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RIGGS STEVEN

Disclosed activity across 1 company

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169489
SEC CIK
0001189724

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICU MEDICAL INC/DEICUI · Entity 2385VP OperationsFebruary 11, 2018February 13, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICU MEDICAL INC/DE

Report date February 11, 2018 · Filed February 13, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,596 Reported balance After 2018-02-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-11 · Exercise / conversion · Acquired 1,355 · Balance 3,596

F1: These securities are Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect3,127 Reported balance After 2018-02-11 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-02-11 · Tax withholding · Disposed 469 · Balance 3,127

Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-02-11Direct0 Reported balance After 2018-02-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-02-11 · Exercise / conversion · Disposed 1,355 · Balance 0

F1: These securities are Restricted Stock Units.

F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are Restricted Stock Units.

F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2018 Filed Feb 13, 2018 21:46 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 1,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000004 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,355 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 21:46 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Tax withholdingCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000004 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

Read SEC document
February 11, 2018 Filed Feb 13, 2018 21:46 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,355 $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000004 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 01:56 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000002 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835

Underlying: Common Stock · 834 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 01:56 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Tax withholdingCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000002 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,241

Read SEC document
February 05, 2018 Filed Feb 7, 2018 01:56 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001189724-18-000002 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 27, 2017 Filed Apr 4, 2017 01:22 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantCommon Stock · Derivative 1,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000004 · edgardoc.xml · derivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 1,374 shares

Expires 2020-03-27

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017.

F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F5 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
March 27, 2017 Filed Apr 4, 2017 01:22 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantCommon Stock · Derivative 1,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000004 · edgardoc.xml · derivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 1,374 shares

Expires 2019-12-31

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017.

F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F4 · derivative.exercise_date: The vesting for this performance-based restricted stock unit ("PRSU") award is dependent upon the reporting person's earning PRSUs based on the achievement of performance criteria related to the Company's fiscal year 2019 Cumulative Adjusted EBITDA in comparison to the fiscal year 2016 Adjusted EBITDA. The number of shares reported is the target award amount. The reporting person may potentially earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 15,000 $58.79 Strike: $58.79 $881,850.00
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 8

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 15,000 shares

Expires 2024-02-24

F7 · price: Transaction is the exercise of a derivative security; see Column 2.

F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 16,250 $58.79 Strike: $58.79 $955,337.50
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · derivative · entry 7

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Common Stock · 16,250 shares

Expires 2024-02-24

F7 · price: Transaction is the exercise of a derivative security; see Column 2.

F6 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 10,204 $152.20 $1,553,093.70
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 6

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 4,796 $151.49 $726,549.40
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 5

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,530

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 15,000 $58.79 $881,850.00
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 4

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,326

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 11,750 $152.23 $1,788,681.35
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.95 to $152.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 4,500 $151.39 $681,246.45
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:12 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 16,250 $58.79 $955,337.50
Disclosure

SEC source: 0001189724-17-000003 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,576

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 1,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Underlying: Common Stock · 1,354 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Tax withholdingCommon Stock 507 $145.70 $73,869.90
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Read SEC document
February 11, 2017 Filed Feb 13, 2017 17:19 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,354 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000002 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · derivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Common Stock · 834 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Tax withholdingCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Read SEC document
February 05, 2017 Filed Feb 6, 2017 17:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001189724-17-000001 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,677 $58.79 Strike: $58.79 $98,590.83
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 21

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 1,677 shares

Expires 2024-02-24

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 800 $58.79 Strike: $58.79 $47,032.00
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 20

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,177

Underlying: Common Stock · 800 shares

Expires 2024-02-24

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,677 $121.35 $203,500.09
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 16

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.87 to $122.19, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,677 $58.79 $98,590.83
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 15

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 800 $121.89 $97,512.00
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 14

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.75 to $122.13, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 800 $58.79 $47,032.00
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 13

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 2,460 $61.76 Strike: $61.76 $151,929.60
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 22

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,446

Underlying: Common Stock · 2,460 shares

Expires 2023-02-06

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F16 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 11,957 $58.79 Strike: $58.79 $702,952.03
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 19

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,977

Underlying: Common Stock · 11,957 shares

Expires 2024-02-24

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 12,833 $58.79 Strike: $58.79 $754,452.07
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 18

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,934

Underlying: Common Stock · 12,833 shares

Expires 2024-02-24

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 13,634 $58.79 Strike: $58.79 $801,542.86
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · derivative · entry 17

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,767

Underlying: Common Stock · 13,634 shares

Expires 2024-02-24

F15 · price: Transaction is the exercise of a derivative security; see Column 2.

F14 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 2,700 $122.07 $329,577.93
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 12

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.99 to $122.18, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 11,717 $121.74 $1,426,482.65
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 11

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.97 to $121.96, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 2,460 $61.76 $151,929.60
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 10

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,417

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 11,957 $58.79 $702,952.03
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 9

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,957

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,500 $122.06 $183,096.00
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 8

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.04 to $122.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 11,333 $121.76 $1,379,866.41
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 7

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $122.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 12,833 $58.79 $754,452.07
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 6

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 3,384 $122.06 $413,049.69
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 5

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.00 to $122.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 10,250 $121.76 $1,248,074.85
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 4

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.99, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 13,634 $58.79 $801,542.86
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 3

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,634

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 675 $121.35 $81,908.01
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 2

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: These securities are Restricted Stock Units.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.70, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 12, 2016 Filed Sep 13, 2016 22:30 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 703 $121.32 $85,285.43
Disclosure

SEC source: 0001189724-16-000017 · edgardoc.xml · nonDerivative · entry 1

RIGGS STEVEN · CIK 0001189724 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.

F2 · shares: Shares purchased through Employee Stock Purchase Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.31, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.