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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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Tapewire entity
2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2017 Filed Jul 28, 2017 18:02 UTC Amendment SaleCommon Stock 1,700 $175.00 $297,500.00
Disclosure

SEC source: 0001073398-17-000009 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,593

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2017.

F2 · shares: The Form 4, as originally filed, due to broker error, incorrectly reported 4,477 shares sold on behalf of the Reporting Person on July 20, 2017. As such, this Form 4 amends that incorrect transaction previously reported.

F3 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 20, 2017 Filed Jul 28, 2017 17:57 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 8,500 $35.00 Strike: $35.00 $297,500.00
Disclosure

SEC source: 0001073398-17-000008 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-08-14

Read SEC document
July 20, 2017 Filed Jul 28, 2017 17:57 UTC SaleCommon Stock 4,477 $175.00 $783,475.00
Disclosure

SEC source: 0001073398-17-000008 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,816

F1 · security: These securities are Restricted Stock Units.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 20, 2017 Filed Jul 28, 2017 17:57 UTC OtherCommon Stock 8,500 $35.00 $297,500.00
Disclosure

SEC source: 0001073398-17-000008 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 20,774 $46.53 Strike: $46.53 $966,614.22
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · derivative · entry 7

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2022-02-01

F4 · price: Transaction is the exercise of a derivative security; see Column 2.

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 20,774 $170.00 $3,531,580.00
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · nonDerivative · entry 5

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 20,774 $46.53 $966,614.22
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · nonDerivative · entry 4

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,826

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 27,282 $58.79 Strike: $58.79 $1,603,908.78
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · derivative · entry 11

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,366

Underlying: Common Stock · 27,282 shares

Expires 2024-02-24

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the vesting commencement date of February 13, 2014. Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 27,282 $170.00 $4,637,940.00
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 8

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F4 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 27,282 $58.79 $1,603,908.78
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 7

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,193

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 2,998 $46.53 Strike: $46.53 $139,496.94
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · derivative · entry 6

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,774

Underlying: Common Stock · 0 shares

Expires 2022-02-01

F4 · price: Transaction is the exercise of a derivative security; see Column 2.

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 300 $171.00 $51,300.00
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · nonDerivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 2,698 $170.04 $458,755.78
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.00 to $170.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:12 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 2,998 $46.53 $139,496.94
Disclosure

SEC source: 0001375852-17-000004 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 3,704 $58.79 Strike: $58.79 $217,758.16
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · derivative · entry 10

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,648

Underlying: Common Stock · 3,704 shares

Expires 2024-02-24

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the vesting commencement date of February 13, 2014. Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 3,704 $171.00 $633,384.00
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 6

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F4 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 3,704 $58.79 $217,758.16
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,615

Read SEC document
July 07, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherNon-Qualified Stock Option (right to buy) · Derivative 69,014 $58.79 Strike: $58.79 $4,057,333.06
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · derivative · entry 9

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,352

Underlying: Common Stock · 69,014 shares

Expires 2024-02-24

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the vesting commencement date of February 13, 2014. Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 9,854 $173.22 $1,706,912.84
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.50 to $173.35, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 19,114 $171.22 $3,272,695.26
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,765

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 to $171.75, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 40,046 $170.53 $6,828,936.26
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,879

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.00 to $170.95, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 00:03 UTC
Jain VivekDirector · Chairman and CEO
OtherCommon Stock 69,014 $58.79 $4,057,333.06
Disclosure

SEC source: 0001410442-17-000008 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,925

Read SEC document
May 17, 2017 Filed May 18, 2017 18:09 UTC SaleCommon Stock 594 $160.92 $95,585.89
Disclosure

SEC source: 0001073398-17-000006 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,793

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherNon-Qualified Stock Option (right to buy) · Derivative 14,649 $61.76 Strike: $61.76 $904,722.24
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · derivative · entry 11

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,649 shares

Expires 2023-02-06

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherNon-Qualified Stock Option (right to buy) · Derivative 2,160 $46.53 Strike: $46.53 $100,504.80
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · derivative · entry 10

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,160 shares

Expires 2022-02-01

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherNon-Qualified Stock Option (right to buy) · Derivative 1,042 $43.62 Strike: $43.62 $45,452.04
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · derivative · entry 9

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires 2021-07-20

F6 · price: Transaction is the exercise of a derivative security; see Column 2.

F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherCommon Stock 2,160 $46.53 $100,504.80
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 8

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
SaleCommon Stock 7 $162.35 $1,136.45
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 7

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86

F3 · security: Shares were previously acquired through the Registrant's Employee Stock Purchase Plan.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
SaleCommon Stock 432 $160.90 $69,507.20
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 6

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93

F3 · security: Shares were previously acquired through the Registrant's Employee Stock Purchase Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.70 to $161.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
SaleCommon Stock 141 $162.35 $22,891.35
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 5

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
SaleCommon Stock 200 $161.40 $32,280.00
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 4

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.30 to $161.50, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
SaleCommon Stock 17,510 $160.70 $2,813,779.96
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 3

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.175 to $161.150, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherCommon Stock 14,649 $61.76 $904,722.24
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 2

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,376

Read SEC document
May 17, 2017 Filed May 18, 2017 17:44 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
OtherCommon Stock 1,042 $43.62 $45,452.04
Disclosure

SEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 1

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727

Read SEC document
May 16, 2017 Filed May 17, 2017 01:23 UTC Exercise / conversionCommon Stock · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032907 · doc4.xml · derivative · entry 2

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743 shares

Expires 2017-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 17, 2017 01:23 UTC Exercise / conversionCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032907 · doc4.xml · nonDerivative · entry 1

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:42 UTC Exercise / conversionCommon Stock · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001645866-17-000002 · edgardoc.xml · derivative · entry 3

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743 shares

Expires 2017-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:42 UTC Exercise / conversionCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001645866-17-000002 · edgardoc.xml · nonDerivative · entry 1

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:30 UTC Exercise / conversionCommon Stock · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001073398-17-000005 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743 shares

Expires 2017-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:30 UTC Exercise / conversionCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001073398-17-000005 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:23 UTC Exercise / conversionCommon Stock · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001073391-17-000003 · edgardoc.xml · derivative · entry 2

SHERMAN RICHARD MD · CIK 0001073391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743 shares

Expires 2017-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

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May 16, 2017 Filed May 16, 2017 23:23 UTC Exercise / conversionCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001073391-17-000003 · edgardoc.xml · nonDerivative · entry 1

SHERMAN RICHARD MD · CIK 0001073391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

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May 16, 2017 Filed May 16, 2017 23:15 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $38.85 Strike: $38.85 $58,275.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · derivative · entry 9

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-07-22

F5 · price: Transaction is the exercise of a derivative security; see Column 2.

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May 16, 2017 Filed May 16, 2017 23:15 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $37.36 Strike: $37.36 $56,040.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · derivative · entry 8

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-10-21

F5 · price: Transaction is the exercise of a derivative security; see Column 2.

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May 16, 2017 Filed May 16, 2017 23:15 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $34.48 Strike: $34.48 $51,720.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · derivative · entry 7

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-04-20

F5 · price: Transaction is the exercise of a derivative security; see Column 2.

F4 · derivative.exercise_date: Options exercisable in four equal annual cumulative installments commencing one year after the grant date.

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May 16, 2017 Filed May 16, 2017 23:15 UTC Exercise / conversionCommon Stock · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · derivative · entry 6

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743 shares

Expires 2017-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:15 UTC SaleCommon Stock 4,500 $162.51 $731,272.50
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · nonDerivative · entry 5

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.405 to $162.60, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 16, 2017 Filed May 16, 2017 23:15 UTC OtherCommon Stock 1,500 $38.85 $58,275.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · nonDerivative · entry 4

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Read SEC document
May 16, 2017 Filed May 16, 2017 23:15 UTC OtherCommon Stock 1,500 $37.36 $56,040.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · nonDerivative · entry 3

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091

Read SEC document
May 16, 2017 Filed May 16, 2017 23:15 UTC OtherCommon Stock 1,500 $34.48 $51,720.00
Disclosure

SEC source: 0001190251-17-000003 · edgardoc.xml · nonDerivative · entry 2

SAUCEDO JOSEPH R · CIK 0001190251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.