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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2017 Filed Mar 7, 2017 23:12 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 589 $150.00 $88,350.00
Disclosure

SEC source: 0001410442-17-000003 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,089

F1 · security: These shares of common stock were acquired on the open market.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
OtherNon-Qualified Stock Option (right to buy) · Derivative 15,000 $58.79 Strike: $58.79 $881,850.00
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 8

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 15,000 shares

Expires 2024-02-24

F7 · price: Transaction is the exercise of a derivative security; see Column 2.

F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
OtherNon-Qualified Stock Option (right to buy) · Derivative 16,250 $58.79 Strike: $58.79 $955,337.50
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 7

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Common Stock · 16,250 shares

Expires 2024-02-24

F7 · price: Transaction is the exercise of a derivative security; see Column 2.

F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
SaleCommon Stock 10,204 $152.20 $1,553,093.70
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 6

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
SaleCommon Stock 4,796 $151.49 $726,549.40
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 5

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,530

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
OtherCommon Stock 15,000 $58.79 $881,850.00
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 4

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,326

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
SaleCommon Stock 11,750 $152.23 $1,788,681.35
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
SaleCommon Stock 4,500 $151.39 $681,246.45
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC
RIGGS STEVENVP Operations
OtherCommon Stock 16,250 $58.79 $955,337.50
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,576

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 45,000 $38.85 Strike: $38.85 $1,748,250.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · derivative · entry 7

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2019-07-22

F1 · derivative.exercise_price: This transaction was a cash exercise.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 25,000 $37.00 Strike: $37.00 $925,000.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · derivative · entry 6

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 25,000 shares

Expires 2020-07-21

F1 · derivative.exercise_price: This transaction was a cash exercise.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 40,000 $32.31 Strike: $32.31 $1,292,400.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · derivative · entry 5

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2020-02-04

F1 · derivative.exercise_price: This transaction was a cash exercise.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 25,000 $37.00 $925,000.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,716

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 40,000 $32.31 $1,292,400.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,716

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:20 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 45,000 $38.85 $1,748,250.00
Disclosure

SEC source: 0001073397-17-000001 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,716

Read SEC document
February 13, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 22,680 $0.00 $0.00
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · derivative · entry 6

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,680 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F2 · derivative.exercise_date: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 11,835 $146.10 $1,729,093.50
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · nonDerivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,678

Read SEC document
February 13, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 22,680 $0.00 $0.00
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · nonDerivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 5,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · derivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,493

Underlying: Common Stock · 5,493 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 2,476 $145.70 $360,753.20
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,833

Read SEC document
February 11, 2017 Filed Feb 14, 2017 00:52 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,493 $0.00 $0.00
Disclosure

SEC source: 0001410442-17-000002 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC
RIGGS STEVENVP Operations
Exercise / conversionCommon Stock · Derivative 1,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Underlying: Common Stock · 1,354 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC
RIGGS STEVENVP Operations
Tax withholdingCommon Stock 507 $145.70 $73,869.90
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC
RIGGS STEVENVP Operations
Exercise / conversionCommon Stock 1,354 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:15 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock · Derivative 282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-17-000002 · edgardoc.xml · derivative · entry 3

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 282 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:15 UTC
McGrody Kevin JController
Tax withholdingCommon Stock 124 $145.70 $18,066.80
Disclosure

SEC source: 0001615192-17-000002 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:15 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001615192-17-000002 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:12 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615186-17-000002 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 662 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:12 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 245 $145.70 $35,696.50
Disclosure

SEC source: 0001615186-17-000002 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:12 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001615186-17-000002 · edgardoc.xml · nonDerivative · entry 1

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:09 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock · Derivative 1,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-17-000002 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484

Underlying: Common Stock · 1,484 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:09 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 557 $145.70 $81,154.90
Disclosure

SEC source: 0001375852-17-000002 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,839

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:09 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 1,484 $0.00 $0.00
Disclosure

SEC source: 0001375852-17-000002 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:03 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 1,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189727-17-000003 · edgardoc.xml · derivative · entry 3

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Common Stock · 1,183 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:03 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 445 $145.70 $64,836.50
Disclosure

SEC source: 0001189727-17-000003 · edgardoc.xml · nonDerivative · entry 2

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:03 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001189727-17-000003 · edgardoc.xml · nonDerivative · entry 1

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC
RIGGS STEVENVP Operations
Exercise / conversionCommon Stock · Derivative 834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Common Stock · 834 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC
RIGGS STEVENVP Operations
Tax withholdingCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC
RIGGS STEVENVP Operations
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:12 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 1,214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189727-17-000002 · edgardoc.xml · derivative · entry 3

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,429

Underlying: Common Stock · 1,214 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

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February 05, 2017 Filed Feb 6, 2017 17:12 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 496 $0.00 $0.00
Disclosure

SEC source: 0001189727-17-000002 · edgardoc.xml · nonDerivative · entry 2

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:12 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0001189727-17-000002 · edgardoc.xml · nonDerivative · entry 1

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:31 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock · Derivative 1,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-17-000001 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314

Underlying: Common Stock · 1,156 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units and were granted on 2/5/2016.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:31 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001669639-17-000001 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:31 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001669639-17-000001 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units and were granted on 2/5/2016.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:26 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock · Derivative 289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-17-000001 · edgardoc.xml · derivative · entry 3

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 289 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:26 UTC
McGrody Kevin JController
Tax withholdingCommon Stock 127 $0.00 $0.00
Disclosure

SEC source: 0001615192-17-000001 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:26 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock 289 $0.00 $0.00
Disclosure

SEC source: 0001615192-17-000001 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:23 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615186-17-000001 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

Underlying: Common Stock · 679 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:23 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001615186-17-000001 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.