Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICU MEDICAL INC/DEICUI · Entity 2385 | VP Operations | February 11, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICU MEDICAL INC/DE
Report date February 11, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,596 |
Reported balance
After 2018-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-11 · Exercise / conversion · Acquired 1,355 · Balance 3,596 F1: These securities are Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 3,127 |
Reported balance
After 2018-02-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-11 · Tax withholding · Disposed 469 · Balance 3,127 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-02-11 | Direct | 0 |
Reported balance
After 2018-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-11 · Exercise / conversion · Disposed 1,355 · Balance 0 F1: These securities are Restricted Stock Units. F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are Restricted Stock Units.
F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2018 Filed Feb 13, 2018 21:46 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 1,355 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000004 · edgardoc.xml · derivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,355 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:46 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000004 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,127 Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:46 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 1,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000004 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 01:56 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000002 · edgardoc.xml · derivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835 Underlying: Common Stock · 834 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 01:56 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 314 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000002 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,241 Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 01:56 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-18-000002 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 01:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000004 · edgardoc.xml · derivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374 Underlying: Common Stock · 1,374 shares Expires 2020-03-27 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F5 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 01:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000004 · edgardoc.xml · derivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374 Underlying: Common Stock · 1,374 shares Expires 2019-12-31 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F4 · derivative.exercise_date: The vesting for this performance-based restricted stock unit ("PRSU") award is dependent upon the reporting person's earning PRSUs based on the achievement of performance criteria related to the Company's fiscal year 2019 Cumulative Adjusted EBITDA in comparison to the fiscal year 2016 Adjusted EBITDA. The number of shares reported is the target award amount. The reporting person may potentially earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $58.79 Strike: $58.79 | $881,850.00 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 8 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 15,000 shares Expires 2024-02-24 F7 · price: Transaction is the exercise of a derivative security; see Column 2. F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 16,250 | $58.79 Strike: $58.79 | $955,337.50 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 7 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,250 Underlying: Common Stock · 16,250 shares Expires 2024-02-24 F7 · price: Transaction is the exercise of a derivative security; see Column 2. F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 10,204 | $152.20 | $1,553,093.70 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 6 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 4,796 | $151.49 | $726,549.40 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 5 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,530 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 15,000 | $58.79 | $881,850.00 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 4 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,326 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 11,750 | $152.23 | $1,788,681.35 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 4,500 | $151.39 | $681,246.45 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,076 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 16,250 | $58.79 | $955,337.50 |
DisclosureSEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,576 Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:19 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 1,354 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000002 · edgardoc.xml · derivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355 Underlying: Common Stock · 1,354 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:19 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 507 | $145.70 | $73,869.90 |
DisclosureSEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:19 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:28 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000001 · edgardoc.xml · derivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669 Underlying: Common Stock · 834 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:28 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479 Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:28 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,677 | $58.79 Strike: $58.79 | $98,590.83 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 21 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 1,677 shares Expires 2024-02-24 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 800 | $58.79 Strike: $58.79 | $47,032.00 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 20 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,177 Underlying: Common Stock · 800 shares Expires 2024-02-24 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,677 | $121.35 | $203,500.09 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 16 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.87 to $122.19, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,677 | $58.79 | $98,590.83 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 15 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677 Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 800 | $121.89 | $97,512.00 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 14 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.75 to $122.13, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 800 | $58.79 | $47,032.00 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 13 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 2,460 | $61.76 Strike: $61.76 | $151,929.60 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 22 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 2,460 shares Expires 2023-02-06 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F16 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 11,957 | $58.79 Strike: $58.79 | $702,952.03 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 19 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,977 Underlying: Common Stock · 11,957 shares Expires 2024-02-24 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 12,833 | $58.79 Strike: $58.79 | $754,452.07 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 18 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,934 Underlying: Common Stock · 12,833 shares Expires 2024-02-24 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 13,634 | $58.79 Strike: $58.79 | $801,542.86 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 17 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,767 Underlying: Common Stock · 13,634 shares Expires 2024-02-24 F15 · price: Transaction is the exercise of a derivative security; see Column 2. F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 2,700 | $122.07 | $329,577.93 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 12 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.99 to $122.18, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 11,717 | $121.74 | $1,426,482.65 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 11 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.97 to $121.96, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 2,460 | $61.76 | $151,929.60 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 10 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 11,957 | $58.79 | $702,952.03 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 9 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,957 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $122.06 | $183,096.00 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 8 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.04 to $122.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 11,333 | $121.76 | $1,379,866.41 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 7 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $122.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 12,833 | $58.79 | $754,452.07 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 6 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 3,384 | $122.06 | $413,049.69 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 5 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.00 to $122.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 10,250 | $121.76 | $1,248,074.85 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 4 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.99, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 13,634 | $58.79 | $801,542.86 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 3 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,634 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 675 | $121.35 | $81,908.01 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 2 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: These securities are Restricted Stock Units. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.70, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:30 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 703 | $121.32 | $85,285.43 |
DisclosureSEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 1 RIGGS STEVEN · CIK 0001189724 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016. F2 · shares: Shares purchased through Employee Stock Purchase Plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.31, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.