Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICU MEDICAL INC/DEICUI · Entity 2385 | Vice President and Gen'l Mgr. | January 17, 2020 | January 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICU MEDICAL INC/DE
Report date January 17, 2020 · Filed January 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,841 |
Ending reported balance
After 2020-01-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-17 · Exercise / conversion · Acquired 3,153 · Balance 9,539 Row 2 · 2020-01-17 · Tax withholding · Disposed 1,698 · Balance 7,841 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 0 |
Reported balance
After 2020-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-17 · Exercise / conversion · Disposed 1,051 · Balance 0 F1: These Securities are Performance-based Restricted Stock Units (PRSU). F2: There is neither a purchase price nor an exercise price for the PRSUs. F3: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. |
Filing footnotes · ownership attribution and instrument terms
F1: These Securities are Performance-based Restricted Stock Units (PRSU).
F2: There is neither a purchase price nor an exercise price for the PRSUs.
F3: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.
F4: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 1,051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,153 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 1,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,841 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 17:58 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000008 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351 Underlying: Common Stock · 350 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 17:58 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000008 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386 Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 17:58 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000008 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 18:07 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 2,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000006 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,111 shares Expires 2019-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on February 5, 2016. The vesting for these PRSUs is dependent upon the achievement of performance criteria related to the Company's fiscal year 2018 Adjusted EBITDA per share CAGR in comparison to the fiscal year 2015 Adjusted EBITDA per weighted average basic share. The reporting person may potentially earn 100% to 300% of the target award amount originally reported on the date of grant. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 18:07 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 2,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000006 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,210 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 18:07 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 6,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000006 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 22, 2019 02:50 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionPerformance Shares · Derivative | 429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000004 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock · 429 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the performance stock units. F3 · derivative.exercise_date: These performance stock units were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These performance stock units vest on February 15 of the first, second, and third year following the year of grant. Read SEC document |
| February 15, 2019 Filed Feb 22, 2019 02:50 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000004 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,890 Read SEC document |
| February 15, 2019 Filed Feb 22, 2019 02:50 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 429 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000004 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 01:16 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 679 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000002 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 679 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 01:16 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000002 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 01:16 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-19-000002 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 7,392 | $0.00 Strike: $88.76 | $0.00 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · derivative · entry 13 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,392 shares Expires 2025-02-11 F5 · derivative.exercise_date: Options exercisable one-third annually over the first three anniversaries of the grant date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 2,142 | $0.00 Strike: $58.79 | $0.00 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · derivative · entry 10 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,142 shares Expires 2024-02-24 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 2,901 | $303.45 | $880,308.45 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 8 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 F3 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $303.38 to $303.65, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 6,633 | $302.70 | $2,007,809.10 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 7 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092 F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $302.35 to $303.30, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 2,142 | $58.79 | $125,928.18 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 6 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,725 Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 7,392 | $88.76 | $656,113.92 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 5 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,583 Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 563 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · derivative · entry 12 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 563 shares Expires 2023-02-06 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 209 | $0.00 Strike: $60.40 | $0.00 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · derivative · entry 11 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 209 shares Expires 2022-10-11 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 827 | $0.00 Strike: $58.79 | $0.00 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · derivative · entry 9 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,142 Underlying: Common Stock · 827 shares Expires 2024-02-24 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 209 | $60.40 | $12,623.60 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 4 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 563 | $61.76 | $34,770.88 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,599 | $300.34 | $480,243.66 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 F1 · price: The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.00 to $301.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 827 | $58.79 | $48,619.33 |
DisclosureSEC source: 0001615186-18-000008 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000006 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701 Underlying: Common Stock · 350 shares Expires 2020-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000006 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000006 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 662 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000004 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 662 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000004 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963 Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:34 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000004 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 00:43 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 679 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000002 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679 Underlying: Common Stock · 679 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 00:43 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000002 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 00:43 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-18-000002 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 01:06 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000003 · edgardoc.xml · derivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 Underlying: Common Stock · 1,051 shares Expires 2020-03-27 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F5 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 01:06 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000003 · edgardoc.xml · derivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 Underlying: Common Stock · 1,051 shares Expires 2019-12-31 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F4 · derivative.exercise_date: The vesting for this performance-based restricted stock unit ("PRSU") award is dependent upon the reporting person's earning PRSUs based on the achievement of performance criteria related to the Company's fiscal year 2019 Cumulative Adjusted EBITDA in comparison to the fiscal year 2016 Adjusted EBITDA. The number of shares reported is the target award amount. The reporting person may potentially earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 662 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000002 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 662 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 245 | $145.70 | $35,696.50 |
DisclosureSEC source: 0001615186-17-000002 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000002 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:23 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 679 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000001 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 679 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:23 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000001 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:23 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-17-000001 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.