001493152-19-004688 · ownership.xml · derivative · entry 1

ULLMAN DAVID E · CIK 0001196690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 29, 2019.

Read SEC document
March 27, 2019 Filed Mar 27, 2019 19:59 UTC
Lewis BryanPresident and CEO
GrantCommon Stock, $.001 par value 288 $3.46 $996.48
Disclosure

SEC source: 0001493152-19-004006 · ownership.xml · nonDerivative · entry 2

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 1,875

F1 · balance_after: These shares are owned by Mr. Lewis' spouse. Mr. Lewis disclaims beneficial ownership of these shares.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 19:59 UTC
Lewis BryanPresident and CEO
GrantCommon Stock, $.001 par value 1,587 $3.38 $5,364.06
Disclosure

SEC source: 0001493152-19-004006 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 1,587

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:55 UTC
Lewis BryanPresident and CEO
GrantStock Option (Right to Buy) · Derivative 369,163 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001493152-19-003044 · ownership.xml · derivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,163

Underlying: Common Stock · 369,163 shares

Expires 2024-03-06

F1 · derivative.exercise_date: Of these Stock Options, 184,582 shall vest immediately and the remaining 184,581 Stock Options shall become exercisable with respect to 33.33% of the shares at the anniversary of the date of grant in years two, three and four.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:53 UTC
EMBRY RUSSELL TChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001493152-19-003042 · ownership.xml · derivative · entry 1

EMBRY RUSSELL T · CIK 0001197709 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-03-06

F1 · derivative.exercise_date: The option shall become exercisable with respect to 33.33% of the shares as of the first, second and third anniversaries of the date of grant.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:53 UTC
White Billy JoeCFO, Secretary & Treasurer
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001493152-19-003041 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2024-03-06

F1 · derivative.exercise_date: The option shall become exercisable with respect to 33.33% of the shares as of the first, second and third anniversaries of the date of grant.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 18:35 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 1,000 $2.00 $2,000.00
Disclosure

SEC source: 0001493152-18-017975 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,534

Read SEC document
September 28, 2018 Filed Oct 1, 2018 18:31 UTC GrantRestricted Stock Unit · Derivative 593 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001493152-18-013951 · ownership.xml · derivative · entry 1

ULLMAN DAVID E · CIK 0001196690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

Underlying: Common Stock · 593 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 18:29 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 5,976 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001493152-18-013950 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976

Underlying: Common Stock · 5,976 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on September 28, 2018.

Read SEC document
August 21, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 300 $2.16 $648.00
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 9

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Read SEC document
August 20, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $2.09 $1,045.00
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 8

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234

Read SEC document
August 20, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $2.10 $1,050.00
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 7

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,734

Read SEC document
August 20, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 100 $2.19 $219.00
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 6

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,234

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 334 $2.06 $688.04
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 5

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,134

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 300 $1.95 $583.86
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 4

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 300 $1.95 $583.83
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 3

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $1.94 $970.00
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 2

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:09 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 2,000 $2.10 $4,192.20
Disclosure

SEC source: 0001493152-18-012429 · ownership.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:47 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001493152-18-009656 · ownership.xml · derivative · entry 1

Malone Michael · CIK 0001525225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2023-06-29

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:37 UTC GrantRestricted Stock Unit · Derivative 435 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001493152-18-009654 · ownership.xml · derivative · entry 1

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on June 29, 2018.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:35 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 6,522 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001493152-18-009653 · ownership.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on June 29, 2018.

Read SEC document
May 21, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 2,000 $2.19 $4,380.00
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 8

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Read SEC document
May 21, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 3,000 $2.20 $6,597.30
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 7

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Read SEC document
May 21, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 2,000 $2.18 $4,360.00
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 6

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Read SEC document
May 18, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 3,000 $2.14 $6,417.00
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 5

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Read SEC document
May 18, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 200 $2.06 $411.30
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 4

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Read SEC document
May 17, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $2.05 $1,025.00
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 3

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
May 17, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $2.05 $1,024.50
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 2

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
May 17, 2018 Filed May 21, 2018 17:30 UTC
Lewis BryanPresident and CEO
PurchaseCommon Stock, par value $.001 500 $2.00 $999.30
Disclosure

SEC source: 0001493152-18-007520 · form4.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
March 30, 2018 Filed Apr 3, 2018 18:12 UTC GrantRestricted Stock Unit · Derivative 7,407 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001493152-18-004670 · form4.xml · derivative · entry 1

ULLMAN DAVID E · CIK 0001196690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 30, 2018.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 18:10 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 8,333 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001493152-18-004667 · form4.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 30, 2018.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 18:09 UTC GrantRestricted Stock Unit · Derivative 556 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001493152-18-004665 · form4.xml · derivative · entry 1

Georges William P · CIK 0001617187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

Underlying: Common Stock · 556 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on March 30, 2018.

Read SEC document
February 21, 2018 Filed Mar 28, 2018 20:27 UTC
Lewis BryanPresident and CEO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001493152-18-004035 · form4.xml · derivative · entry 1

Lewis Bryan · CIK 0001732564 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-02-20

F1 · derivative.exercise_date: Option shall vest at a rate of 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:03 UTC
Smith Guy LDirector
GrantRestricted Stock Unit · Derivative 5,859 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001493152-18-000025 · form4.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,859

Underlying: Common Stock · 5,859 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on December 29, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.